# ASSOCIATION AND ANOTHER v. UNION OF INDIA

- **Citation:** [2015] 13 S.C.R. 1
- **Court:** Supreme Court of India
- **Decided:** 2015-10-16
- **Bench:** Jagdish Singh Khehar, J. Chelameswar, Madan B. Lokur, Kurian Joseph, Adarsh Kumar Goel
- **Source:** https://unisonlegal.in/judgment/supreme-court-of-india/association-and-another-v-union-of-india-30726
- **Pages:** 1056

## Headnote

B
c
Constitution (Ninety-ninth Amendment) Act, 2014 -
Collegium system of appointment of Judges to the Supreme
Cowt, and Chief Justices and Judges to the High Courts;
and transfer of Chief Justices and Judges of High Courts
from one High Court, to another- New scheme contemplated D
for replacing the Collegium system - Six-member National
Judicial Appointments Commission (NJAC) set up under the
aegis of Constitution (Ninety-ninth Amendment) Act, 2014
read with the National Judicial Appointments Commission
E
Act, 2014-NJAC composed of: (a) the Chief Justice of India,
Chairperson, ex officio; ·(b) two other senior Judges of
Supreme Court, next to the Chief Justice of India as
Members, ex officio; (c) the Union Minister in charge of Law
and Justice as Member, ex officio; (d) two eminent persons,
F
to be nominated as Members - Constitution (Ninety-ninth
Amendment) Act, 2014 - Va/idjty of- Held (per order of the
Court): It is unconstitutional and void - National Judicial
Appointments Commission Act, 2014 - Judiciary- Higher
Judiciary- Constitutional Courts -Appointment and transfer G
of Judges - Procedure .
National Judicial Appointments Commission Act, 2014
- Collegium system of appointment of Judges to the Supreme
Court, and Chief Justices and Judges to the High Courts;
h
2
SUPREME COURT REPORTS
[2015] 13 S.C.R.
A and transfer of Chief Justices and Judges of High Courts
from one High Court, to another- New scheme contemplated
for replacing the Col/egium system - Six-member National
Judicial Appointments Commission (NJAC) set up under the
aegis of Constitution (Ninety-ninth Amendment) Act, 2014
B read with the Nationai Judicial Appointments Commission
Act, 2014- NJAC composed of: (a) the Chief Justice of India, ·
Chairperson, ex officio; (b} two other senior Judges of
Supreme Court, next to the Chief Justice of India as
Members, ex officio; (c) the Union Minister in charge of Law
C and Justice as Member, ex officio; (d} two eminent persons,
to be nominated as Members -
National Judicial
Appointments Commission Act, 2014 - Validity of - Held
(per order of the Court): It is unconstitutional and void -
0
Constitution (Ninety-ninth Amendment) Act, 2014- Judiciary
- Higher Judiciary - Constitutional Courts - Appointment
and transfer of Judges- Procedure.
Judiciary - Higher Judiciary- Constitutional Courts -
Appointment and transfer of Judges- Procedure- Col/egium
E system of appointment of Judges to the Supreme Court, and
Chief Justices and Judges to the High Courts; and transfer
of Chief Justices and Judges of High Courts from one High
Court, to another- New scheme contemplated for replacing
the Collegium system -
Six-member National Judicial
F Appointments Commission (NJAC) set up under the aegis
of Constitution (Ninety-ninth Amendment) Act, 2014 read with
the National Judicial Appointments Commission Act, 2014
-
NJAC composed of: (a) the Chief Justice of India,
Chairperson, ex officio; (b) two other senior Judges of
G
Supr~me Court, next to the Chief Justice of India as
Members, ex officio; (c) the Union Minister in charge of Law
and Justice as Member, ex officio; (d) two eminent persons,
to be nominated as Members- Held (per order of the Court):
The collegium system, as existing prior to the Constitution
H
SUPREME COURT ADVOCATES-ON-RECORD
3
ASSOCIATION v. U.0.1.
(Ninety-ninth Amendment) Act, 2014, declared to be A
operative - However, to consider introduction of appropriate
measures, if any, for an improved working of the "collegium
system", matter listed on a subsequent date ..:. Constitution
(Ninety-ninth Amendment) Act, 2014 - National Judicial
Appointments Commission Act, 2014.
B
Judiciary ~ Higher judiciary - Constitutional Courts -
Selection and appointment of Judges -
Parliament, if
empowered to provide for an alternative procedure - Held
(per Khehar, J.): It is open to the Parliament, while exercising C
its power under Article 368, to provide for some other
alternative procedure for the selection and appointment of
Judges

## Text

_Characters 0–39,422 of 2,055,127. This is a partial read: ask again with offset=39422 for what follows._

[2015] 13 S.C.R. 1
SUPREME COURT ADVOCATES-ON-RECORD
A
ASSOCIATION AND ANOTHER
v.
UNION OF INDIA
(Writ Petition (Civil) No. 13 of 2015)
OCTOBER 16, 2015
[JAGDISH SINGH KHEHAR, J. CHELAMESWAR,
MADAN B. LOKUR, KURIAN JOSEPH,
ADARSH KUMAR GOEL, JJ.]
B
c
Constitution (Ninety-ninth Amendment) Act, 2014 -
Collegium system of appointment of Judges to the Supreme
Cowt, and Chief Justices and Judges to the High Courts;
and transfer of Chief Justices and Judges of High Courts
from one High Court, to another- New scheme contemplated D
for replacing the Collegium system - Six-member National
Judicial Appointments Commission (NJAC) set up under the
aegis of Constitution (Ninety-ninth Amendment) Act, 2014
read with the National Judicial Appointments Commission
E
Act, 2014-NJAC composed of: (a) the Chief Justice of India,
Chairperson, ex officio; ·(b) two other senior Judges of
Supreme Court, next to the Chief Justice of India as
Members, ex officio; (c) the Union Minister in charge of Law
and Justice as Member, ex officio; (d) two eminent persons,
F
to be nominated as Members - Constitution (Ninety-ninth
Amendment) Act, 2014 - Va/idjty of- Held (per order of the
Court): It is unconstitutional and void - National Judicial
Appointments Commission Act, 2014 - Judiciary- Higher
Judiciary- Constitutional Courts -Appointment and transfer G
of Judges - Procedure .
National Judicial Appointments Commission Act, 2014
- Collegium system of appointment of Judges to the Supreme
Court, and Chief Justices and Judges to the High Courts;
h
2
SUPREME COURT REPORTS
[2015] 13 S.C.R.
A and transfer of Chief Justices and Judges of High Courts
from one High Court, to another- New scheme contemplated
for replacing the Col/egium system - Six-member National
Judicial Appointments Commission (NJAC) set up under the
aegis of Constitution (Ninety-ninth Amendment) Act, 2014
B read with the Nationai Judicial Appointments Commission
Act, 2014- NJAC composed of: (a) the Chief Justice of India, ·
Chairperson, ex officio; (b} two other senior Judges of
Supreme Court, next to the Chief Justice of India as
Members, ex officio; (c) the Union Minister in charge of Law
C and Justice as Member, ex officio; (d} two eminent persons,
to be nominated as Members -
National Judicial
Appointments Commission Act, 2014 - Validity of - Held
(per order of the Court): It is unconstitutional and void -
0
Constitution (Ninety-ninth Amendment) Act, 2014- Judiciary
- Higher Judiciary - Constitutional Courts - Appointment
and transfer of Judges- Procedure.
Judiciary - Higher Judiciary- Constitutional Courts -
Appointment and transfer of Judges- Procedure- Col/egium
E system of appointment of Judges to the Supreme Court, and
Chief Justices and Judges to the High Courts; and transfer
of Chief Justices and Judges of High Courts from one High
Court, to another- New scheme contemplated for replacing
the Collegium system -
Six-member National Judicial
F Appointments Commission (NJAC) set up under the aegis
of Constitution (Ninety-ninth Amendment) Act, 2014 read with
the National Judicial Appointments Commission Act, 2014
-
NJAC composed of: (a) the Chief Justice of India,
Chairperson, ex officio; (b) two other senior Judges of
G
Supr~me Court, next to the Chief Justice of India as
Members, ex officio; (c) the Union Minister in charge of Law
and Justice as Member, ex officio; (d) two eminent persons,
to be nominated as Members- Held (per order of the Court):
The collegium system, as existing prior to the Constitution
H
SUPREME COURT ADVOCATES-ON-RECORD
3
ASSOCIATION v. U.0.1.
(Ninety-ninth Amendment) Act, 2014, declared to be A
operative - However, to consider introduction of appropriate
measures, if any, for an improved working of the "collegium
system", matter listed on a subsequent date ..:. Constitution
(Ninety-ninth Amendment) Act, 2014 - National Judicial
Appointments Commission Act, 2014.
B
Judiciary ~ Higher judiciary - Constitutional Courts -
Selection and appointment of Judges -
Parliament, if
empowered to provide for an alternative procedure - Held
(per Khehar, J.): It is open to the Parliament, while exercising C
its power under Article 368, to provide for some other
alternative procedure for the selection and appointment of
Judges to the higher judiciary, so long as, the attributes of
"separation of powers" and "independence of the judiciary",
which are "core" components of the "basic structure" of the D
Constitution, are maintained.
Constitution of India -Amendment to - Scope - Held
(per Khehar, J.): The "basic structure" of the Constitution is
inviolable ~ The Constitution cannot be amended so as to
negate any "basic features" thereof-Also, if a challenge is E
raised to an ordinary legislation based on one of the "basic
features" of the Constitution, it would be valid to do so.
Constitution of India - Art. 368 -
Constitutional
Amendments - Will of the People and Judicial Review -
Limitations on the amending power - Appointment and F
transfer of Judges in higher judiciary- Broad based Judicial
Appointment Commission comprising of members of the
judiciary, the executive and eminent! important persons from
public life 'proposed to be constituted, to replace the prevailing G
procedure, contemplated under Articles 124(2) and 217(1)-
To achieve the purported objective, Articles 124 and 217 inter
a/ia amended, and Articles 124A, 1248 and 124C inserted
in the Constitution, through the Constitution (99th
Amendment) Act, by following the procedure contemplated H
4
SUPREME COURT REPORTS
[2015] 13 S.C.R.
A
under Article 368(2), more particularly, the proviso thereunder
- Simultaneously therewith, the Parliament enacted the
NJACAct- Said Constitutional amendment and legislative
enactment, challenged before Supreme Court - Held (per
Khehar, J.): There are declared limitations, on the amending
B . power conferred on the Parliament, which cannot be breached
- If a constitutional amendment breaches the "core" of the
Constitution or destroys its "basic or essential features" in a
manner which was patently unconstitutional, it would have
crossed over forbidden territory -
This aspect, would
C undoubtedly fall within the realm of judicial review - In the
above view of the matter, the impugned constitutional
amendment, as a/so, the NJAC Act, would be subject to
judicial review on the touchstone of the "basic structure" of
0
the Constitution, and the parameters laid down by the
Supreme Court in that behalf, even though the impugned
constitutional amendment may have been approved and
passed unanimously or by an overwhelming majority, and
notwithstanding the ratification thereof by as many as twentyE eight State Assemblies -
Constitution (Ninety-ninth
Amendment) Act, 2014 - National Judicial Appointments·
Commission Act, 2014 .
. Judiciary- Higher Judiciary- Constitutional Courts -
Appointment and transfer of Judges - Independence of
F judiciary - Primacy conferred on the Chief Justice of India
and his col/egium of Judges - Held (per Khehar, J.): In the
matter of appointment of Judges to the higher judiciary, and
also, in the matter of transfer of Chief Justices and Judges
from one High Court to any other High Court, under Articles
G
124, 217 and 222, primacy conferred on the Chief Justice of
India and his collegium of Judges, is liable to be accepted
as an integral constituent of the above provisions (as
originally enacted) -
Therefore, when a question with
reference to the selection and appointment (as also, transfer)
H
SUPREME COURT ADVOCATES-ON-RECORD
5
ASSOCIATION v. U.0.1.
of Judges to the higher judiciary is raised, alleging that the
A
"independence of the judiciary" as a "basic feature/structure"
o~ the Constitution has been violated, it would have to be
ascertained whether the primacy of the judiciary exercised
through the Chief Justice of India (based on a collective
wisdom of a collegium of Judges), had been breached- Then
B
alone, would it be possible to conclude, whether or not, the
"independence of the judiciary" as an essential "basic feature"
of the Constitution, had been preserved (-and had not been
breached}- Constitution of India -Articles 124, 21 land 222. c
Judiciary - Higher Judiciary - Constitutional Courts -
Appointment and transfer of Judges - Procedure - New
scheme contemplated for replacing the Col/egium system -
National Judicial Appointments Commission (NJAC) set up
under the aegis of Constitution (Ninety-ninth Amendment) D
Act, 2014 read with the National Judicial Appointments
Commission Act, 2014 - NJAC to comprise of members of
the judiciary, the executive and eminent/important persons
from public life - Whether as a matter of practicality, the
impugned constitutional amendment can be consi.dered to
E
have sustained, primacy in the matter of decision making,
under the amended provisions of Articles 124, 217 and 222,
in conjunction with the inserted provisions of Articles 124A to
124C, with the judiciary- Held (per Khehar, J.): Primacy of
the judiciary would not be considered to have been sustained,
F
merely by ensuring that the judicial component in the
membership of the NJAC, was sufficiently capable, to reject
the candidature of an unworthy nominee - In the matter of
primacy, the judicial component of the·NJAC, should be
competent by itself, to ensure the appointment of a worthy· G
nominee, as well - Under the substituted scheme, even if
the Chief Justice of India and the two other senior most Judges
of the Supreme Court (next to the Chief Justice of India),
consider a nominee to be worthy for appointment to the higher
H
6
SUPREME COURT REPORTS
[2015] 13 S.C.R.
A judiciary, the concerned individual may still not be appointed,
if any two Members of the NJAC. opine otherwise- This would
be out-rightly obnoxious, to the primacy of the judicial
component- The magnitude of the instant issue, is apparent
from the fact that the two "eminent persons" ("lay persons,
B according to the Attorney General), could defeat the
unanimous recommendation made by the Chief Justice of
India and the two senior most Judges of the Supreme Court,
favouring the appointment of an individual under
consideration - Without any doubt, demeaning primacy of
C
the judiciary, in the matter of selection and appointment of
Judges to the higher judiciary -
The instant issue, is
demonstrably far more retrograde, when the Union Minister
in charge of Law and Justice also supports the unanimous
0
view of the judicial component, because still the dissenting
voice of the "eminent persons" would prevail - It is apparent,
that primacy of the judiciary has been rendered a further
devastating blow, by making it extremely fragile - Articles
124A(1)(a) and (b) do not provide for an adequate
E' representation in the matter, to the judicial component, to
ensure primacy of the judiciary in the matter of selection and
appointment of Judges to the higher judiciary, and therefore,
the same are liable to be set aside and struck down as being
violative of the "basic structure" of the Constitution of lndiaF
Thus viewed, the "basic structure" of the Constitution would
be clearly violated, if the process of selection of Judges to
the higher judiciary was to be conducted, in the manner
contemplated through the NJAC -
The impugned
constitutional amendment, being ultra vires the "basic
G structure" of the Constitution, is liable to be set aside -
Constitution of India -Arts. 124A (1 )(a) and (b).
H
Judiciary - Higher Judiciary - Constitutional Courts -
Appointment of Judges - Procedure -
New scheme
contemplated - National Judicial Appointments Commission
SUPREME COURT ADVOCATES-ON-RECORD
7
ASSOCIATION v. U.0.1.
(NJAC) set up - NJAC to comprise of members of the A
judiciary, the executive and eminenVimportant persons from
public life - Participation of the political-executive - If justified
- Presence of Union Minister in charge of Law and Justice,
as an ex officio Member of the NJA C - Challenge to - Held
(per Khehar, J.): The political-executive, as far as possible,
B
should not have a role in the ultimate/final selection and
appointment of Judges to the higher judiciary - Specially
keeping in mind the enormity of the participation of the
political-executive, in actions of judicial adjudication -
Reciprocity, and feelings of pay back to the politicalC
executive, would be disastrous to "independence of the
judiciary" -
Since the executive has a major stake, in a
majority of cases, which arise for consideration before the
higher judiciary, the participation of the Union Minister in 0
charge of Law and Justice, as an ex officio Member of the
NJAC, would be clearly questionable - Consequent upon
the participation of the Union Minister in charge of Law and
Justice, a Judge approved for appointment with the Minister's
support, may not be able to resist or repulse a plea of conflict E
of interest, raised by a litigant, in a matter when the executive
has an adversarial role- In the NJAC, the Union Minister in
charge of Law and Justice would be a party to all final
selections and appointments of Judges to the higher judiciary
- It may be difficult for Judges approved by the NJAC, to
F
resist a plea of conflict of interest (if such a plea was to be
raised, and pressed), where the political-executive is a party
to the /is - The above, would have the inevitable effect of
undermining the "independence of the judiciary", even where
such a plea is repulsed - Therefore, the rote· assigned to the
G
political-executive, can at best be limited to a collaborative
participation, excluding any role in the final determination -
Mere participation of the Union Minister in charge of Law and
Justice, in the final process of selection, as an ex officio
H
8
SUPREME COURT REPORTS
[2015] 13 S.C.R.
A Member of the NJA C, would render the amended provision
of Article 124A(1 )(c) as ultra vires the Constitution, as it
impinges on the principles of "independence of the judiciary"
and "separation of powers" - In the process of evolution of
societies across the globe, the trend is to free the judiciary
B from executive and political control, and to incorporate a
system of selection and appointment of Judges, based purely
on merit- For it is only then, that the process of judicial review
will effectively support nation building - Progression of the
concepts of "independence of the judiciary" and 'Judicial
C review" were now being recognized the world over - The
diminishing role of executive and political participation, on
the matter of appointments to the higher judiciary, is an
obvious reality - In recognition of the above trend, there
cannot be any greater and further participation of the
D executive, than that which existed hitherto before -And in
the Indian scenario, as is presently conceived, through the
judgments rendered in the Second and Third Judges cases
- It is therefore imperative to conclude, that the participation
E of the Union Minister in charge of Law and Justice in the final
determinative process vested in the NJAC, as also, the
participation of the Prime Minister and the Leader of the
Opposition in the Lok Sabha (and in case of there being none
- Leader of the single largest Opposition Party in the House
F of the People), in the selection of"eminent persons", would
be a retrograde step, and cannot be accepted - Constitution
of India -Art. 124A(1)(c).
Judiciary- Higher Judiciary- Constitutional Courts -
Appointment and transfer of Judges -
Procedure -
G Composition and structure of NJAC- NJAC to comprise of
members of the judiciary, the executive and two "eminent
persons""- Issue arising out of non-description of
qualifications and disqualifications of "eminent persons" -
Two "eminent persons" to be nominated to the NJA C vested
H
SUPREME COURT ADVOCATES-ON-RECORD
9
ASSOCIATION v. U.0.1.
with a power of veto - Propriety of- Held (per Khehar, J.):
A
The issue of description of the qualifications (-perhaps, also
the disqualifications) of "eminent persons" is of utmost
importance, and cannot be left to the free will and choice of
the nominating authorities, irrespective of the high
constitutional positions held by them- Specially so, because B
the two "eminent persons" comprise of 1/3rd strength of the
NJA C, and double that of the political-executive component,
and as such, will have a supremely important role in the
decision making process of the NJAC-Article 124A(1 )(d) is
liable to be set aside and struck down, for having not laid C
down the qualifications of eligibility for being nominated as
"eminent persons", and for having left the same vague and
undefined - It is even otherwise difficult to appreciate the
logic of including two "eminent persons': in the six-Member 0
NJAC - It is difficult to appreciate what inputs the "eminent
persons", satisfying the qualification depicted by the Attorney
General, would render in the matter of selection and
appointment of Judges to the higher judiciary- The sensitivity
of selecting Judges is so enormous, and the consequences E
of making inappropriate appointments so dangerous, that if
those involved in the process of selection and appointment
of Judges to the higher judiciary, make wrongful selections,
it may we/I lead the nation into a chaos of sorts - It is also
difficult to appreciate the wisdom of the Parliament, to F
introduce two Jay persons, in the process of selection and
appointment of Judges to the higher judiciary, and to
simultaneously vest with them a power of veto- The second
proviso under s.5(2), and s.6(6) of the NJAC Act, clearly
mandate, that a person nominated to be considered for G
appointment as a Judge of the Supreme Court, and persons
being considered for appointment as Chief Justices and
Judges of High Courts, cannot be appointed, if any two
Members of the NJA C do not agree to the proposal - In the
H
10
SUPREME COURT REPORTS
[2015] 13 S.C.R
A
scheme of the selection process of Judges to the higher
judiciary, contemplated under the impugned constitutional
amendment read with the NJAC Act, the two "eminent
persons" are sufficiently empowered to reject all
recommendations, just by themselves - Not just that, the
B two "eminent persons" would also have the absolute authority
to reject all names unanimously approved by the remaining
four Members of the NJAC - That would obviously include
the power to reject, the unanimous recommendation of the
entire judicial component of the NJA C - The vesting of such
C authority in the "eminent persons", is clearly unsustainable,
in the scheme of ."independence of the judiciary" -Article
124A(1 )(d) is liable to be set aside and struck down as being
violative of the "basic structure" of the Constitution -
D Constitution of India-Art. 124A(1 )(d)- Constitution (Ninetyninth Amendment) Act, 2014 -
National Judicial
. Appointments Commission Act, 2014 - Second proviso u/s.
5(2) ands. 6(6).
Judiciary - Higher judiciary - Constitutional Courts -
E Appointment and transfer of Judges - Participation of the
political-executive establishment- Role of the "civil society"
in India - Held (per Khehar, J.): The Constitution does not
. envisage the "spoils system" (also known as the "patronage
system'?, wherein the political party which wins an election,
F gives Government positions to its supporters, friends and
relatives, as a reward for working towards victory, and as an
incentive to keep the party in power- It would be of utmost
importance to shield judicial appointments, from any politicalexecutive interference, to preseNe the "independence of the
G judiciary", from the regime of the spoils system - PreseNing
primacy in the judiciary, in the matter of selection and
appointment of Judges to the, higher judiciary would be a
safe way to do so - It is difficult to hold that the wisdom of
appointment of Judges, can be shared with the politicalH
SUPREME COURT ADVOCATES-ON-RECORD
11
ASSOCIATION v. U.0.1.
executive- In India, the organic development of civil society, · A
has not as yet sufficiently evolved - The expectation from
the judiciary, to safeguard the rights of the citizens of this
country, can only be ensured, by keeping it absolutely
insulated and independent, from the other organs of
governance- The present status ofthfj evolution of the "civil B
society" in India, does not augur the participation of the
political-executive establishment, in the selec;tion and
appointment of Judges to the higher judiciary, or in the matter
of transfer of Chief Justices and Judges of one High Court,
to another - Higher judiciary, ·which is the savior of the C
fundamental rights of the citizens of this country, by virtue of
the constitutional responsibility assigned to it under Articles
32 and 226, must continue to act as the protector of the civil
society- Constitution of India-Arts. 32 and 226.
National Judicial Appointments Commission Act, 2014
- Functioning of the NJAC- Quorum for- Meeting of National
Judicial Appointments Commission (NJAC), when valid -
Strength required for valid decision making - Held (per
D
. Khehar, J): In case a statutory provision vests a decision E
making authority in a body of persons witho_ut stipulating the
minimum quorum, then a valid meeting can be held only if
the majority of all the members of the body, deliberate in the
process of decision making- On the same analogy therefore,
a valid decision by such a body will necessitate a decision F
by a simple majority of all the members of the body - If the
. aforesaid principles are made applicable to the NJAC, the
natural outcome would be, that a valid meeting of the NJA C
must have at least four Members participating in a sixMember NJAC - Likewise, a valid decision of the NJAC can G
only be taken (in the absence of any prescribed prerequisite),
by a simple majority, namely, by at least four Members of
·the NJAC (three Members on either side, would not make
up the simple majority) - Judiciary - Higher Judiciary -
H
12
SUPREME COURT REPORTS
[2015] 13 S.C.R.
A
Constitutional Courts -Appointment and transfer of Judges
- Procedure.
National Judicial Appointments Commission Act, 2014
- ss. 5(2) and 6(6) - Validity- Judiciary- Higher JudiciaryConstitutional Courts -Appointment and transfer of Judges
B - Power of veto vest~d in any two Members of the NJA C - .
Held (per Khehar, J.): The power of veto vested in any two
Members of the NJAC, would adversely impact primacy of
the judiciqry, in the matter of selection and appointment of
C Judges to the higherjudiciary (as also theirtransfer)-ss.5(2)
and 6(6) breach the "basic structure" of the Constitution, with
reference to the "independence of the judiciary" and the
"separation of powers" - ss. 5(2) and 6(6), therefore, liable to
be declared as ultra vires the Constitution.
o
National Judicial Appointments Commission Act, 2014
-
s. 5(1) - Appointment of the Chief Justice of India -
Procedure -
s.5(1) provided that the NJAC would
recommend the senior most Judge of the Supreme Court,
for being appointed as Chief.Justice of India, subject to the
E condition, that he was considered "fit" to hold the office -
Contention that the term "fit" had not been elaborately
described and it was always open to the Parliament to
purposefully define fitness, in a manner as would sub-serve
the will of the executive and this could/would seriously affect
F the "independence of the judiciary" - Held (per Khehar, J.): It
was not within the realm of Parliament, to subject the process
of selection of Judges to the Supreme Court, as well as, to
the position of Chief Justice of India, in uncertain and
ambiguous terms - It was imperative to express, the clear
G parameters of the term "fit", with reference to the senior most
Judge of the Supreme Court under s.5 -
The term "fit" can
be tailor-made, to choose a candidate far below in the
seniority list- The position adopted by the Attorney General,
H namely, that the term "fit" used in s.5(1) would be read to
SUPREME COURT ADVOCATES-ON-RECORD
13
ASSOCIATION v. U.0.1.
mean only " ... mental and physical fitness ... " is affirmed A
and crystalised - If that is done, it would be legal and
constitutional - However, if the position adopted ~reached
the "independence of the judiciary'; in the manner suggested
by the petitioners, the same would be assailable in Jaw.
National Judicial Appointments Commission Act, 2014 8
- s. 5(2), first proviso - Validity of -Appointment of a High
Court Judge - First proviso to s.5(2) providing that while
making recommendation for appointment of a High Court
Judge, apart from seniority, the ability and merit of such Judge C
shall be considered by NJAC -
Held (per Khehar,
J.):Undoubtedly, postulating "seniority" in the first proviso
under s.5(2), is a laudable objective -And if seniority is to
be supplemented and enmeshed with "ability and merit'; the
most ideal approach, can be seen to have been adopted -
0
But what appears on paper, may sometimes not be correct
in practice - Experience shows, that Judges to every High
Court are appointed in batches, each batch may have just
two or three appointees, or may sometimes have even ten or
more individuals-A group of Judges appointed to one High E
Court, will be separated from the lot of Judges appointed to
another High Court, by just a few days, or by just a few weeks,
and sometimes by just a few months- In the all India seniority
of Judges, the complete batch appointed on the same day,
to one High Court, will be placed in a running serial order (in
F
seniority) above the other Judges appointed to another High
Court, just after a few days or weeks or months - Judges
appointed later, will have to be placed en masse below the
earlier batch, in seniority- If appointment of Judges to the
Supreme Court, is to be made on the basis of seniority (as a G
primary consideration), then the earlier batch would have
priority in the matter of elevation to the Supreme Court-And
hypothetically, if the batch had ten Judges (appointed together
to a particular High Court), and if all of them have proved
H
14
SUPREME COURT REPORTS
[2015] 13 S.C.R.
A
themselves able and meritorious as High Court Judges, they
will have to be appointed one after the other, when vacancies
of Judges arise in the Supreme Court - In that view of the
matter, Judges from the same High Court would be appointed
to the Supreme Court, till the entire batch is exhausted -
B Judges from the same High Court, in the above situation
where the batch comprised often Judges, will occupy a third
of the total Judge positions in the Supreme Court- That would
be clearly unacceptable - Consideration of Judges on the
basis of their seniority, by treating the same as a primary
C consideration, would adversely affect the present convention
of ensuring represeritation from as many State High Courts,
as is possible -
The convention in vogue is, to maintain
regional representation -Accordingly, the first proviso under
0
s. 5(2) is liable to be struck down and set aside.
National Judicial Appointments Commission Act, 2014
- s.6(1) - Validity of-Appointment of a Judge of a High
Court as Chief Justice of a High Court- s. 6(1) providing that
NJAC shall recommend on the basis of inter se seniority of
E High Court Judges and ability, merit and any other criteria of
suitability as may be specified- Held (per Khehar, J.): s. 6(1)
. has the same seniority connotation as expressed with
reference to the first proviso under s.5(2) - For exactly the
same reasons as noticed in the case of the first proviso under
F s.5(2), based on seniority (as a primary consideration), ten
High Courts in different States could have Chief Justices
drawn from one parent High Court- s. 6(1) therefore liable to
meet the same fate, as the first proviso under s.5(2); and is
G
liable to be struck down and set aside.
National Judicial Appointments Commission Act, 2014
- s. 7 - Validity of- Appointment of Chief Justice of India or
a Judge of the Supreme Court or, the Chief Justice of a High
Court or the Judge of a High Court - s. 7 providing that the
H President would make such appointments on
SUPREME COURT ADVOCATES-ON-RECORD
15
ASSOCIATION v. U.0.1.
· recommendations made by NJAC - The first proviso to s. 7 A
providing that the President may require NJA C to reconsider
recommendation made by it- Held (per Khehar, J.): It is not
possible to accept that s. 7 by providing that the President
could requite the NJAC to reconsider a recommendation
made by it, would in any manner violate Articles 124(2) and B
217(1) (which mandate, that Judges would be appointed by
the President on the recommendation of the NJAC)- It would
.be improper to infer, that the action of the President, requiring
the NJAC to reconsider its proposal, amounted to rejecting
the proposal made by the NJAC - For, if the NJAC was to C
reiterate the proposal made earlier, the President even in
terms of Section 7, was bound to act in consonance therewith
(as is apparent from the second proviso under s. 7 of the
NJACAct).
National Judicial Appointments Commission Act, 2014
- s. 8- Validity of- Functions of the Convener, with reference
io NJA C - s. 8 provides for the Secretary to the Government
D
of India, in the Department of Justice, to be the convener of
NJA C- It was contended that such an onerous responsibility,
E
· could not be left to the executive alone.it was imperative to
exclude all executive participation in the proceedings of the
NJAC-Held (per Khehar, J.): It has already been concluded,
that the participation of the Union Minister in charge of L?W ·
and Justice, as a Member of the NJAC, as contemplated F
under Article 124A(1 ), in the matter of appointment of Judges
to the higher judiciary, would breach the concepts of
"separation of powers" and the "independence of the
judiciary", which are both undisputedly components of the
"basic structure" of the Constitution of/ndia - For exa<?tlY the G
same reasons, s. 8 is not sustainable in law - In a body like
the NJAC, the administrative functioning cannot be under
executive or legislative control -
The only remaining
alternative, is to vest the administrative control of such a body,
H
16
SUPREME COURT REPORTS
[2015] 13 S.C.R.
A
with the judiciary.
Constitution of India - Amendment to, set aside by a
process of judicial review -
Consequence -
Impugned
Constitution (99th Amendment) Act set aside by five-Judge
Bench of Supreme Court, as being violative of the "basic
8
structure" of the Constitution- Effect of- Would Articles 124,
127, 128, 217, 222, 224, 224A and 231, as they existed prior
to the impugned amendment, would revive; and on such
revival, the judgments rendered in the Second and Third
C Judges cases, would again regulate selections and
appointments, as also, transfer of Judges of the higher
judiciary- Held (per Khehar, J.): The present situation is one
where, the impugned constitutional amendment by a process
of judicial review, has been set aside -
Such being the
0
position, whatever be the cause and effect of the impugned
constitutional amendment, the same will be deemed to be
set aside, and the position preceding the amendment will be
restored - It does not matter what are the stages or steps of
the cause and effect of the amendment, all the stages and
E steps will stand negated, in the same fashion as they were
introduced by the amendment, when the amended provisions
are set aside -
If neither the impugned constitutional
provision, nor the amended provisions of the Constitution
would survive, it would lead to a breakdown of the constitutional
F machinery, inasmuch as, there would be a lacuna or a hiatus,
insofar as the manner of selection and appointment of Judges
to the higher judiciary is concerned - Such a position cannot
be the result of any sound process of interpretation - The
clear intent of the Parliament, while enacting the Constitution
G (99th Amendment) Act, was to provide for a new process of
selection and appointment of Judges to the higher judiciary
by amending the existing provisions - Naturally therefore,
when the amended provision postulating a different procedure
is set aside, the original process of selection and
H
SUPREME COURT ADVOCATES-ON-RECORD
. 17
ASSOCIATIONv. U.0.1.
appointment under the unamended provisions would revive
A
-When a judgment sets aside, an amendment or a repeal
by the legislature, it is but natural that the status quo ante,
would stand restored - With the setting aside of the impugned
Constitution (99th Amendment) Act, 2014, the provisions of
the Constitution sought to be amended thereby, would B
automatically revive, and the status quo ante would stand
restored - Constitution (Ninety-ninth Amendment) Act, 2014
- Judiciary - Higher Judiciary - Constitutional Courts -
Appointment and transfer of Judges.
Constitution of India - Art. 124A -
Validity of -
Constitution and composition of National Judicial
Appointments Commission (NJAC) - Held (per Khehar, J.):
c
Article 124A constitutes the edifice of the Constitution (99th
Amendment) Act, 2014- The striking down of Article 124A D
would automatically lead to the undoing of the amendments
made to Articles 124, 1248, 124C, 127, 128, 217, 222, 224,
224A and 231 - This, for the simple reason, that the latter
Articles are sustainable only if Article 124A is upheld - If the
inclusion of anyone of the Members of the NJAC is held to E
be unconstitutional, Article 124A will be rendered nugatory,
in its entirety- Clauses (a) and (b) of Article 124A(1) do not
provide an adequate representation, to the judicial
component in the NJAC, clauses (a) and (b) of Article 124A(1)
are insufficient to preserve the primacy of the judiciary, in
F
the matter of selection and appointment of Judges, to the
higher judiciary (as also transfer of Chief Justices and
Judges, from one High Court to another) - The same are
accordingly, violative of the principle of"independence of the
judiciary" - Clause (c) of Article 124A(1) is ultra vires the G
provisions of the Constitution, because of the inclusion of
the Union Minister in charge of Law and Justice as an ex
officio Member of the NJAC- Clause (c) of Article 124A(1)
impinges upon the principles of "independence of the
H
18
SUPREME COURT REPORTS
[2015] 13 S.C.R.
A judiciary", as well as, "separation of powers'' -Also, clause
(d) of Article 124A(1) which provides for the inclusion of two
"eminent persons" as Members of the NJAC is ultra vires
the provisions of the Constitution, for a variety of reasons -
The same is violative of the "basic structure" of the Constitution
B -
In the above view of the matter, all the clauses (a) to {d) of
Article 124A(1) are liable to be set aside - The same are,
accordingly struck down - In view of the striking down of Article
124A(1 ), the entire Constitution (99th Amendment) Act, 2014
is liable to be set aside - The same is accordingly hereby
C
struck down in its entirety, as being ultra vi res the provisions
of the Constitution - Constitution (99th Amendment) Act,
2014 - Judiciary- Higher Judiciary- Constitutional Courts
-Appointment and transfer of Judges'- Procedure.
D
Constitution oflndia-Art. 124C- Validity of- Held (per
Khehar, J.): The National Judicial Appointments
Commission Act, 2014 inter alia emanates from Art. 124C -
It has no independent existence in the absence of the NJAC,
constituted under Art. 124A(1 )- Since Arts. 124A and 124C
E have been set aside, as a natural corollary, the National
Judicial Appointments Commission Act, 2014 is also liable
to be set aside, and the same is accordingly hereby struck
down - In view of the above, it was not essential to have
examined the constitutional vires of individual provisions of
F
the NJACAct-Allthe same, the challenge raised to Sections
5, 6, 7 and 8 thereof have been examined - ss. 5, 6 and 8 of
the NJAC Act found to be ultra vires the provisions of the
Constitution - National Judicial Appointments Commission
Act, 2014 - ss.5, 6 and 8- Judiciary- Higher JudiciaryG Constitutional Courts -Appointment and transfer of Judges
- Procedure .
Judiciary - Higher Judiciary - Constitutional Courts -
Appointment and transfer of Judges - Constitutional History
H in regard to Appointment of Judges in India - Discussed -
SUPREME COURT ADVOCATES-ON-RECORD
19
ASSOCIATION v. U.0.1.
Held (per Lokur, J.): The conclusions that can be drawn from
A
the background histo1ical facts are as follows: (1) The
independence of the judiciary has been always recognized
and acknowledged by all concerned -
(2) Prior to
Independence, the appointment of a judge to a superior court
was entirely the discretion of the Crown - The Constituent B
Assembly felt that such a 'supreme and absolute' power should
not vest in the President or the government of the day or the
Chief Justice of India (as an individual) and therefore a fetter
was placed on that power by requiring the President to
mandatorily consult the Chief Justice of India (with the C
discretion to consult other judges) for the appointment of a
judge to the Supreme Court- For the appointment of a judge
of the High Court also, consultation with the Chief Justice of
India was mandatory-In addition, consultation with the Chief 0
Justice of the High Court and the Governor of the State was
mandatory-Significantly, there is no mention of consultation
with anybody from civil society -
(3) Any doubt about the
individual role of the President in the process of appointment
of judges came to rest and it was clear that the President was E
expected to act only on the advice of the Council of Ministers
- (4) Similarly, the Chief Justice of India is not expected to
act in an individual or personal capacity but must consult
his/her senior judges before making a recommendation for
the appointment of a judge - (5) Dr. Ambedkar and the
F
Constituent Assembly did not accept the 'unfettered discretion'
theory in the Constituent Assembly Debates (CAD) but this
view was subsequently rejected in the First Judges case which
brought in the 'ultimate power' theory propounded by Justice
Bhagwati and Justice Desai -
(6) Executive interference in
G
the appointment process (with perhaps an informal method
of 'take over? had started around the time of Independence
and got aggravated post Independence, peaking towards the
end of the 1980s - (7) Not a single instance given where the
H
20
SUPREME COURT REPORTS
[2015) 13 S.C.R.
A
President recommended a person for appointment as a judge
of the Supreme Court or the High Court- The Chief Minister
of a State might have made a recommendation (although
no instance was given) but that was required to be routed
through the Chief Justice of the High Court, as per the
B Memorandum of Procedure -
(8) Only one instance was
given, pre the First Judges case where an appointment as a
judge of the High Court was made without the concurrence
of the Chief Justice of India - Post the First Judges case as
many as seven such appointments were made - This is a
C clear indication that the 'ultimate power' theory propounded
in the First Judges case translated into 'absolute executive
primacy' - The dream of Dr. Ambedkar became a nightmare,
thanks to the political executive -
(9) The 'ultimate power'
0
theory or the 'absolute executive primacy' theory is now diluted
and the last word in the appointment of a judge of the
Supreme Court is shared between the President and the Chief
Justice of India in terms of the Second Judges case and the
Third Judges case - Historically, giving the last word to the
E executive has been criticized by no less than the AttorneyGeneral Shri M. C.