# 1 S.C.R. 483 UNION OF INDIA ETC v. RAKESH KUMAR AND ORS., ETC

- **Citation:** [2010] 1 S.C.R. 483
- **Court:** Supreme Court of India
- **Decided:** 2010-01-12
- **Case number:** Civil Appeal Nos. 484-491 of 2006
- **Bench:** K.G. Balakrishnan, P. Sathasivam, J.M. Panchal
- **Source:** https://unisonlegal.in/judgment/supreme-court-of-india/1-s-c-r-483-union-of-india-etc-v-rakesh-kumar-and-ors-etc-26598
- **Pages:** 49

## Headnote

Constitution of India, 1950:
Articles 14, 243-D and 243-M(4)(b) - Panchayats in
Scheduled Areas - Section 4(g) of the Provisions of the
Panchayats (Extension to the Scheduled Areas) Act, 1996
and ss. 17(8)(2), 21(8), 36(8)(2), 40(8), 51(8)(2) and 55(8)
A
B
c
of the Jharkhand Panchayat Raj Act,2001 providing for 0
reservation of 50% of total seats in Panchayats and
reservation of posts of Chairpersons at all level in Panchayats
in Scheduled Areas for Scheduled Tribes -
HELD:
Constitutionally valid - Reservation of 50% seats in favour
of Scheduled Tribes in Scheduled Areas at all the three tiers
is clearly an example of 'compensatory discrimination' as E
these areas were completely under a separate administrative
scheme as per Fifth Schedule to the Constitution - The
provisions laying down that reservation not to exceed 80% of
total seats in Panchayats in case of reservation provided to
backward class proportionate to their population in Scheduled
F
Areas if combined with seats reserved for Scheduled Tribes
and Scheduled Castes, are also constitutionally valid - Total
reservations exceeding 50% of seats in Panchayats in
Scheduled Areas are permissible on account of exceptional
treatment mandated under Article 243-M(4)(b) - This would G
not amount to unreasonable restriction on rights of political
participation of persons belonging to general category -
Besides, rights to exercise electoral franchise are legal rights,
subject to control through legislative means - Provisions of
483
H
484
SUPREME COURT REPORTS
[201 O] 1 S.C.R.
A the Panchayats (Extension to the Scheduled Areas) Act, 1996
- s.4(g) - Jharkhand Panchayat Raj Act,2001 - ss. 17(8)(2),
21(8), 36(8)(2), 40(8), 51(8)(2) and 55(8) - Committees -
Bhuria Committee Report - Social Justice - Election Law.
Writ petitions were filed before the High Court
8 challenging the constitutional validity of s.4(g) of the
Provisions of the Panchayats (Extension to the
Scheduled Areas) Act, 1996 and the provisions of the
.Jharkhand Panchayat Raj Act, 2001. The High Court
struck down the second proviso to s.4(g) of PESA and
C ss. 21(8), 40(8) and 55(8) of JPRA which provided for
reservation for Scheduled Tribes, of posts of
Chairpersons at all levels in Panchayats in Scheduled
Areas. It also struck down ss.17(8)(2), 36(8)(2) and
51(8)(2) of JPRA, which provided for reservation upto the
D extent 80% of seats in Panchayats in Scheduled Areas
for Scheduled Tribes, Scheduled Castes and backward
class, combined together. Aggrieved, the Union of India
and others filed the appeals.
E
Allowing the appeals, the Court
HELD: 1.1. The second proviso to s.4(g) of the
Provisions of the Panchayats (Extension to the
Scheduled Areas) Act, 1996, and ss. 21(8), 40(8) and
55(8) of the Jharkhand Panchayat Raj Act, 2001 are
F constitutionally valid. In Panchayats located in Scheduled
Areas, the exclusive representation of Scheduled Tribes
in the Chairperson positions of the same bodies is
constitutionally permissible. This is so beeause Article
243-M(4)(b) of the Constitution of India expressly
G empowers Parliament to provide for 'exceptions and
modifications' in the application of Part IX of the
Constitution to Scheduled Areas. The provisos to s. 4(g)
of the PESA contemplate certain exceptions to the norm
of 'proportionate representation' and the same
H exceptional treatment was incorporated in the impugned
UNION OF INDIA ETC. v, RAKESH KUMAR AND
485
ORS., ETC.
provisions of the JPRA. [Para 23 and 44] [531-E; 510-8A
D]
Janardhan Paswan v. State of Bihar, AIR 1988 Pat 75,
distinguished.
1.2. The Panchayati Raj system in Scheduled Areas
8
is a fit case that warrants exceptional treatment with
regard to reservation. The principles of reservation which
are applicable for public employment and for admission
to educational institutions cannot be readily applied in
respect of the reservation policy made by the legislature
C
to protect the interests of the Scheduled Tribes by
assuring them of majority reservation as

## Text

_Characters 0–39,609 of 89,362. This is a partial read: ask again with offset=39609 for what follows._

[2010) 1 S.C.R. 483
UNION OF INDIA ETC.
V.
RAKESH KUMAR AND ORS., ETC.
(Civil Appeal Nos. 484-491 of 2006)
JANUARY 12, 2010
[K.G. BALAKRISHNAN, CJI, P. SATHASIVAM AND J.M.
PANCHAL, JJ.]
Constitution of India, 1950:
Articles 14, 243-D and 243-M(4)(b) - Panchayats in
Scheduled Areas - Section 4(g) of the Provisions of the
Panchayats (Extension to the Scheduled Areas) Act, 1996
and ss. 17(8)(2), 21(8), 36(8)(2), 40(8), 51(8)(2) and 55(8)
A
B
c
of the Jharkhand Panchayat Raj Act,2001 providing for 0
reservation of 50% of total seats in Panchayats and
reservation of posts of Chairpersons at all level in Panchayats
in Scheduled Areas for Scheduled Tribes -
HELD:
Constitutionally valid - Reservation of 50% seats in favour
of Scheduled Tribes in Scheduled Areas at all the three tiers
is clearly an example of 'compensatory discrimination' as E
these areas were completely under a separate administrative
scheme as per Fifth Schedule to the Constitution - The
provisions laying down that reservation not to exceed 80% of
total seats in Panchayats in case of reservation provided to
backward class proportionate to their population in Scheduled
F
Areas if combined with seats reserved for Scheduled Tribes
and Scheduled Castes, are also constitutionally valid - Total
reservations exceeding 50% of seats in Panchayats in
Scheduled Areas are permissible on account of exceptional
treatment mandated under Article 243-M(4)(b) - This would G
not amount to unreasonable restriction on rights of political
participation of persons belonging to general category -
Besides, rights to exercise electoral franchise are legal rights,
subject to control through legislative means - Provisions of
483
H
484
SUPREME COURT REPORTS
[201 O] 1 S.C.R.
A the Panchayats (Extension to the Scheduled Areas) Act, 1996
- s.4(g) - Jharkhand Panchayat Raj Act,2001 - ss. 17(8)(2),
21(8), 36(8)(2), 40(8), 51(8)(2) and 55(8) - Committees -
Bhuria Committee Report - Social Justice - Election Law.
Writ petitions were filed before the High Court
8 challenging the constitutional validity of s.4(g) of the
Provisions of the Panchayats (Extension to the
Scheduled Areas) Act, 1996 and the provisions of the
.Jharkhand Panchayat Raj Act, 2001. The High Court
struck down the second proviso to s.4(g) of PESA and
C ss. 21(8), 40(8) and 55(8) of JPRA which provided for
reservation for Scheduled Tribes, of posts of
Chairpersons at all levels in Panchayats in Scheduled
Areas. It also struck down ss.17(8)(2), 36(8)(2) and
51(8)(2) of JPRA, which provided for reservation upto the
D extent 80% of seats in Panchayats in Scheduled Areas
for Scheduled Tribes, Scheduled Castes and backward
class, combined together. Aggrieved, the Union of India
and others filed the appeals.
E
Allowing the appeals, the Court
HELD: 1.1. The second proviso to s.4(g) of the
Provisions of the Panchayats (Extension to the
Scheduled Areas) Act, 1996, and ss. 21(8), 40(8) and
55(8) of the Jharkhand Panchayat Raj Act, 2001 are
F constitutionally valid. In Panchayats located in Scheduled
Areas, the exclusive representation of Scheduled Tribes
in the Chairperson positions of the same bodies is
constitutionally permissible. This is so beeause Article
243-M(4)(b) of the Constitution of India expressly
G empowers Parliament to provide for 'exceptions and
modifications' in the application of Part IX of the
Constitution to Scheduled Areas. The provisos to s. 4(g)
of the PESA contemplate certain exceptions to the norm
of 'proportionate representation' and the same
H exceptional treatment was incorporated in the impugned
UNION OF INDIA ETC. v, RAKESH KUMAR AND
485
ORS., ETC.
provisions of the JPRA. [Para 23 and 44] [531-E; 510-8A
D]
Janardhan Paswan v. State of Bihar, AIR 1988 Pat 75,
distinguished.
1.2. The Panchayati Raj system in Scheduled Areas
8
is a fit case that warrants exceptional treatment with
regard to reservation. The principles of reservation which
are applicable for public employment and for admission
to educational institutions cannot be readily applied in
respect of the reservation policy made by the legislature
C
to protect the interests of the Scheduled Tribes by
assuring them of majority reservation as well as the
occupancy of Chairperson positions in Panchayats
located in Scheduled Areas. This policy broadly
corresponds with the past practice wherein the o
Scheduled Areas were administered as per the provisions
of the Fifth Schedule to the Constitution and the same
was expected to adhere to the advice of the Tribes
Advisory Councils, which were predominantly controlled
F
by Scheduled Tribes. By extending the Panchayati Raj
E
system to these areas, Scheduled Tribes should not be
put in a relatively disadvantageous position. In the
Panchayati Raj system contemplated by Part IX of the
Constitution, the Scheduled Tribes should have an
effective say in the administration. That is why the Bhuria
Committee recommended that all Chairperson positions
should be reserved in favour of Scheduled Tribes. The
Parliament has conferred such special reservation on
account of the pivotal role of the Chairperson in a
Panchayat. [Para 15, 18 and 34] [510-D-E; 511-G-H; 512G
A-8; 523-F]
Vinayakrao Gangaramji Deshmukh v. P.C. Agrawal &
Ors., AIR 1999 Born 142;- and Indra Sawhney v. Union of
India, 1992 (2) Suppl. SCR 454 = (1992) Suppl. (3) SCC 217,
referred to.
H
486
SUPREME COURT REPORTS
[201 O] 1 S.C.R.
A
2.1. Sections 17(8)(2), 36(8)(2) and 55(8)(2) of the
Jharkhand Panchayat Reservation Act, 2001 are also
constitutionally valid provisions. The legislative intent
behind the provisions of the JPRA is primarily that of
safeguarding the interests of persons belonging to the
B Scheduled Tribes category. Therefore, total reservations
exceeding 50% of the seats in Panchayats located in
Scheduled Areas are permissible on account of the
exceptional treatment mandated under Article 243-M(4)(b)
of thE~ Constitution. (Para 42 and 44] [530-H; 531-A-8-E]
c
MR. Balaji v. State of Mysore, 1963 Suppl. SCR 439 =
AIR 1!)63 SC 649 and Indra Sawhneyv. Union of India (1992)
Supp 3 SCC 217; Krishna Kumar Mishra v. State of Bihar,
AIR 1996 Pat. 112, referred to.
D
2.2. Under Article 243-D of the Constitution, there is
a clear mandate for the State Legislature to reserve seats
for SCs and STs in every panchayat and the number of
seats so reserved shall bear, as nearly as may be, the
same proportion to the total number of seats to be filled
E by direct election in that Panchayat as the population of
the SCs or the STs in that Panchayat area bears to the
total pc,pulation of the area under consideration. In view
of Article 243-0(6), a State Legislature can make provision
for reservation of seats in any Panchayat or offices of
F ChairpE!rsons in the Panchayats at any level in favour of
backward class of citizens. Under the PESA, 50% of the
seats in Gram Panchayats, Panchayat Samitis and Zilla
Parishads should be reserved in favour of Schedule
Tribes and the ceiling is fixed to the extent that this
reservation put together shall not exceed 80% of the total
G seats. It may be noticed that this reservation policy is
exclusively applicable to Scheduled Areas which had
hitherto been the subject of a separate administrative
scheme under the Fifth Schedule of the Constitution.
[Para 27] [518-E-H; 519-A-8]
H
UNION OF INDIA ETC. v .. RAKESH KUMAR AND
487
ORS., ETC.
2.3. It is a well-accepted premise in our legal system
A
that ideas such as 'substantive equality' and 'distributive
justice' are at the heart of our understanding of the
guarantee of 'equal protection before the law'. The State
can treat unequals differently with the objective of
creating a level-playing field in the social, economic and
B
political spheres. The question is whether 'reasonable
classification' has been made on the basis of intelligible
differentia and whether the same criteria bears a direct
nexus with a legitimate governmental objective. While
examining the validity of affirmative action measures, the c
enquiry should be governed by the standard of
proportionality rather than the standard of 'strict scrutiny'.
Of course, these affirmative action measures should be
periodically reviewed and various measures are modified
or adapted from time to time in keeping with the changing. D
social and economic conditions. Reservation of seats in
Panchayats is one such affirmative action measure
enabled by Part IX of the Constitution. (Para 28) (519-CE]
2.4. The principle of 'one-man, one-vote' cannot be
E
applied in an absolute sense in the context of Panchayat
elections in Scheduled Areas. However, it is the
responsibility of the executive to identify territorial
constituencies which have a certain degree of parity in
their population levels. It is of course important to re-draw
F
these constituencies from time to time, in keeping with
the demographic shifts in the area concerned. [Para 20)
[513-D-F]
2.5. Reservation of 50% seats in favour of the STs in
Panchayats at all the three tiers is clearly an example of G
'compensatory discrimination' especially in view of the
fact that the scheduled areas under consideration were
completely under a separate admini~trative scheme as
per the Fifth Schedule to the Constitution. There is of
course a rational basis for departing from the norms of H
488
SUPREME COURT REPORTS
[201 OJ 1 S.C.R.
A 'adequate representation' as well as 'proportionate
representation' in the case of Scheduled Tribes. This was
necessary because it was found that even in the areas
where Scheduled Tribes are in a relative majority, they are
under-represented in the government machinery and
B hence vulnerable to exploitation. [Para 31and 37 ] (521G-H; 525-E]
Ashok Kumar Tripathi v. Union of India 2000 (2) MPHT
193, approved.
c
2.6. Article 243-D is a distinct and independent
constitutional basis for reservation in Panchayat Raj
Institutions. This reservation cannot be readily compared
•
to the affirmative action measures enabled by Articles
15(4) and 16(4) of the Constitution; especially analogy
0 between Article 16(4) and Article 243-D is unviable. [Para
32) [522-B-D)
Vinayakrao Gangaramji Deshmukh v. P.C. Agrawal &
Ors., AIR 1999 Born 142, approved.
E
3.1. The reservation policy in question is applicable
only to Scheduled Areas which were hitherto covered by
the Fifth Schedule to the Constitution, and merit such
exceptional treatment. The Scheduled Areas under
consideration are restricted only to certain Districts in the
F State of Jharkhand. In some Districts where STs are not
predominantly in occupation, only certain blocks have
been notified as Scheduled Areas by themselves. On
account of migration of non-tribal people in some areas,
there may be a relatively lesser proportion of tribal
population but historically these areas were occupied
G almost exclusively by Tribal people. It is quite clear that
the exceptional treatment for Scheduled Tribes will be
confined to the blocks that have been notified as
Scheduled Areas. This means that in the Districts where
only some of the blocks have been notified as Scheduled
H
UNION OF INDIA ETC. v. RAKESH KUMAR AND
489
ORS., ETC.
Areas, the provisions of the JPRA will be applicable at the
A
level of Panchayat Samitis within the notified area but not
at the level of the Zilla Parishad for the whole district.
[Para 19 and 21) [512-D-G; 513-G-H; 514-A)
Ashok Kumar Tripathi v. Union of India 2000 (2) MPHT
8
193; and R.C Poudyal v. Union of India_ 1993 (1) SCR 891 =
(1994) Supp. 1 SCC 324, referred to.
3.2. The identificatioi:i of Scheduled Areas is an
executive function and courts do not possess the
expertise needed to scrutinize the empirical basis of the
C
same. The data submitted before the Court indicates that
while the Scheduled Tribes are indeed in a majority in
some Scheduled Areas, the same is not true for some
other Scheduled Areas. This disparity is understandable
keeping in mind that there has been a considerable influx o
of non-tribal population in some of the Scheduled Areas.
In this regard, the Bhuria Committee's recommendation
must be emphasized which says that persons belonging
to the Scheduled Tribes should occupy at least half of the
seats in Panchayats located in Scheduled Areas,
E
irrespective of whether the ST population was in a relative
minority in the concerned area. This recommendation is
in line with the larger objective of safeguarding the
interests of Scheduled Tribes. [Para 38) [528-D-G)
4.1. As regards the plea that reservation of 80% of the
F
seats in Panchayats in Scheduled Areas amounts to an
unreasonable limitation on the rights of political
participation of persons belonging to the general
category, it is significant to note that the rights of political
participation broadly include the right of a citizen to vote
G
for a candidate of his/her choice and right of citizens to
contest elections for a public office. While the exercise
of electoral franchise is an essential component of a
liberal democracy, it is a well-settled principle in Indian
law that such rights do not have the status of fundamental
H
490
SUPREME COURT REPORTS
[2010] 1 S.C.R.
A rights and are instead legal rights which are controlled
through legislative means It will suffice to say that there
is no inherent right to contest elections since there are
explicit legislative controls over the same. [Para 39) [5298-F]
B
N.P. Ponnuswami vs. Returning Officer Namakkal
Constituency Namakkal Salem
Dist.
1952 SCR
218= 1952 AIR 64, referred to.
4.2. In the context of reservations in Panchayats, the
c limitation placed on the choices available to voters is an
incid~ntal consequence of the reservation policy. In this
case, the compelling State interest in safeguarding the
interests of weaker sections by ensuring their
representation in local self-government clearly outweighs
0 the competing interest in not curtailing the choices
available to voters. [Para 40) [529-G-H; 530-A]
E
F
G
Case Law Reference:
AIR 1988 Pat 75
referred to
Para 13
1912 (2) Suppl. SCR 454
referred to
Para 17
(1st3)1 SCC 439
referred to
Para 17
1993 ( 1 ) SCR 891
2000 (2) MPHT 193
AIR 1996 Pat. 112
AIR 1999 Bom 142
2000 (2) MPHT 193
referred to
Para 20
relied on
Para 22
referred to
Para 24
referred to
Para 32
approved
Para 37
CIVIL APPELLATE JURISDICTION : Civil Appeal Nos.
484-491 of 2006.
From the Judgment & Order dated 02.09.2005 of the High
H Court of Jharkhand in W.P. (PIL) No. 2728 of 2002, W.P. (PIL)
UNION OF INDIA ETC. v. RAKESH KUMAR AND
491
ORS., ETC.
No. 3877/2002, W.P. (PIL) No. 747/2001, W.P. (PIL) No. 1585
A
of 2002, W.P. (PIL) No. 849 of 2002, CWJC No. 3591/1997
(R), CWJC No. 2148 of 2001, W.P. (C) No. 2097 of 2002.
WITH
C.A.Nos.209,210-211,212,213,214,215,216,217,of2010
B
Gopal Subramanium, ASG, Dr. Rajeev Dhawan (N.P.),
P.S. Mishra, (N.P.), S.S. Upadhyay (N.P.), M.N. Krishnamani
(N.P.), Nagendra Rai, (N.P.), Tapesh Kr. Singh, Balaji (for 8.
Krishna Prasad), Amlan Kumar Ghosh, Prashant Bhushan, c
Bhupender Yadav, Vikramjit Banerjee, R.C. Kohli, Saket Singh,
Niranjana Singh, Vikram, Braj Kishore Mishra, Ujjwal K.Jha,
Arup Banerjee, Kshatrashal Raj, Braj K. Mishra, T.T.K. Deepak
& Co., (NP), Nikhil Nayyar, T.V.S. Raghavendra Sreyas,
Sumeet Gagodra, Amboj Agrawal, Dr. M.P. Raju, Mary Scaria,
D
P. George Giri, Y. Kalivi Zhimomi, Ashwani Bhardwaj, Santosh
Mishra, Rajesh Ranjan Dubey, Dhruv Kumar Jha, Jayesh
Gaurav, Shiv Mangal Sharma, Upendra Mishra, Pawan
Upadhyay, Sharmila Upadhyaya, Chinmoy Khaladkar,
Shailendra Narayan Singh, Neelam Kalsi, Vimal Chandra S.
Dave, Sanjay R. Hegde, Anil Kr. Mishra, A. Rohen Singh, Amit
E
Kr. Chawla, Vikrant Yadav, R. Venkataraman, Manish Kumar
Saran, Nirmal Kumar Ambastha, Delip Jerath, Ruchira Gupta,
Bhawesh Kumar, (for Ashok Mathur), Kumud Lata Das, D.N.
Goburdhan, (NP), Ajit Kumar Sinha, (NP), for the appearing
parties.
F
\
The Judgment of the Court was delivered by
K.G. BALAKRISHNAN, CJI. 1. Leave granted.
2. For a considerable period during the British Rule,
G
special laws were made applicable to certain 'backward areas'
in India that were predominantly occupied by tribal people.
These backward regions covered an area of more than
1,20,000 square miles. However, the characteristics of these
H
492
SUPREME COURT REPORTS
[2010] 1 S.C.R.
A areas and their populations varied widely. By Act XIV of 1874,
Santhal Parganas and Chutia Nagpur Division (now known as
Chhotanagpur Division) were created and in these 'Scheduled
districts', tribal communities were accorded a certain degree
of autonomy to regulate their affairs on the basis of their own
B conventions and traditions. Many of these communities chose
their leaders through an informal consensus among other
customary methods for selection. When the Constitution was
enacted, these areas were designated as 'Scheduled Areas'.
Article 244 of the Constitution explicitly states that the provisions
c of the Fifth Schedule shall apply in respect of the administration
and control of the Scheduled Areas in any State othe; than the
States of Assam, Meghalaya, Tripura and Mizoram. The
provi!Sions of the Sixth Schedule guide the administration of
tribal areas in those states.
D
3. Paragraph (4) of the Fifth Schedule states that there
shall be in each State having a "Schedule Area", a 'Tribes
Advisory Council' consisting of not more than twenty members
of whom, as nearly as may be, three-fourths shall be the
representatives of the Scheduled Tribes in the Legislative
E Assembly of the State. It was the duty of the 'Tribes Advisory
Council' to advise on matters pertaining to the welfare and
advancement of the Scheduled Tribes in the State. Paragraph
(5) of the Fifth Schedule states that the Governor of the State
may by public notification direct that any particular Act of
F
Parliament or the LegislatL:re of the State shall not apply to a
Scheduled Area or would apply subject to such exceptions and
modifications as he may specify. The Governor of the State may
also make regulations for the peace and good government of
any area in a State which is for the time being a Scheduled
G Area. The Governor of the State has also been given the power
to repeal or amend any existing Act of Parliament or of the
Legislature of the State which is for the time being applicable
to the area in question.
H
4. Hence, it is evident that the framers' intent bel1ind
UNION OF INDIA ETC. v. RAKESH KUMAR AND
493
ORS., ETC. [K.G. BALAKRISHNAN, CJI.]
including the Fifth Schedule was that of a separate
A
administrative scheme for Scheduled Areas in order to address
the special needs of tribal communities. During the debates on
the floor of the Constituent Assembly, some members had
criticized such differential treatment for Scheduled Tribes. In
response to such criticisms, Shri K.M. Munshi had said that
B
'Adivasis' or tribes were many in number belonging to different
"ethnic, religious and social groups" and he explained the object
of the Drafting Committee's proposals in the following words:
"We want that the Scheduled Tribes in the whole country
C
should be protected from the destructive impact of races
possessing a higher and more aggressive culture and
should be encouraged to develop their own autonomous
life; at the same time we want them to take a larger part
in the life of the country adopted. They should not be
isolated communities or little republics to be perpetuated
D
for ever ..... object is to maintain them as little unconnected
communities which might develop into different groups
from the rest of the country ..... and that these tribes should
be absorbed in the national life of the country."
5. In exercise of the powers conferred by paragraph 6(i)
of the Fifth Schedule to the Constitution of India, the President
of India made an Order known as The Scheduled Area (Part
A States) Order, 1950. With respect to the then combined
State of Bihar, this Order was applied to Ranchi district,
Singhbhum district (excluding Dalbhum sub-division) and
Santhal Pargana district. The following table shows the
chronology of the governmental measures which have identified
Scheduled Areas in the territories that lie in the present-day
State of Jharkhand:
E
F
G
H
A
B
494
SUPREME COURT REPORTS
[201 O] 1 S.C.R.
874
Scheduled Districts Act,
1874 (Act XIV of 1874)
passed during the colonia
period
Declared the Santhal
Parganas and the Chutia
NagpurDivision
(now
known as 'Chhotanagpur
Division') as 'scheduled
districts' in the erstwhile
province of Bengal. These
areas now come within
the territory of the State of
Jharkhand.
C
950
After independence, The In pursuance of this Order,
President of India had Ranchi
district,
made an order known as Singhbhum
district
The Scheduled Area (Part (excluding
Dalbhum
A States) Order, subSanthal
P a r g a n a
D
division), 1950 in exercise district (excluding Godda
of the powers conferred by· and
Deoghar
subParagraph 6(ii) of the Fifth divisions) and Latehar
Schedule
to
the sub-division of Palamau
Constitution of India.
district were declared to
E
be Scheduled areas.
977
F
G
H
The 1950 Order was
rescinded and replaced by
the Scheduled Areas
(States of Bihar, Gujarat,
Madhya Pradesh and
Orissa) Order, 1977
By the said Order, Ranchi
district,
Singhbhum
district, Latehar subdivision and Bhandaria
block of Garhwa subdivision
in
Palamau
district, Dumka; Pakur;
Rajmahal and Jamatra
sub-divisions
and
Sundarpahari
and
Boarijor blocks of Godda
sub-divisions in Santhal
Pargana district were
shown as scheduled areas
of the then combined
UNION OF INDIA ETC. v. RAKESH KUMAR AND
495
2003
ORS., ETC. [K.G. BALAKRISHNAN, CJI.]
Subsequent
to
the
formation of the States of
Jharkhand
and
Chhattisgarh,
The
Scheduled Areas (States
of
Chhattisgarh,
Jharkhand and Madhya
Pradesh) Order, 2003
was passed to replace the
1977 order
State of Bihar, all of
A
which now fall within the
territory of Jharkhand.
Under the 2003 order,
the following areas in the
State of Jharkhand have
been
declared
as
Scheduled Areas:
1.
Burhmu, Mandar,
Chan ho,
Bero,
Lapung,
Namkom,
Kanke,
Ormanjhi,
Angara,
Silli,
Sonahatu,
Tamar,
Bundu, Arki, Khunti,
Murhu, Karra, Torpa
and Raniya blocks in
Ranchi District.
2. Kisko,
Kuru,
Lohardaga, Bhadra
and Senha blocks in
Lohardaga district
3. Bishanpur, Ghaghra,
Chainpur,
Dumri,
Raic.iih, Gumla, Sisai,
Kagdara, Basiya and
Palkot blocks in Gumla
District
4. Simdega, Kolebira,
I
B
c
D
E
F
Ba no,
Jaldega,
Thethetangar, Kurdeng
G
and
Bolba blocks
within
Simdega
District.
5. Barwadih, Manika,
H
A
B
c
D
E
F
G
H
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Balumath, Chandwa,
Latehar, Garu and
Mahuadaran blocks
within Latehar District
6. Bhandariya block within
Garhwa District
7. Bandgaon,
Chakradharpur,
Sonuwa, Goyalkera,
Mahoharpur,
Noamundi,
Jagannathpur,
Manghgaon,
Kumardungi, Manjhari,
Tatnagar, Jhinkpani,
Tonto, Khutpani and
Chaibasa blocks within
the West Singhbum
District
8. Govindpur (Rajnagar),
Adityapur (Ghamariya),
Seraikela, Kharsaan,
Kuchai,
Chand ii,
lchagarh and Nimdih
blocks within Seraikella
Kharsawan District
9.Golmuri-Jugslia,
Patmada,
Petka,
Dumariya, Musabani,
Ghatsila,
Dhalbhumgarh,
Chakuliya
and
Bahragora blocks within
East Singhbhum District
10.Sariyahat, Jarmundi,
Jama, Ramagarh,
UNION OF INDIA ETC. v. RAKESH KUMAR AND
497
ORS., ETC. [K.G. BALAKRISHNAN, CJI.]
A
Gopikandar,
Kathikund, Dumka,
Sikripara,
Raneshwar
and
Masaliya
blocks
within
Dumka
B
District.
11. Kundhit,
Nala,
Jamtara
and
Narayanpur blocks
within
Jamtara
c
District
12. Sahebganj, Boriyo,
Taljhari, Rajmahal,
Barharwa, Pathna
and Barhet blocks
D
within Sahebganj
District.
13. Littipara, Amrapara,
Hiranpur,
Pakur,
Maheshpur
and
E
Pakuriya
blocks
within Pakur District
14. Borijore
and
.
Sundarpahari blocks
within Godda District.
F
2007
Subsequent
to
the
impugned judgment of the
Jharkhand High Court, the
Government of Jharkhand
passed the Scheduled
G
Areas
(State
of
Jharkhand) Order, 2007
and the same is presently
in force.
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[2010] 1 S.C.R.
A Hence, Tribes Advisory Councils had been constituted for these
Scheduled areas since the Panchayati Raj System had not
been extended to them.
6. By way of the Constitution (Seventy-Third Amendment)
B Act, 1992, Part IX was inserted in the Constitution of India.
Article 243B of Part IX of the Constitution mandated that there
shall be Panchayats at the village, intermediate and district
levels in accordance with the provisions of this Part. Article 243C provides that the Legislature of a State may, by law, make
C provisions with respect to the composition of Panchayats.
Detailed provisions were made under Article 243-D enabling
the reservation of seats for Scheduled Castes, Scheduled
Tribes, women and other backward classes. Article 243-M
stated that nothing in this Part shall apply to the Scheduled
Amas referred to in clause (1 ), and the tribal areas referred to
D in clause (2), of article 244.
7. Two years after the ?3rd Amendment Act, the Union
Government had appointed a Committee of Members of
Parliament (MPs) and experts under the Chairmanship of Sh.
E Dilip Singh Bhuria to undertake a detailed study and make
recommendations about whether the Panchayati raj system
should be extended to the Schedules Areas, as contemplated
by Article 243-M(4)(b) of the Constitution. The Committee
submitted its report on 17.1.1995 and favoured democratic
F decentralization in scheduled areas. It will be instructive to refer
to the following observations in the Bhuria Committee Report
(at Para. 10):-
G
H
'Tribal life and economy, in the not too distant past, bore
a harmonious relationship with nature and its endowment.
It was an example of sustainable development. But with the
influx of outside population, it suffered grievous blows. The
colonial system was established on the basis of
expropriation of the natural and economic resources of
tribal and other areas in the country. Although, theoretically,
UNION OF INDIA ETC. v. RAKESH KUMAR AND
499
ORS., ETC. [K.G. BALAKRISHNAN, CJI.]
there has been difference in the approach after the A
departure of the colonial masters from Tribal areas, in
practice, the principles enunciated in Article 39 and other
Directive Principles of State Policy have to be followed
more rigorously. On account of their simplicity arid
ignorance, over the decades the tribals have been B
dispossessed of their natural and economic resources like
land, forest, water, air, etc .. The dispossession has not
been confined to that through private parties. For the
purpose of promotion of general economic development
projects, the State also has been depriving them of the c
basis means of livelihood. These processes have been
operative since a long time causing human misery and
socio-economic damage. No reliable picture is yet
available, for instance, we are not seized on the total
quantum of land alienated from the tribals both on private 0
and State account nor the number of families, clans or
Tribes involved. This has compelled some to perceive
development as an agent of destruction. But since planned
development has been an article of faith with us, it has to
be ensured that implementation of the policies and
programmes drawn up in tribal interest are implemented
E
in tribal interest. Since, by and large, the politicobureaucratic apparatus has failed in its endeavor, powers
should be developed on the people so that they can
formulate programmed which suit them and implement
them for their own benefits."
F
It was further observed, at Para. 30:
"The group was further of the view that notwithstanding the
fact that the areas under consideration i.e. Scheduled G
Areas are expected to have majority of tribal population, it
is necessary to stipulate that the Panchayats therein will
have a majority of Scheduled Tribes members. The
reason is that the Scheduled Areas were notified as such
on account of majority of Scheduled Tribe population,
H
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[2010] 1 S.C.R.
A
contiguity etc. In course of time, on account of influx of
non-ST population, in a few Scheduled Areas, the status
of the ST population might have been reduced to a
minority. That should not be regarded as having altered
the overall character of the Scheduled Areas. The
B
chairmen and vice-chairmen should belong to the
Scheduled Tribes. One-third of the seats should be
reserved for women."
(Emphasis supplied)
C
8. Evidently, the Committee made three specific
recommendations, namely, (a) Panchayats in scheduled areas
must have a majority of scheduled tribes members, (b)
Chairmen and Vice-Chairmen should belong to scheduled
tribes, and (c) one-third of the seats should be reserved for
D women. The Committee felt that certain provisions in Part IX
which pertained to Panchayati Raj Institutions (PRls) were
wholesome and should be incorporated in the law to be passed
by the Parliament under Article 243-M(4)(b) with due regard for
the unique characteristics of tribal societies residing in the
E Scheduled Areas. It was considered especially important to
protE~ct the interests of many tribal societies which have their
own customary laws, traditional practices and community ethos.
The Committee was also of the view that since the Scheduled
Areas and Tribal Areas are expected to have a majority of tribal
F population, the Panchayats at different tiers should have a
majority of members who belong to the Scheduled Tribes
(Hereinafter 'STs'). Furthermore, it was suggested that both the
chairman and vice-chairman should belong to this category as
well. The Committee also made recommendations in respect
G of the various functions to be discharged by the Gram Sabhas
in Tribal areas. They pertained to safeguards for the rights of
the tribal communities in matters relating to land, water, forest
and minor forest produce; enforcement of customary rights such
as grazing, fuel, fodder, minor forest produce, building
H materials; mobilization for community welfare programmes and
UNION OF INDIA ETC. v. RAKESH KUMAR AND
501
ORS., ETC. [K.G. BALAKRISHNAN, CJI.]
organising voluntary labour for community works; promotion of
A
solidarity and harmony among all sections of people;
consideration of the report on the audit of accounts of the Gram
Panchayat; women and child development; identification of the
beneficiaries for poverty alleviation and other programmes and
host of other welfare measures such as drinking water supply,
B
sanitation, conservancy and drainage; public health measures;
village roads and streets; small tanks; maintenance of public
properties and community assets. The Committee gave
detailed suggestions with regard to the powers, functions and
procedures of the Panchayati Raj Institutions.
c
9. Based on these recommendations, The Panchayats
(Extension to the Scheduled Areas) Act, 1996 [hereinafter
'PESA'] was passed by the Parliament in 1996. The statement
of Objects and Reasons of the PESA Act reads as follows:
D
"There have been persistent demands from prominent
leaders of the Scheduled Areas for extending the
provisions of Part IX of the Constitution to these Areas so
that Panchayat Raj Institutions may be established there.
Accordingly, it is proposed to introduce a Bill to provide
E
for the extension of the provisions of Part IX of the
Constitution to the Schedule Areas with certain
modifications providing that, among other things, the State
Legislations that may be made shall be· in consonance
with the customary law, social and religious practices and
F
traditional management practices of community resources;
.... The offices of the Chairpersons in the Panchayats at
all levels shall be reserved for the Scheduled Tribes; the
reservations of seats at every Panchayat for the Scheduled
Tribes shall not be less than one-third of the total number
G
of seats."
10. The provision of the PESA Act which merits
consideration in the present case is Section 4 which reads as
follows:-
H
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[2010) 1 S.C.R.
A
4.
f-..Jotwithstanding anything contained under Part IX
of the Constitution, the Legislature of a State shall
not make any law under that Part which is
inconsistent with any of the following features,
namely:-
B
(a)
a State legislation on the Panchayats that
may be made shall be in consonance with the
customary law, social and religious practices
and traditional management practices of
c
community resources;
(b)
a village shall ordinarily consist of a
habitation or a group of habitations or a
hamlet or a group of hamlets comprising a
community and managing its affairs in
D
accordance with traditions and customs;
(c)
every village shall have a Gram Sabha
consisting of persons whose names are
included in the electoral rolls for the
E
Panchayat at the village level;
Declared the Santhal Parganas and the
Chutia Nagpur Division (now known as
'Chhotanagpur Division') as 'scheduled
districts' in the erstwhile province of Bengal.
F
These areas now come within the territory of
the State of Jharkhand.
(d)
every Gram Sabha shall be competent to
safeguard and preserve the traditions and
G
customs of the people, their cultural identity,
community resources and the customary
mode of dispute resolution;
(e)
every Gram Sabha shall -
H
(i)
approve the plans, programmes and projects
UNION OF INDIA ETC. v. RAKESH KUMAR AND
503
ORS., ETC. [K.G BALAKRISHNAN, CJI.]
(ii)
(f)
(g)
for social and economic development before
A
such plans, programmes and projects are
taken up for implementation by the
Panchayat at the village level;
be responsible for the identification or
selection of persons as beneficiaries under
8
the
poverty
alleviation
and
other
programmes;
every Panchayat at the village level shall be
required to obtain from the Gram Sabha a
C
certification of utilization of funds by that
Panchayat for the plans, programmes and
projects referred to in clause (e);
the reservation of seats in the Scheduled 0
Areas at every Panchayat shall be in
proportion to the population of the
communities in that Panchayat for whom
reservation is sought to be given under Patt
IX of the Constitution;
Provided that the reservation for the
Scheduled Tribes shall not be less than onehalf of the total number of seats:
E
Provided further that all seats of
F
Chairpersons of Panchayats at all levels shall
be reserved for the Scheduled Tribes;
(h)
the State Government may nominate persons
belonging to such Schedule Tribes as have
no representation in the Panchayat at the
G
intermediate level or the Panchayat at the
district level:
Provided that such nomination shall not
exceed one-tenth of tile total members to be
H
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[201 O] 1 S.C.R.
A
elected in that Panchayat;
(i)
the Gram Sabha or the Panchayats at the
appropriate level shall be consulted before
making the acquisition of land in the
B
Scheduled Areas for development projects
and before re-settling or rehabilitating
persons affected by such projects in the
Scheduled Areas; the actual planning and
implementation of the projects in the
Scheduled Areas shall be coordinated at the
c
State level;
0)
planning and management of minor water
bodies in the Scheduled Areas shall be
entrusted to Panchayats at the appropriate
D
level;
(k)
the recommendations of the Gram Sabha or
the Panchayats at the appropriate level shall
be made mandatory prior to grant of
E
prospecting licence or mining lease for minor
minerals in the Scheduled Areas:
'.-:r
(I)
the prior recommendation of the Gram
Sabha or the Panchayats at the appropriate
level shall be made mandatory for grant of
F
concession for the exploitation of minor
minerals by auction;
(m)
while endowing Panchayats in the Scheduled
Areas with such powers and authority as may
G
<I
be necessary to enable them to function as
institutions of self-government, a State
Legislature shall ensure that the Panchayats
at the appropriate level and the Gram Sabha
are endowed specifically with -
H
UNION OF INDIA ETC. v. RAKESH KUMAR AND
505
ORS., ETC. [K.G. BALAKRISHNAN, CJI.]
(n)
(i) the power to enforce prohibition or to
A
regulate or restrict the sale and consumption
of any intoxicant;
(ii) the ownership of minor forest produce;
(iii) the power to prevent alienation of land in
the Scheduled Areas and to take appropriate
action to restore any unlawfully alienated
land of a Scheduled Tribe;
B
(iv) the power to manage village markets by c
whatever name called;
(v) the power to exercise control over money
lending to the Scheduled Tribes;
(vi) the power to exercise control over D
institutions and functionaries in all social
sectors;
(vii) the power to control over local plans and
resources for such plans including tribal subE
plans;
the State legislations that may endow
Panchayats with powers and authority as
may be necessary to enable them to function
as institutions or self-government shall
contain safeguards to ensure that
Panchayats at the higher level do not assume
the powers and authority of any Panchayat at
the lower level or of the Gram Sabha;
F
G
(o)
the State Legislature shall endeavour to
follow the pattern of the Sixth Schedule to the
Constitution
while
designing
the
administrative arrangements in the
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A
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SUPREME COURT REPORTS
[201 OJ 1 S.C.R.
Panchayats at district levels in the Scheduled
Areas.
[emphasis supplied)
11. To give effect to the provisions of PESA Act, the State
B Legislature of Jharkhand had passed the Jharkhand Panchayat
Raj Act, 2001 [Hereinafter 'JPRA'] which included the following
provisions:-
c
D
E
F
G
H
Section 17(8). Reservation of seats in Gram Panchayat.-
(B) For the members of the Gram Panchayat (in
Scheduled Area). -
(1) In scheduled areas, in every Gram Panchayat,
reservation of seats in favour of Scheduled Castes and
Scheduled Tribes shall be made, proportionate to their
respective population in that Gram Panchayat:
Provided that the seats reserved for Scheduled
Tribes shall not be less than half of the total number.
(2) In the scheduled areas, in Gram Panchayat, seats shall
<be reserved in such number in favour of persons of
,t·ackward class, proportionate to their population, which,
if combined with the seats reserved for Scheduled Castes
and Scheduled tribes, if any, shall not exceed more than
Eighty per cent of total seats of that Gram Panchayat.
Section 21(8) - Reservation of Posts of Mukhia and UpMukhia in Gram Panchayat (In Scheduled area) -
Post of Mukhia and Up-Mukhia of the Gram Panchayats
in the scheduled areas shall be reserved for the scheduled
tribes;
Provided also that the Gram Panchayats, in the scheduled
areas, wherein there is no population of scheduled tribes,
shall be duly excluded from allotment of reserved posts of
UNION OF INDIA ETC. v. RAKESH KUMAR AND
507
ORS., ETC. [K.G. BALAKRISHNAN, CJI.]
Mukhia and Up-Mukhia of scheduled tribes.
A
Section 36(8)- Reservation of seats of Panchayat Samiti
(in Schedule Area) -
(1) In scheduled areas, in every Panchayat Samiti,
reservation of seats in favour of Scheduled Castes and
B
Scheduled Tribes shall be made, proportionate to their
respective population in that Panchayat Samiti:
Provided that the seats reserved for Scheduled
Tribes shall not be less than half of the total number. c
(2) In the scheduled areas, in Panchayat Samiti, seats shall
be reserved in such number in favour of persons of
backward class, proportionate to their population, which,
if combined with the seats reserved for Scheduled Castes
and Scheduled tribes, if any, shall not exceed more than
D
Eighty per cent of total seats of that Panchayat Samiti.
Section 40(8) - Reservation of Posts of Pramukh and UpE
Pramukh in Panchayat Samiti (In the scheduled area) -
Posts of Pramukh and Up-Pramukh in Panchayat Samitis
in the scheduled areas shall be reserved for the members
belonging to the scheduled tribes.
Section 51 (8).