# • BISWANATII PRASAD RADHEY SHYAM v. HINDUSTAN METAL INDUSTRIES

- **Citation:** [1979] 2 S.C.R. 757
- **Court:** Supreme Court of India
- **Decided:** 1978-12-13
- **Case number:** Civil Appeal Nos. 1630-1631 of 1969
- **Bench:** R. S. Sarkaria, V. D. T\Jlzapurkar, A. P. Sen
- **Source:** https://unisonlegal.in/judgment/supreme-court-of-india/biswanatii-prasad-radhey-shyam-v-hindustan-metal-industries-7630
- **Pages:** 21

## Headnote

B
Indian Patent and Designs Act,
1911-Patent law, object,
fundamental
pri1Jciple-Utility of invention, whether necessary-Patentable improvement,
requirements-Novelty artd inventive step test of-Grant of patent, whether
guarantees validity-Specification, how to be construed.
Th~ appellant and the respondent, are both firms carrying on the business of ra.anufacturing utensils at Mirzapur. In 1951 one of the partners of
C
the respondent firm claimed to have invented a device and method for manu~
facturing ulensils, intrcducing improvement, convenience, speed, safety and
better finish, in !he old prevalent method which mw fraught with risk to the
workers, inasmuch as the utensils used to fly off from the headstock, during
the manufacturing process. The respondent filed the necessary specifications
and claims, in the patent office, and got the alleged invention patented under
the Indian Patent and Designs Act, 1911, with effect from December,
13,
D
1951, as assignee of the patent, and acquired the sole and exclusive right of
using this method and means for manufacturing utensils. In September 1952,
the respondent learning that the appellant firm was using the patented method,
5e1ved a notice upon it, asking for desistance from the infringement of its
patent, but the appellant continued to use the patented method. The res·
pendent then filed a suit for permanent injunction restraining
the
appellant
adopting, imitating, employing or in any manner infringing the device of its
E
patemt. The appellant resisted the suit, filed a counter-cla.im and a separate
petition under s. 26 of the Act, for revocation of the patent, contending that
neither was the respondent's alleged invention a manner of new 1nanufacture
or improvement, nor did it involve any inventive step or
novelty,
having
regard to v,rhat was known or used prior to the patent. The respondent's suit
and the appellant's counter-claim were transferred to the High Court under
s. 29 (proviso). Both the suits were consolidated and tried together by a
F
single Judge who dismissed the suit for injuncti9n and allowed the
petition
for revoct:ition of the patent, issued to the respondent. In appeal, a Division
Bench of the High Court reversed the earlier judgment, and set aside the
decree.
Allowing the appeals, the Court .
HELD : 1. The object of patent Jaw is to encourage scientific research,
G
new technology and industrial progress. The price of the grant of the monopoly is the disclosure of the invention at the Patent Office, which,
after the
expiry of the fixed period of the monopoly, passes into the public domain.
[763 C-D].
2. The fundamental principle of Patent law is that a patent is gra•.Jted only
for an invention which must have novelty and utility. It is essential for the
vaUdity of a patent that it must be the inventor's own discovery as
opposed
JI
to mere verification of what was,
already known before the date of the
patent. [763 D-E].
10-40SCI/79
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SUPREME COURT REPORTS
[1979] 2 s.c.R.
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3. The Act of 1911, does not specify the requirement of being, useful, in
the definition of 'invention', but courts have e.lways taken the view that a
patentable invention, apart from being a new manufacture, must
also
be
useful.
Thr. foundation for this judicial interpretation, is to be found in the
fact that s. 26(1)(f) of the Act recognises lack of utility as one
of
tho
grounds on which a patent cau be revoked. [763 E·Fl.
B
4. In order to be patentable, an improvement on something known before
or a combination of different matters already known, should be something
more than a mere workshop 'improvement, and must independently satisfy
the test of invention or an inventive step.
It must produce a new result, or
a new article or a better or cheaper article than before. The new
subject
matter must involve "inv'ention" over what is old.
Mere collocation of more
than one, integers or things, not involving the exercise
of
any
inventive
C
faculty does not qualify for the grant of a pa

## Text

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•
BISWANATII PRASAD RADHEY SHYAM
v.
HINDUSTAN METAL INDUSTRIES
December 13, 1978
7 57 I
A
(R. S. SARKARIA, V. D. T\JLZAPURKAR AND A. P. SEN, JJ.]
B
Indian Patent and Designs Act,
1911-Patent law, object,
fundamental
pri1Jciple-Utility of invention, whether necessary-Patentable improvement,
requirements-Novelty artd inventive step test of-Grant of patent, whether
guarantees validity-Specification, how to be construed.
Th~ appellant and the respondent, are both firms carrying on the business of ra.anufacturing utensils at Mirzapur. In 1951 one of the partners of
C
the respondent firm claimed to have invented a device and method for manu~
facturing ulensils, intrcducing improvement, convenience, speed, safety and
better finish, in !he old prevalent method which mw fraught with risk to the
workers, inasmuch as the utensils used to fly off from the headstock, during
the manufacturing process. The respondent filed the necessary specifications
and claims, in the patent office, and got the alleged invention patented under
the Indian Patent and Designs Act, 1911, with effect from December,
13,
D
1951, as assignee of the patent, and acquired the sole and exclusive right of
using this method and means for manufacturing utensils. In September 1952,
the respondent learning that the appellant firm was using the patented method,
5e1ved a notice upon it, asking for desistance from the infringement of its
patent, but the appellant continued to use the patented method. The res·
pendent then filed a suit for permanent injunction restraining
the
appellant
adopting, imitating, employing or in any manner infringing the device of its
E
patemt. The appellant resisted the suit, filed a counter-cla.im and a separate
petition under s. 26 of the Act, for revocation of the patent, contending that
neither was the respondent's alleged invention a manner of new 1nanufacture
or improvement, nor did it involve any inventive step or
novelty,
having
regard to v,rhat was known or used prior to the patent. The respondent's suit
and the appellant's counter-claim were transferred to the High Court under
s. 29 (proviso). Both the suits were consolidated and tried together by a
F
single Judge who dismissed the suit for injuncti9n and allowed the
petition
for revoct:ition of the patent, issued to the respondent. In appeal, a Division
Bench of the High Court reversed the earlier judgment, and set aside the
decree.
Allowing the appeals, the Court .
HELD : 1. The object of patent Jaw is to encourage scientific research,
G
new technology and industrial progress. The price of the grant of the monopoly is the disclosure of the invention at the Patent Office, which,
after the
expiry of the fixed period of the monopoly, passes into the public domain.
[763 C-D].
2. The fundamental principle of Patent law is that a patent is gra•.Jted only
for an invention which must have novelty and utility. It is essential for the
vaUdity of a patent that it must be the inventor's own discovery as
opposed
JI
to mere verification of what was,
already known before the date of the
patent. [763 D-E].
10-40SCI/79
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•
17 58
SUPREME COURT REPORTS
[1979] 2 s.c.R.
l\
3. The Act of 1911, does not specify the requirement of being, useful, in
the definition of 'invention', but courts have e.lways taken the view that a
patentable invention, apart from being a new manufacture, must
also
be
useful.
Thr. foundation for this judicial interpretation, is to be found in the
fact that s. 26(1)(f) of the Act recognises lack of utility as one
of
tho
grounds on which a patent cau be revoked. [763 E·Fl.
B
4. In order to be patentable, an improvement on something known before
or a combination of different matters already known, should be something
more than a mere workshop 'improvement, and must independently satisfy
the test of invention or an inventive step.
It must produce a new result, or
a new article or a better or cheaper article than before. The new
subject
matter must involve "inv'ention" over what is old.
Mere collocation of more
than one, integers or things, not involving the exercise
of
any
inventive
C
faculty does not qualify for the grant of a patent. [763 H, 764 A·B].
D
E
F
Rickman v. Thierry, [1896) 14 Pat. Ca. 105; Blackey v. Latham, [1888]
6 Pat. Ca. 184; and Encyclopaedia Britannica, Vol. 17 page 453; applied.
5. To decide whether an alleged invention involves novelty and an inven·
tive step, certain broad criteria can ·be indicated. Firstly if the "manner of
manufacture" patented, was publicly known, used or practised in the country
before or at the date of the patent, it will negative novelty or 'subject m3'tter'.
Prior public knowledge of the alleged i~vention can be by word of mouth or by
publication through books or other media.
Secondlya the alleged discovery
muc;t not be the obvious or natural suggestion of what was previously known.
[765 A·B, EJ.
Humplherson v. Syer, 4RPC 407; and Rado v. lohn Tye & Sons Ltd., 1967
RPC 297; applied.
Halsbury 3rd Edn. Vol. 29. p. 42 aud Farbwerke Hoechst & B. Corp. v.
yUntchan Laboratories, AIR 1969 Bom. 255; ·referred to.
6. The grant and sealing of the patent, or the decision rendered by the
Controller in the case of opposition, does not guarantee the validity of the
patent, which can be challenged before the High Court on various grounds in
revocation or infringement proceedings. This is now expressly provided in
s. 13(4) of the Patents Act, 1970. [767 G·H, 768 A].
7. The proper way to construe a specification is, to first reb.d the description of the invention, and then see the cfaims. For, a patentee cannot claim
more than he desires to patent. [772 E}.
G
Arnold v. Bradbury, [1871] 6 Ch. A. 706; applied.
H
Parkinson v. Simon, [1894] 11 RPC 483; referred to.
8. The invention got patented by Mis. Hindustan Metal Tndu!ltries,
was
neither a manner of new manufacture, nor a distinctive improvement on the
old contrivance involving any novelty or inventive step having :regard to what
was already known and practised in the country for a long time before 195l.
It is merely an aoplication of an old inventi0n, with a slight change in the
mode of apolicatioo, which is no
more thnrr
a·
'workshop improvement'.
[770 D·E, 774 F].
•
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BISWANATH v. HINDUSTAN METAL (Sarkaria, J.)
75 9
Harwood v. Great Northern, Ry. Co., [1864-65] XI HLC 654 applied.
A
CIVIL APPELLATE JURISDICTION : Civil Appeal Nos. 1630-1631
of 1969.
Appeal from the Judgment and Decree dated 18-1-1966 of the
Allahabad High Court in Special Appeals Nos. 128/57 and 191/57.
K. B. Asthana and M. V. Goswami for the Appellant.
S. K. Mehta and P. N. Puri for the Respondent .
The Judgment of the Court was delivered by
SARKARIA, J.-These two appeals on certificate arise out of a
common judgment and decree, dated January 18, 1966, of a Division
Bench of the High Court of Allahabad.
The facts material to these
appeals may be set out as under :
M/s. Hindustan Metal Industries, respondent herein, (hereinafter
called the plantiff) is a registered partnership firm carrying on the business of manufacturing brass and German silver utensils at Mirzapur.
M;s. Biswanath Prasad Radhey Shyam, appellant herein, (hereinafter
called the defendant) is a concern carrying on the business of manufacturing dishes and utensils in Mirzapur.
~
On August 8, 1953, the plaintiff instituted a suit for injunction and
damages, preceded by a notice, served on the defendant on September
9, 1952, in the Court of the District Judge, Allahabad, within whose
jurisdiction Mirzapur is situated, with these allegations :
The old method of manufacturing utensils, partciular!y shallow
dishes, was to turn scrap and polish them on some sort of headstock
without a tailstock, the utensils either being fixed to the headstock by
thermoplastic cement or held in the jaws of a chuck fixed to the headstock.
This system was, however, fraught with risk to the workers
inasmuch as the utensils used to fly off from the headstock. Consequently with a view to introduce improvement, convenience speed,
safety and better finish, Purshottam Dass, one of the partners of the
plantiff-firm, invented a device and method for the manufacture of
utensils, in 1951. The plaintiff after filing the necessary specifications
and claims in the Patent Office, got the alleged invention patented
under the Indian Patent and Designs Act, 1911 (hereinafter called the
Act), at No. 46368-51 on May 6, 1953 with effect from December 13,
1951 as assignee of the said patent. By virtue of this patent, the plaintiff acquired the sole and exclusive right of using this method and means
for the manufacture of utensils.
In September 1952, the plaintiff learnt
that the defendant was using and employing the device and
method
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SUPREME COURT REPORTS
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of manufacturing of dishes under the former's patent.
The ,plaintift
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served a notice upon the defendant asking him to desist from infringing
the plaintiff's patent, but the defendant continued to infringe the
patent.
On the preceding facts, the plaintiff prayed for a permanent injunction restraining the defendant from adopting, imitating, employing or
in any manner infringing the device of the plaintiff's patent. · The
plaintiff further prayed for a mandatory injunction requiring the defendant to destroy the articles used for the infringement of his patent. The
plaintiff further claimed a decree for Rs. 3,000/- as damages.
The defendant resisted the suit on various grow1ds, out of those
which are material for the decision of these appeals are : that the
defendant's firm is an old concern carrying on the manufacture of metal
wares since Jong; that the method covered by the plaintiff's patent,
namely, that of a lathe (headstock, adapter and tailstock)
has been
known and openly and commonly in use in the commercial world all
over the country for several decades before the plaintiff's patent; that the
alleged invention of the plaintiff was not on the date of the patent, a
manner of new manufacture or improvement, nor did it involve any
inventive step or ingenuity having regard to what was known or used
prior to the date of the patent; and that the patent has no utility and
therefore it was liable to be revoked.
The defendant also filed a counter-claim, praying for revocation ;r
of the patent on the same grounds which he had set out in the written~
statement.
On October 13, 1953, the defendant along with three other business concerns, filed a petition under Section 26 of the Act for revocation of the patent that had been granted to M/s. Hindustan Metal
Industries, :Mirzapur on the same grounds which were raised in his
counter-claim in the suit for injunction and damages.
The plaintiff's suit along with the cowiter-daim of the defendant,
was transferred to the High Court under Section 2:9 (Proviso) of the
Act.
Both the suits were consolidated and tried together by a learned
Single Judge (V. G. Dak, J). Issues were framed and evidence were
Jed by the parties. The findings, material for onr purpose, of the
learned trial Judge, are :
(i) The patent does not involve any inventive step having regard
to what was known or used prior to the patent.
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BISWANATH v. HINDUSTAN METAL (Sarkaria, !.)
761
(ii) The work of turning or scraping utensils of various designs
bas been going on at Mirzapur and other places for many years before
1951. The changes introduced by the patentee in Ex. CC are of a
minor nature. The alleged invention was not on the date of the patent,
a manner of new manufacture or improvement. It did not involve
. any novelty.
(iii) The defendant had publicly manufactured goods before the
date of the patent substantially according to the method claimed by
the patentee as its invention.
(iv) The alleged invention has got utility.
(v) The patent obtained by the plaintiff was liable to be revoked
and the plaintiff was not entitled to any damages.
In the result, the learned Judge dismissed the plaintiff's suit (No. 3
of 1955), but allowed the petition for revocation (in suit No. 2 of
1954) with costs; and revoked the Patent (No. 46368-51) that had
been issued to the plaintiff.
Aggrieved, the plaintiff preferred two Special Appeals to a Division Bench of the High Court.
The appellate Bench held as under :
"(1) That, formerly, plates and dishes were attached to an
adapter on the headstock by means of an adhesive like
lac or shellac and, in turning the plates or dishes, they
used to fly off, causing injuries to the workmen.
(2) That on account of the risk involved in the process,
the work of manufacturing plates and dishes was suspended for about 5 or 6 years at Mirzapur.
(3) That, in 1951, the plaintiff invented the method of
mounting which has been patented.
(4) That, immediately after this, the work of manufacturing plates and dishes restarted at Mirzapur and was
carried on with success.
( 5) That lathes have been well known for a long time and
they consist essentially of a headstock and a tailstock
which are used for holding the article to be worked
upon.
(6) That the known-uses, to which a tai!stock has been put,
were centering the article, holding along work by a
pointed tailstock by pivoting it and holding an article
in metal spinning by the pressure of a pad attached
to the tailstock .
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SUPREME COURT REPORTS
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(7) That the method of holding an article by the pressure
of a point of a pointed tailstock was neither used nor
known."
On these findings, the Appellate Bench concluded
"In our
opinion, the method of mounting patented by the appellant did inB
volve an inventive step and was a manner of new manufacture and
improvement". In the result, it allowed the appeals, set aside the
judgment and decree of the learned trial Judge and decreed the plaintiff's suit with costs.
c
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Hence, these appeals.
Mr. Asthana, learned counsel for the appellant, has canvassed
these points :
(i) The method and means claimed by the respondent in Patent
No. 46368-51 did not involve any inventive step or novelty.
(ii) The Appellate Bench of the lfigh Court was in error in holding that the supporting of an article in a lathe by the pressure of the
point of a pointed tailstock constituted the novelty of the invention,
inasmuch as it overlooked the fact that the scope of the patented
invention in the "claims" in the complete specification does not contain an assertion of novelty of the pointed tailstock, but rather it
specifically says that the pressure spindle may be pointed or blunt"·
I
(iii) The Division Bench of the High Court having held that a
tailstock was used for holding the article to be worked upon and that
-~
if a pointed tailstock was used always for a very long time prior to y
the patent for holding an article in metal. spinning by pressure, con-·
tradicted itself in concluding that holding an article by the pressure
F
of a pointed tailstock was neither used nor known. The lfigh Court
thus made out a new case for the paintiff, which had not been alleged
either in the specifications in the subject of the patent or in the pleading.
(iv) The alleged inventor, Purshottam Dass, though he attended
the Court on some dates of hearing, did not dare to appear in the
G
witness-box, nor was he called as a witness in the case by the plaintiff
to explain in what way, if at all, the method and means patented by the
plaintiff was a novelty or involved an inventive step.
The failure to
examine Purshottam Dass who was a partner of the plaintiff-firm,
would give rise to an inference adverse to the plaintiff.
H
As against this, Mr. Mehta, appearing for the respondent, submits that whether the process got patented by the respondent involves
a method of new manufacture or improvement, is one purely of fact,
• ,
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...
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BISWANATH v. HINDUSTAN METAL (Sarkaria, l.)
763
.and should not, as a matter of practice, be disturbed by this Court.
Even in cases of doubt-proceeds the argument-the Court should
uphold the parent. It is submitted that a patent is granted by the Controller after due inquiry and publication and, unless the contrary is
proved, should be presumed to have been duly granted.
In the instant
case, 'it is urged, that presumption is stronger because the trial Judge
,as well as the Appellate Bench of the High Court have concurrently
held that the process patented had utility.
Before dealing with these contentions let us have a general idea
of the object, the relevant provisions and the scheme of the Act.
The object of Patent Law is to encourage scientific research, new
technology and industrial progress. Grant of exclusive privilege to
own, use or sell the method or the product patented for a limited
:period, stimulates new inventions of commercial utility. The price of
the grant of the monopoly is the disclosure of the invention at the
Patent Office, which after the expiry of the fixed period of the mono-
'poly, passes into the public domain.
The fundamental principle of Patent Law is that a patent is granted
,onJy for an invention which must be new and useful. That is to say,
it must have novelty and utility. It is essential for the validity of a
patent that it must be the inventor's own discovery as opposed to mere
verification of what was, already known before the date of the patent.
" 'Invention' means any manner of new manufacture and includes
an improvement and an allied invention".
[Section 2(8) of 1911
Act]. It is to be noted that unlike the Patents Act 1970, the Act of
1911 does not specify the requirement of being useful in the definition
of 'invention'.
But Courts have always taken the view that a patentable invention, apart from being a new manufacture, must also be useful.
The foundation for this judicial interpretati°11 is to be found in the fact
that Section 26(1) (f) of the 1911 Act recognises lack of utility as one
of the grounds on which a patent can be revoked.
'Manufacture' according to the definition of the term in Section
2(11) of the Act, includes not only "any art, process or manner of
providing, preparing or making an article" but also "any article pre·
pared or produced by the manufacture".
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It is important to bear in mind that in order to be patentable an
improvement on something known before or a combination of different
B
matters already known, should be something more than a mere work-
,shop improvement; and must independently satisfy the test of invention
'
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SUPREME COURT REPORTS
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or an 'inventive step'.
To be patentable the improvement or the, combic
nation must produce a new result, or a new article or a better or cheaper
article than before. The combination of old known integers may be so
combined that by their working inter relation they produce a new process or improved result.
Mere collocation of more than one integers or
things, not involving the exercise of any inventive faculty, does not
qualijy for the grant of a patent.
'It is not enough', said Lord Davey
in Rickmann v. Thierry (1896) 14 Pat. Ca. 105 'that the purpose
is new or that there is novelty in the application, so that the article
produced is in that sense new, but there must be novelty in the mode
of application.
By that, I understand that in adopting the old contrivance to the new purpose, there must be difficulties to be overcome,
requiring what is called invention, or there must be some ingenuity in
the mode of making the adoption'.
As Cotton L. J. put in Blackey v.
Latham (1888) 6 Pat. Ca. 184, to be new in the patent sense, the
novelty must show invention".
In other words, in order to be patentable, the new subject matter must involve 'invention' over what is
old. Determination of this question, which in reality is a crucial test,
has been one of the most difficult aspects of Patent Law, and has led
to considerable conflict of judicial opinion.
This aspect of the law relating to patentable inventions, as prevailing in Britain, has been neatly summed up iu Encyclopaedia Britannica,
Vol. 17, page 453. Since in India, also, the law on the subject is
substantially the same, it will be profitable to extract the same hereunder :
"A patent can be granted only for 'manner of new manufacture'
and although an invention may be 'new' and relate to a 'manner of
manufacture' it is not necessarily a 'manner of new manufacture' -
it may be only a normal development of an existing manufacture.
It
is a necessary qualification of a craftsman that he should have the
knowledge and ability to vary his methods to meet the task before
him-a tailor must cut his cloth to suit the fashion of the day-and
any monopoly that would interfere with the craftsman's use of his
skill and knowledge would be intolerable.
"A patentable invention, therefore, must involve something which
'is outside the probable capacity of a craftsman-which is expressed by
saying it must have 'subject matter' or involve an
'inventive step'.
Novelty and subject matter are obviously closely allied .... Although
these issues must be pleaded separately, both are invariably raised by a·
defendant, and in fact 'subject matter' is the crucial test, for which they
may well be novelty not involving a11 'inventive step', it is hard to conceive how there can be an 'inventive step' without novelty."
•
•
BISWANATH v. HINDUSTAN METAL (Sarkaria, J.)
765
Whether an alleged invention involves novelty and an 'inventive
step', is a mixed question of law and fact, depending largely on the
circumstances of the case.
Although no absolute test uniformly applicable in all circumstances can be devised, certain broad criteria can be
indicated. Whether the "manner of
manufacture"
patented,
was
publicly known, used and practised in the country before or at the date
of the patent? If the answer to this question is 'yes', it will negative
novelty or 'subject matter'.
Prior public knowledge of the alleged
invention which would disqualify the grant of a patent can be by word
of mouth or by publication through books or other media. "If the public
once becomes possessed of an invention", says Hindmarch on Patents
(quoted with approval by Fry L. J. in Humpherson v. Syer('), "by
any means whatsoever, no subsequent patent for it can be granted either
to the true or first inventor himself or any other person; for the public
cannot be deprived of the right to use the invention ...... the public
already possessing everything that he could give."
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The expression "does not involve any inventive step" used in Section
D
26(1) (a) of the Act and its equivalent word "obvious", have acquired
special significance in the terminology of Patent Law.
The 'obviousness' has to be strictly and objectively judged. For this determination
several forms of the question have been suggested. The one suggested by Salmond L. J. in Rado v. John Tye & Son Ltd.(') is apposite.
It is : "Whether the alleged discovery lies so much out of the Track
E
of what was known before as not naturally to suggest itself to a person
'lt
thinking on the subject, it must not be the obvious or natural suggestion of what was previously known."
Another test of whether a document is a publication which would
negative existence of novelty or an "inventive step" is suggested, as
F
under :
"Had the document been placed in the hands of a competent
craftsman (or engineer as distinguished from a mere artisan), endowed
with the common general knowledge at the 'priority date', who was
faced with the problem solved by the patentee but without knowledge
of the patented invention, would he have said, "this gives me what I
want?"
(Encyclopaedia Britannica; ibid). To put it
in another
form : "Was it for practical purposes obvious to a skilled worker, in
the field concerned, in the state of knowledge existing at the date of
the patent to be found in the literature then available to him, that he
(I) 4 R.P.C. 407.
(2) (1967) R.P.C. 297.
/
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would or should make' the invention the subject of the claim concerned?" Halsbury, 3rd Edn, Vol. 29, p. 42 referred to by Vimadalal J. of Bombay High Court in Farbwrke Hoechst & B. Corporation v.
Untchan Laboratories(').
With the aforesaid pi:efatory survey, we now turn to the 1911 Act.
The Act provides various checks to prevent an invalid patent being
granted which does not involve any inventive step or a manner of new
manufacture or improvement.
The procedure for obtaining an exclusive privilege under this Act (before the Amending Act 39 of 1970),
may be described as below :
The true and first inventor or his legal representative or assignee
submits an application in the prescribed form and manner to the Patent
Office.
The application must contain a declaration to the effect that
the application is in possession of an invention, for which he desires to
obtain a patent.
Such an application must be accompanied, inter alia,
by either a provisional or complete specification.
A provisional specification must prescribe the nature of the invention.
A complete specification mnst particularly describe and ascertain the nature of the
invention and the manner in which the same is to be performed.
A
specification whether provisional or complete, must commence with the
title, and in case of a complete specification must and with a distinct
statement of the invention claimed.
(Sec. 4)
The Controller then considers that application and may require the
applicant to supply suitable drawings and such drawings shall be
deemed to form part of the compJ.ete specification. If a complete
specification is not left with the application, the applicant may leave
it at any subsequent time within 9 months from the date of the application. The application is then examined by the Controller of Patents
for the patentability of the invention.
The Controller then
makes
a thorough search among his records for novelty.
The Controller is
bound to refer to an Examiner an application, in respect of which a
complete specification has been filed.
The Examiner then, after careful and elaborate examination, submits his report to the Controller,
inter aUa, as to whether or not-
(a) the nature of the invention or the manner in which it is to be
performed is particularly described and ascertained in the
complete
specification;
ff
(b) the application, specification and drawings have been
prepared in the prescribed manner:
~--
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(1) A.LR. 1969 Born. 255.
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BISWANATH v. HINDUSTAN METAL (Sarkaria, J.)
767
(c) the title of the specification sufficiently indicates the subjectmatter of the invention;
( d) the statement of claim sufficiently defines the invention;
( dd) the invention particularly described in the complete speciftcation is substantially the same as that which is described in the provisional specification;
-
( e) the invention as described and
claimed is
prima facie
a
manner of new manufacture or improvement;
(f) the specification relates to more than one invention;
(g)
(h)
If, on perusing the report, the Controller is
not satisfied
with
regard to any of the matters enumerated in Clauses (a) to
(h)
of
Section 5 ( 1), he may refuse to accept the application or require that
the application, specification or drawings be amended before he proceeds with the application.
If the Controller is satisfied with regard
to these matters and accepts the application, he shall give notice thereof to the applicant and shall advertise the acceptance; and the application and specification with the drawings, if any, shall be open to
public inspection. (Sec. 6)
~
Within four months from the date of the advertisement of the
acceptance of an application, any person may give notice at the Patent
·Office of opposition to the grant of the patent on any of the grounds
mentioned in Clauses (a) to ( e) of sub-section (1) of Section 9, and
A
B
c
D
E
on no other ground.
F
After hearing the applicant and the opponent,
if desirous
of
being heard, the Controller renders his decision, which is appealable
to the Central Government. If there is no opposition, or if the determination is in favour of the grant of the patent, the patent shall be
granted and sealed subject to· such conditions as the Central GovernG
ment thinks it expedient.
It is noteworthy that the grant and sealing of the patent, or the
decision rendered by the Controller in the case of opposition, does
not guarantee the validity of the patent, which can be challenged
before the High Court on various grounds in revocation or infringefl
ment proceedings.
It is pertinent to note that this position, viz. the
~·alidity of a patent is not guaranteed by the grant, is now expressly
A
768
SUPREME COURT REPORTS
[1979] 2 s.c.R.
provided in Section 13(4) of the Patents Act, 1970. In the light of .
this principle, Mr. Mehta's argument that there is a presumption in·
favour of the validity of the patent, cannot be accepted.
The term limited in every patent, for the duration thereof, save as.
otherwise expressly provided by this Act, is 16 years from its date.
B
(Sec. 14) The term can be extended if-a petition is made to the
Central Government in accordance with Section 15.
Section 29 ( 1) of the Act entitles a patentee to institute a suit
against any person who, during the continuance of the
plaintiff's
patent, infringes it.
Sub-section (2) of the Section provides
that
C
every ground on which a patent may be revoked under Section 2&
sl1all be available by way of defence to a suit for infringement.
The
material part of Section 26 reads as under :
" ( 1) Revocation of a patent in whole or in part may
be obtained on petition to or on a counter-claim in a suit
D
for infringement before a High Court on all or my of tile
following grounds, naniely :-
E
F
G
H
(a) that the invention has been tho subject of
a
valid prior grant of a patent in India;
(b) that the true and first inventor or his legal representative or assign was not of the applicant
or one of the applicants for the patent;
( c) that the patent was obtained in fraud of the
rights of the person applying for the revocation
or of any person under or through whom he
clainls;
(d) that the invention was not, at the date of the
patent, a manner of new manufacture or improvement;
( e) that the invention does not involve any inventive step, having regard to what was known or
used prior to the date of the patent;
(f) that the invention is of no utility;
(g) that the complete specification does not
sufficiently and fairly describe and ascertain
the·
nature of the invention and the manner in·
which the invention is to be performed;
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BISWANATH v. HINDUSTAN METAL (Sarkaria, J.)
769
(h) that the complete specification does not sufficiently and clearly ascertain the scope of the
invention claimed;
(i) that the patent was obtained on a false SU!ll!CStion or representation;
(j) to (n) .......................... "
The ground is now clear for dealing With the problem in hand.
Although the defendant had both in his defence and in the counterclaim for revocation of the patent pleaded six grounds mentioned
in
Clauses (d), (e), (f), (g), (i) and (b) of Section 26(1), yet, in this
appeal before us the controversy has narrowed down into two issnes :
(i) Whether the patent was not at the date of the patent, a manner of
new manufacture or improvement; (ii) whether the invention does not
involve any inventive step, having regard to what was known or used
prior to the date of the patent ?
At the trial,, M/s. Biswanath Prasad
Radhay Shyam had examined 9 witnesses to show that the method of
manufacture described in the patent has been publicly known and in
use at Mirzapur and elsewhere long before 1951.
On the other hand,
the patentee firm, M/s. Hindustan Metal Industries, examined 4 witnes5es to prove that the work of scraping and polishing of utensils formerly
done at Minapur, was on crude machines and that the machine (Ex.
CC) developed by the patentee is a distinct improvement over the
machines of the old type.
'°"'
The learned trial Judge, after a careful appraisal of the evidence
produced by the parties, found that the following facts have been established :
A
B
c
D
E
"(i) The manufacture of utensils is an old industry at MirzaF
pur and at other places in U.P. and in other parts of
India;
(ii) lathe is a well-known mechanism used for spinning and
a number of other processes;
(iii) adapters were in use for holding tumably, articles (7)
of sui•able sizes, for holding plates and dishes, also,
were in use before 19 51 ;
(iv) the tailstock was probably used in this industry before
1951:
G
(v) no bracket or angle, as used in the
defendant's
H
machine <Ex. CC) appears to have been used in this
industry before 1951;
770
SUPREME COURT REPORTS
[1979] 2 s.c.R.
A
(vi) work on plates and dishes was suspended at Mirzapur
for a few years before 1951."
The trial Judge then found that mere addition of a bracket did not
amount to a novelty.
He further observed that Circumstance VI was
of a neutral character because it could not be definitely held that the
B
work had been suspended due to a defect in the contrivance which was
then in use. It might well be due to labour trouble as the witnesses
examined by the appellant bad deposed.
From Circumstances I, II, III
and IV, inspection of the machines (Ex. CC and Ex. XVI), produced
by the appellant and the other material on record, the trial Court found
c
D
E
F
both issue, ·set out above, against the patentee-firm.
We have ourselves examined the evidence on record with the aid
of the learned Counsel for the parties, and have ourselves compared the
machines (Ex. CC and Ex. XVI) which were produced before us. We
do not want to rehash the evidence. Suffice it to say, we do not find
that any piece of evidence has been misread, overlooked or omitted from
consideration.
The view taken by the trial Court was quite reasonable
and entitled to due weight.
In our opinion, it did not suffor from any
infirmity or serious flaw which would have warranted interference by
the Appellate Bench.
Be that as it may, from the discussion that follows, the c~nclusion is
inescapable that the invention got patented by M/s. Hindustan Metal
Industries, respondent herein, was neither a manner of new mlnufacture,
nor a distinctive improvement on the old contrivance. in volv;ng any
novelty or inventive step having regard to what was already known and
practised in the country for a long time before 1951.
Let us now have a look at the invention descri':ied in th~ 'specifications' and the 'claims' in the patent in question.
Jn tt.e provisional
specification, the title or subject of the patent is described as foilows
"Method of end means for mounting metallic utensils or
the like on lathe for turning them before polishing."
G
The title of the patent mentioned in the complete specification is
as
under :
H
"Means for holding utensils for turning purposes".
Then follov;;
a description of the old method of manufacture, and it is stated :
"This invention relates to means for mounting metallic
utensils for the pmpose of turning the same before polishing
and deals particularly, though not e.xclusively, with utensils of
•
•
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• >
BISWANATH v. HINDUSTAN METAL (Sarkaria, !.)
7 7 I
the type which cannot be conveniently and directly gripped by
the jaws of the chucks and where the utensil tends to slip off
the chuck and a certain amount of risk is involved in applying
the tool in the turning operation."
Thereafter, the new method of manufacture is described with reference
to three figures or sketches.
The crucial part of this specification runs
as below :
"According to a preferred feature of this invention the pressure end of the pressure spindle is rotatably mounted and for
this purpose it comprises an independent piece engaged by a
hollowed end in a spindle, said hollowed end being preferably
fitted with ball bearings to enable the said independent piece
to revolve with friction when it is in contactual reJationship
with the utensil.
This independent piece may have a forward
pointed end or said forward end may be a blunt end, the
pointed end or the blunt end as the case may be, being finnly
held against the utensil. The blunt end may, e.g. be of 1 cm.
in diameter."
(Emphasis added)
A
B
c
D
Then, at the foot of the complete specification, 9 Claims are set out,
which read as under :
E
"!. Means for mounting and holding metal utensils more
particularly of the shallow type for the purpose of turning before polishing comprising a shaft or spindle carrying at its
one end and adapter having a face corresponding to the shape
of the article or utensil to be held, the utensil being maintained
in held position by an independent pressure on the utensil when
s~ated on the adapter.
2. Means for the purpose herein setforth end as claimed
in Claim I in which the pressure spindle is adapted to pass
through a guide block and has a regulating handle at the outer
end ,,the inner end of the, spindle pressing against the utensil,
means being provided to set and lock the pressure spindle in
any desired position.
F
G
3. Means as claimed in Claims 1 and 2 in which the presH
sure end of the pressure spindle is rotatably mounted and !or
this purpose it comp~ an independent piece engaged by a
A
B
772
SUPREME COURT REPORTS
[1979] 2 s.c.R.
hollowed end in a spindle, said hollowed and end being preferably fitted with ball bearings to enable the said independent
piece to revolve with friction when it is in contractual relationship with the utensil.
4. Means as claimed in previous claims in which the pressing or inner end of the pressure spindle is pointed or blunt.
5. Means as claimed in Claim 1 in which the pressure spindle passes through a bracket or the like end said bracket may
comprise the arm of an angle shaped bracket whose other arm
may be fixed to a stand or the like.
C
6. Means as claimed in Claim's 1., 2 & 3 in which the presD
E
F
G
sing end of the spindle may be a fixed end or a revolving end.
7. Means as claimed in Claim 1 in which the adapter is
shaped to seat the utensil.
8. Means as claimed in Claim 1 in which the adapter is
made of wood or any other material.
9. Means for holding the utensil for the purpose herein
setforth and substantially as described and illustrated and utensils so turned."
As pointed out in Arnold v. Bradbury(') the proper way to
construe a specification is not to read the claims first and then see what
the full description of the invention is, but first to read the description
of the invention, in order that the mind may be prepared for what it
is, that the invention is to be claimed, for the patentee cannot claim more
than he desires to patent.
In Parkinson v. Simon( 2 ) Lord Esher M. R.
enunciated. that as far as possible the claims must be so construed as to
give an effective meaning to each of them, but the specification and the
claims must be looked at and construed together.
The learned trial Judge precisely followed this method of construction.
He first construed and con'sidered the description of the invention in the provisional and complete specification, and then dealt with
each of the claims, individually.
Thereafter, he considered the claims
and specification as a whole, in the light of the evidence on record.
With regard to Claim No. 1, the learned Judge commented :
"The pressure spindle in a lathe is a well known contriH
vance.
Pressure spindle or a tailstock was in use in this in-
(1) (1871) 6 Ch. A. 706.
(2) (1894) 11 R.P.C. 483.
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•
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•
BISWANATH v. HINDUSTAN METAL (Sarkaria, J.)
7 73
dustry much before 1951.
So neither the means for mounting
and holding metallic utensil nor the independent
pressure'
spindle can be said to be an invention".
In Claims 3, 4, 6 and 7, also, he found uo novelty or inventive step having regard to the fact that these were well-known and were
in use long before 1951.
Regarding Claim No.