# I 31 STATE OF UTTAR PRADESH v. BATUK DEO PATIL TRIPATHI & ANR

- **Citation:** [1978] 3 S.C.R. 131
- **Court:** Supreme Court of India
- **Decided:** 1978-02-21
- **Bench:** M. H. Beg, Y. V. Chandrachud, P. N. Bhagwati, _P. S. B Kailasam, V. D. Tulzapurkar
- **Source:** https://unisonlegal.in/judgment/supreme-court-of-india/i-31-state-of-uttar-pradesh-v-batuk-deo-patil-tripathi-anr-7463
- **Pages:** 16

## Headnote

Co111vulsory retirement of a District Judge from
service on the opinion
recorded by the Administrative Committee constituted under rule 1 of Chapter
III of the Rules of the Allahabad High Court, 1952 framed under Art. 225 of
the Constitution, whether valid-Authorising the
Administrative
Committe~
.consis1f11g of its own judges does not an1ou111 to self-abnegation
of the High
Court's powers.
C
Constitution of India, 1950, Articles 216, 225 and 235-The High
Courts
have the power to frame rules for regulating the manner in which the control
vested in it niay be exercised.
Ch·i! Service Regulations, Art. 465, 465A-Powers of Gorernment to compulsorily retire.
The Allahabad High Court, in exercise of powers conferred upon it by Arl.
225 of the Constitution and all other powers enabling it in that behalf has
framed Rules, known as the Rules of Court, 1952. Under Rule 1 of Chapter
III of the Rules, an Administrative Committee composed of the Chief Justice,
the- Judge· in the Administrative Department and five other judges appointed by
the- Chief Justice was constituted to act for the Court. Under Rule 7, all matters
laid before the Administrative Committee and the manner in which those
matters- were disposed of are to be circulated in a statement to all the Judges of
the Court for their information.
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In one of the meetings of the Administrative Committee of the High Court
which \Vas held on January 9, 1974, it was resolved by the Committee that respondent NO. 1 should be retired' compulsorily ftom service. The Registrar
of the High Court communicated the decision of that Committee to the State
Glivernment on January 15, 1974 and thereafter on January 17, 1974 circulated
the minutes of the Committee's meeting to the other judges of the High Court
for ''their information". The Governor of U.P. accepted the recommendation
F
of the Administrative Committee and retired respondent 1 compt'tlsorily by an
order doted February 27, 1975 .
. _ Respondent 1 assailed the said orders by an application under Art. 226,
mte'r-Cilia, on the ground that "the order is illegal inasmuch as it was passed· on
the recommendation of the Administrative Committee, while Art. 23 3 of the
Constitution requires consultation by the Governor with the entire High Court
aild not with a Committee consisting of a few Judges of the High Court". This
ground found. favour ~ith the Division Bench which heard it.
But considering
G
that ~uch a view. was h~ely to upset the settled practice of the Court and that it
was; likely to be tn. conflict with that Court's decision in Civil Misc. No. 1254 of
68 dt. 23-2:70, the_Y directed t~at !he papers of the case be placed before . the
learned Chief Justice for constituting a Full Bench to consider the question
"whetlier in view of Art. 233 of the Constitution consultation with the entire
High Court is necessary before making an order of compulsory retirement agairtst
the District Judge ?"
Tht;: _Division Bench and initially the FUU Bench heard arguments on the
II
suppos1t1on, that the_ ~ewer to retire a District Judge· compulsorily is an incident
of t~e:powet of a~pomtment contained in Art. 233(1) of the Constitution which
proVides· that appointments of persons to be and the posting and promotion of
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132
SUPREME COURT REPORTS
[1978] 3 S.C;R.
District Judge in any State shall be made by the Governor of the State in consultation with the High Court exercising jurisdiction in relation to sucb state.
After the Full Bench reserved its judgment this Court held in liigh Cour/ of
Punjab and Haryana v. State of Haryana and Ors., [1975] 3 S.C.R. 365 that
compulsory retirement of a District Judge is not an incident of the power of
appointments conferred by Art. 233 of the Constitution but is' an incident of the
control rested in the High Court by Art. 235. Consequently, the Full Bench
reframecl the question referred to it as "whether a District Judge can be
compulsorily retired from service on the opinion recorded by
the Ad

## Text

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-
I 31
STATE OF UTTAR PRADESH
A
v.
BATUK DEO PATIL TRIPATHI & ANR.
February 21, 1978
(M. H. BEG, C.J., Y. V. CHANDRACHUD, P. N. BHAGWATI,_P. S.
B
KAILASAM, V. D. TULZAPURKAR, JJ.]
Co111vulsory retirement of a District Judge from
service on the opinion
recorded by the Administrative Committee constituted under rule 1 of Chapter
III of the Rules of the Allahabad High Court, 1952 framed under Art. 225 of
the Constitution, whether valid-Authorising the
Administrative
Committe~
.consis1f11g of its own judges does not an1ou111 to self-abnegation
of the High
Court's powers.
C
Constitution of India, 1950, Articles 216, 225 and 235-The High
Courts
have the power to frame rules for regulating the manner in which the control
vested in it niay be exercised.
Ch·i! Service Regulations, Art. 465, 465A-Powers of Gorernment to compulsorily retire.
The Allahabad High Court, in exercise of powers conferred upon it by Arl.
225 of the Constitution and all other powers enabling it in that behalf has
framed Rules, known as the Rules of Court, 1952. Under Rule 1 of Chapter
III of the Rules, an Administrative Committee composed of the Chief Justice,
the- Judge· in the Administrative Department and five other judges appointed by
the- Chief Justice was constituted to act for the Court. Under Rule 7, all matters
laid before the Administrative Committee and the manner in which those
matters- were disposed of are to be circulated in a statement to all the Judges of
the Court for their information.
·
D
E
In one of the meetings of the Administrative Committee of the High Court
which \Vas held on January 9, 1974, it was resolved by the Committee that respondent NO. 1 should be retired' compulsorily ftom service. The Registrar
of the High Court communicated the decision of that Committee to the State
Glivernment on January 15, 1974 and thereafter on January 17, 1974 circulated
the minutes of the Committee's meeting to the other judges of the High Court
for ''their information". The Governor of U.P. accepted the recommendation
F
of the Administrative Committee and retired respondent 1 compt'tlsorily by an
order doted February 27, 1975 .
. _ Respondent 1 assailed the said orders by an application under Art. 226,
mte'r-Cilia, on the ground that "the order is illegal inasmuch as it was passed· on
the recommendation of the Administrative Committee, while Art. 23 3 of the
Constitution requires consultation by the Governor with the entire High Court
aild not with a Committee consisting of a few Judges of the High Court". This
ground found. favour ~ith the Division Bench which heard it.
But considering
G
that ~uch a view. was h~ely to upset the settled practice of the Court and that it
was; likely to be tn. conflict with that Court's decision in Civil Misc. No. 1254 of
68 dt. 23-2:70, the_Y directed t~at !he papers of the case be placed before . the
learned Chief Justice for constituting a Full Bench to consider the question
"whetlier in view of Art. 233 of the Constitution consultation with the entire
High Court is necessary before making an order of compulsory retirement agairtst
the District Judge ?"
Tht;: _Division Bench and initially the FUU Bench heard arguments on the
II
suppos1t1on, that the_ ~ewer to retire a District Judge· compulsorily is an incident
of t~e:powet of a~pomtment contained in Art. 233(1) of the Constitution which
proVides· that appointments of persons to be and the posting and promotion of
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D
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G
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SUPREME COURT REPORTS
[1978] 3 S.C;R.
District Judge in any State shall be made by the Governor of the State in consultation with the High Court exercising jurisdiction in relation to sucb state.
After the Full Bench reserved its judgment this Court held in liigh Cour/ of
Punjab and Haryana v. State of Haryana and Ors., [1975] 3 S.C.R. 365 that
compulsory retirement of a District Judge is not an incident of the power of
appointments conferred by Art. 233 of the Constitution but is' an incident of the
control rested in the High Court by Art. 235. Consequently, the Full Bench
reframecl the question referred to it as "whether a District Judge can be
compulsorily retired from service on the opinion recorded by
the Administrative
Committee constituted under Rule I of Chapter Ill of the Rules of the Court ?
The Ful1 Rench also framed an additional question viz. "Whether circuJation of
a statement to all the Judges of the Court showing what matters were laid before
the Administrative Committee and the manner in which these matters were disposed of amounts to consultation with the Full Court ?
.1\sthana CJ., who presided over the Full Bench answered both the question-;
in the negative. K. N. Singh and C. S. P. Singh JJ. agreed by a separate judgement with the learned Chief Justiee.
M. N. Shukla and H. N. Seth JJ. took a
contrary view and held that a District Judge can be compulsorily retired from
service on the opinion recorded by the Administrative Committee.
They did
not consider it necessary to express any opinion on the second question.
The
Writ Petition was allowed; according to the· majority view, by the Division
Bench. A consequential declaration was granted by the Bench that respondent
No. 1 should be treated as continuing in service and was entitled to all the
privileges pay and allowances which were permissible and payable to him under
the Jaw.
Allowing the appeal by special leave and -affirming the minority judgment ol
the Fun Bench, the Court
HELD : 1. (a) The minority view of the Full Beneh that Rule I of Chapter
Ill of the 1952 Rules framed by the Allahabad High Court is within the frame
work of Art. 235. The recommendation made by the Administrative Committee
that the respondent should be compulsory retired does not suffer from any legal
or constitutional infirmity. [145 El
(b) The amplitude of the power conferred by Article 235, the imperative
need that the High Courts must be enabled to transact their administrative business more conveniently and an awareness of the realities of the situation, particularly of the practical difficulties involved in a consideration by the whole
Court, even by circulation, of every day-tCHlay matter pertaining to control over
the District and subordinate Courts, lead to the conclusion that by rules framed
under Art. 235 of the Constitution, the High Courts ought to be conceded the
power to authorise an AdministratiVc Judge or an Administrative Committee of
Judges to act on behalf of the Court.
[145 D-E]
(c) It is wrong to characterise as "delegation" the process whereby the entire
High Court authorises a judge or some of the Judges of the Court to act on
behalf of the whole Court. Such an authorisation effectuates the purpose ot
art. 235 and indeed without it the control vested in the High Courts over the
subordinate Courts will tend gradually to become lax and ineffective. Administrative functions are only a part, though an important part, of the High
Court's constitutional functions.
Judicial functions ought to occupy and do in
fact consume the best part of a Judges time. For balancing these two..fold
functions it is inevitable that the adlninistrative duties should be left to be discharged by some on behalf of all the Judges. Judicial functions brooke no
such sharing of responsibilities by any instrumentality. [144 D-FJ
(d) The Administrative Judge or the Administrative Committee- is a n1ere
instrumentality through which the entire Court acts for . the more convenient
transaction of its business, the assumed basis of the arrangement being that_ such
instrunientalities will only act in furtherance of the broad policies evolved from
time to time by the High Court as a whole. Each Judge of the High Court is
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U. P. V. B. D. TRIPATTII
133
an ·integral limb of the Court. He i~ its qlterego. It is. therefore inapp~opriate
to say that a Judge or a Committee of Judges of the High Court authonsed by
the Court to act on its behalf is a delegate of the Court.
[144 G-H]
2. (~) 1be majority view of the High Court Full Bench that by lt!aving th_e
decisiOn of the question of the respondent's compulsory _reti_rement to ~e ~m1nistrat.i.ve Committee, the Court had abdicated its Constitutional function 1s not
correct.
[142 G-H]
(b) According to the view of the 1najority the .act of the Court in allowing
the Administrative Committee to decide that question under Rule 1 of Chapter
ill of the .Administrative Committee to decide that question under Rule 1 _at
Chapter III of the 1952 R~les is an ac~ of "self-a~negation" and therefore, votd.
This approach betrays a misunderstanding of Article 235.
[142-H]
(C) The ideal which inspired ~o provision (Art. 235) that th~ control ov~~
District Courts and Courts subordinate thereto shall vest 1n the High Court is
that those wings of the judiciary should be independent of the executive. It is
in order to effectuate that high purpose that Article 235 requires that all matters
rt.lating to the subordinate judi~iary includin~. compulsory retirement ,and ~1s~1plinary proceedings, but excluding the impos1t1on of punishments falhng within
the sccpe of Article 311 and the first appointments and promotions, should be
dealt with and decided upon by the High Court.
[142 H, 143 A-Bl
l/igh Court of Punjab & Haryana v. State of Haryana and Ors.
[1975] 3 SCR 365, Shamshcr Singh. v. State of Punjab, [19751 1 SCR
814; State of Haryana v. Indra Prakash,
A.l.R.
[19761
S.C.
1841;
Mfara (B.) v. Orissa High Court, A.T.R. [1976] S.C. 1899; West Ben.al
v. Nripendra Nath Baghchi A.I.R. [1966] S.C. 447 referred to.
(d) There is no parallel between what the High Court did in Shamsher
Sing/i and ~;hat has been done in the instant case. In Shmnsher Singh
v.
State of Punjab the action of the High Court in asking State Governrnent to
depute the Director of Vigilance to hold an inquiry against a judicial officer was
deprecated by this Court as an act of "self-abnegation"
The High Court had
abdicated therein its control over the subordinate judiciary, which includes the
power to hold a disciplinary inquiry against a defaulting judge, by surrendering
that power to the executive. That truly was an act of self-abnegation. Here,
the decision to compulsorily retire the respondent was taken by the Judges of
the High Court itself though not by all. If some but not all judges of the High
Court participate in a decision relating to a matter which falls within the High
Courts' controlling jurisdiction over subordinate courts, the High Court
doe~
not efface itself by surrendering its power to an extraneous authority. The procedure adopted by the High Court under its Rules is not subversive of the independence of tho subordinate judiciary which is what Article 235 recognises and
seeks to achieve. [143 C-F]
Shamsher Singh v. State of P1tnjab [1975] 1 SCR 814; explained
& distinguished.
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. 3: Art .. 225, it is true, preserves, inter alia the pre-constitution powers of
eXISting High Courts .to frame rules and the High Court of Allahri.bad did not
prior t.o. the e!1actment of the <;:onstitution, possess the power to frame
rule~
G
authorts1ng a Judge or a Committee of judges of the High Court to act on
behalf of the Court.
But Article 225 is not· the sole repository of the
High
Court's power to frame rules.
[140 E-FJ
4. 'fhe High Court has the power under Art. 235 itself to frame rules for
regulat~ng the manner in which the cop.tri;>l vested in it may be exercised. The
relevant part of Art. 23 5 of the Constitution provides that the control over Dist,ict Courts and Cou'!' subordinate thereto shat! be vested in the High Court.
Smee Article 21~ provides that ev~ry High Court shaU consist of a Chief Justice
H
nnd sue~ other _Judges as the President may from time to time deem it necessary
to. appc1nt, Article 235 bas to .be construed to mean that the control over District Conm and Courts subordinate thereto is vested in the entire body of
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SUPREME COURT REPORTS
[1978] 3 S.C.R.
judges who together constitute the High Court and not in the Chief Justice as
representing the High Court or a smaller body of judges acting as an Adminis·
trative Committee. [140 G-H]
5. (a) But, though the control over subordinate Courts is vested institu-·
tionally in the High Courts by Article 235, it does not follow that the Hish
Courts have no power to prescribe the manner in which that control may
in
practice be exercised. In fact, the very circumstance that the power of control,
which comprehends matters of a wide-ranging variety, vests in the entire body
of Judges makes it imperative that rules must be framed to make the exercise of
control. feasible, convenient and effective. The seeds of jurisdiction to frame
rules. regulating the manner in which the control over subordinate Courts is to
be exercised are thus to be found in the very nature of the power and in the
fact that the power vests in the entire body of Judges.
[140 H, 141 A-BJ
(b) The power to do a thing necessarily carries with it the power to
regulate the manner in which the thing may be done. It is an incident of the
power itself and indeed, without it, the eXercise of the power may in practice oe
fraught with difficulties which will frustrate, rather than further, the object of
the power. It is undoubtedly true that the rules framed for
prescribing the
manner in which a power may be exercised have to be truly regulatory
lit
character.
The reason is that under the guise of framing rules, the essence ot
tbe power cannot be permitted to be diluted. The abstract power of the High
Court to frame the impugned rules cannot be doubted and must be conceded.
[141 B-EJ
6. The power to compulsorily retire the respondent could be exercised by
the Court either under Note I of 465A or Note I of article 465 of the Civil
Service Regulations.
[146 CJ
CIVIL APl'El.LATE JURISDICTION : Civil Appeal No. J 070 of 1977.
(Appeal by special leave from the Judgment and Order dt. 18-4-77
of the Allahabad High Court in Civil Misc. Writ No. 3561 of 1975)
S. N. Kacker, Sol. General & 0. P. Rana, for the Appellant.
S. N. Misra, E. C. Agrawala, M. M. L. Srivastava & U. S. Prasad
for the respondent.
The Judgment of the Court was delivered by
CHANl>RACHUD, J.-Respondent I, Batuk Dea Pati Tripathi, joined
the Judicial Service of the State of Uttar Pradesh as a Munsif in 1943
and after intervening promotions, he was appointed as a District Jud~
on April 13, 1969.
Under Note (1) to Article 465-A of the Civil
service Regulations, as adopted for application in Uttar PraUesh, the
State Government may at any time, without assigning any reason,
require any oftlcer to retire on three months' notice or pay in lieu of
the whole or part thereof after he has attained the age of 50 years.
Such decision is required to be taken by the Government in its Administrative Department and only if it appears to it to be in public interest
to do so.
Some time in 1969 the State Government requested the
High Court of Allahabad, respondent 2 to this appeal, to screen cases of
judicial officers in order to determine which of them should be retired
compulsorily under the aforesaid provision. In one of the meetings
of the Administrative Committee of the High Court which was held
on January 9, 1974, it was resolved by the Committee that respondent 1
should be retired compulsorily from service.
The Registrar of the
High Court communicated the decision of the Administrative Committee. to the State Government, appellant herein, and thereafter, he
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U.P. v. B. D. TRIPATHI (Chandrachud, !.)
135
circulated to all the Judges of the High Court, for their intimation,
the decision taken by the Administrative Committee.
The Governor
of U .P. accepted the recommendation of the Administrative Committee
and retired respondent 1 compulsorily by an order dated February 27,
1975.
Respondent 1 filed a writ petition under Article 226 of the O:mstitution against the State of Uttar Pradesh and the Allahabad High
Court challenging the validity of the a;foresaid order on the following
grounds:
(I) The order is illegal since no salary was paid to respondent
1 at the time when the order was passed;
(2)
(3)
The order is really in the nature of punishment since it
casts a stigma and is therefore contrary to Article 311 of
the Constitution;
Article 4(55-A of the Civil Service Regulations in so far it
purports to empower the Government to consult
the
administrative head of the Department before passing an
order thereunder, contravenes Article 233 of the Constitution;
( 4) The order Wa.'i p;u;sed on irrelevant considerations since
the High Court had taken into account the character roll
entries of respondent 1 prior to the date when he was
allowed to cross the efficiency bar;
( 5) The order is arbitrary, capricious and perverse; and the
satisfaction that it was in public interest to retire respon·
dent 1 compulsorily was based on no material;
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(6) The order was passed by the Governor without any application of mind
since it was passed in pursuance of a
general policy agreed upon between the Governo,r and the
Chief Justice of the High Court, that recommendations of
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the High Court for retirement of judicial officers should
be accepted without scrutiny; and
(7) The order is illegal inasmuch as it was passed ou the
recommendation of the Administrative Committee while
Article 233 of the Constitution requires consultation'by the
Governor with the entire High Court and not with a
G
committee consisting of a few Judges of the Court.
A Division Bench od' the High Court consisting of Gulati and
C. S. P. Singh, JJ. rejected the first six contentions by their judgment
dated December 5, 1975.
On the 7th contention they were inclined
to the view that Article 233 of the Constitution postulates consultation
with the entire High Court and therefore the High Court in the exercise
of its rule-making power cannot delegate its function to a smaller body.
But considering that such a view was likely to upset the settled practice
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SUPREME COURT REPORTS
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of the Court and that it was likely to be in conflict with the decision
in Civil Misc.
Writ No. 1254 of 1968 dated February 23, 1970, they
directed that the papers of the case be placed befQre the learned Chier
Justice for constituting a Full Bench to consider the question "whether
in view of Article 233 of the C,onstitntion, consultation with the entire
High Court is necessary before making an order of compulsory retirement against the District Judge".
The Writ Petition was then placed for hearing before a Full Bench
of the High Court consisting of five learned Judges.
The Division
Bench and initially the Full Bench heard arguments on the supposition
that the power to retire a District Judge compulsorily is an incident of
the IJ9Wer of appointment contained in Article 233 (1) of the Constitution which provideS that appointments of persons to be and the posting
and promotion of District Judges in any State shall be made by the
Governor of the State in consultation with the High Court exercising
·jurisdiction in relation to such State.
After the Full Bench reserved
its judgment, this Court held in High Court of Punjab and Haryana v.
State of Haryana & Ors.(') that the initial appointment and initial
promotion of District Judges reste~ with the Governor, but once they
were appointed or promoted to be District Judges the entire controt
over them was vested in the High Court.
The power of the Governor
in the matter of appointment included the power of dismissal, removal
and reduction in rank but since compulsory retirement is neither dismissal, removal nor reduction in rank the power in that behalf vests
in the High Court and not in the Governor: In view of the judgment
of this Cour_t referred to above and certain other judgments, it i~ clear
that compulsory retirement of a District Judge is not an incident of
the powers of appointment conferred by Article 233 of the Constitution
but is an incident of the control vested in the High Court by Article
235. Consequently, the Full Bench reframed the question referred to
it as follows :
"Whether a District Judge can be compulsorily retired
from service on the opinion recorded by the Administrative
Committee constituted under rule 1 of Chapter III of the
Rules of the Court".
The Ful1 Bench also framed an additional question,
"Whether circulation of a statement to all the Judges of
the court showing what matters were laid before the Administrative Committee and the manner in which those matters
were disposed of amounts to consultation with the Full Court"_
Asthana, C.J., who presided over the Full Bench, answered both the
questions in the negative, K. N. Singh and C. S. P. Singh, JJ., agreed
by a separate judgment with the learned Chief Justice.
M. N. Shukla
and H. N. Seth, JJ. took a contrary view and held that a District Judge
can be compuloorily retired from service on the opinion recorded by the
Administrative Committee.
They did not consider it necessary to
express any opinion on the second question.
(!) A.LR 1975 S.C. 613 ; [1975] 3'.S.C.R. 365.
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U.P. V. B. D. TRIPATHI (Chandrachud, !.)
137
The Writ Petition then went back to a Division Bench for disposal
A
which, in accordance with the majority view, set aside the order by
which respondent 1 was compulsorily retired and allowed ths petition.
A consequential declaration was granted by the Bench that respondent
1 should be treated as continuing in service and was entitled to all the
privileges, pay and allowances which were permissible and payable to
him under the law.
Being aggrieved by the judgment, the State of
Uttar Pradesh has filed this appeal by special leave.
Since the High
B
Court of Allahabad which was impleaded as respondent 2 to the Writ
Petition had no effective contentions to make in the matter, we will for
the sake of convenience refer to· respondent 1 as "the respondent".
The main question for consideration is whether a District Judge
can be compulsorily retired from service on the basis of the opinion
recorded by the Administrative Committee constituted under rule 1
C
of Chapter III of the Rules of the Court. It is necessary for a determination of this question to refer to the relevant Rules of the Allahabad
High Court.
The High Court, to .the exercise of the powers conferred upon it
by Article 225 of the Constitution and all other powers enabling it in
that behalf, has framed Rules known as the Rules of Court, 1952. The
D
relevant rules contained in Chapter Ill of the Rules are these :
CHAPTER III
EXECUTIVE AND ADMINISTRATIVE BUSINESS OF THE
COURT
1. Subject to these Rules, a Committee of Judges composed of the Chief Justice, the Judge in the Administrative
Department and five other Judges to be appointed by the Chief
Justice, referred to in these Rules as the Administrative Committee, shall act for the Court.
The Chief Justice shall have
the charge of, and may act for the court in the Administrative Department and the executive and administrative business
pertaining to the Court, except that the Judge in the Administrative Department shall have charge of, and may act for
the Court in the Administrative Department and the executive and administrative business pertaining to the Courts subordinate to the Court.
As far as possible, the Judge in the
Acfministrative
Department shall discharge his duties and
functions in consultation with the Inspection Judges concerned, who shall be appointed by the Chief Justice from time to
time.
The membership of the Committee shall be for two years
except in the· case of the Chief Justice and the Judge in the
Administrative Department.
2. From time to time and as occasion arises the Chief
JuHice shall nominate one of the Judges to act as the Judge
in !he Administrative Department. whose terms of office shall
be three years nnless renominated.
10-211 SCI/78
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[1978] 3 S.C.R.
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3. All executive and administrative business and all business in the Administrative Department requiring orders,
. . . . shall be submitted by the Registrar to the Chief Justice or the Judge in the Administrative Department, as the
case may be, together with his comments thereon, if any,
and may, subject to these Rules, be disposed of by that Judge.
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4·. The Judge in the Administrative Department shall, bec
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fore passing final orders, cause to be circulated for the information of the Judges of the Administrative Committee then
present in Allahabad, his recommendatiOns as to the appoint- ·
ment, promotion or suspension of judical officers.
Should any Judge dissent from such recommendations, he
shall signify his dissent and his reasons therefor in writing.
5. (1) In regard to the following matters the Judge in
the Administrative Department shall consult the Administrative Committee either by circulating the papers connected
with the matter together with his own opinion or recommendation thereon to the members of the Committee then present
in Allahabad or by laying it before a melting of the Administrative Committee, namely-
(a) the issue of General Letters to subordinate courts;
(b) the issue of directions regarding the preparation of
returns and statements;
(c) all matters of importance upon which the Govermnent
desires the opinion of the Court;
(d) appointment of the U.P. Higher Judicial Service; and
(e) any other matter which the Chief Justice or the Judge
in the Administrative Department may consider fit to be laid
before it for consideration.
(2) Copies of all General Letters issued to subordinate
cp\nts shall be circulated to all Judges for information as
soon as may be after issue.
7. As soon as the Administrative Committee has disposed
of any bu~iness, a statement showing what matters were laid
before the Committee and the manner in which they were
disposed of shall be circulated for information to all Judges
except such Judges as may be on leave.
8. On the following matters all Judges sli.all be consulted,
namely-
(a) proposals as to legislation or changes in the law;
(b) proposals as to changes in or the issue of new Rules
of Court;
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U.P. v. B. D. TIUPATHI (Chandrachud, J.)
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(c) proposals as to changes in or the issue of new rules
(d)
{e)
(f)
·\g)
(h)
(i)
for the guidance of subordinate courts;
withholding of promotion, supersession or reduction
of judicial officers, not occasioned by the selection of
officers for appointment to the U.P. Higher Judicial
Service;
important questions of policy or those affecting the
powers and status of the Court;
matters connected with the Supreme Court;
annual administration report due for submission to
Government before it is adopted by the Administrative Committee;
deleted.
any other matter which the Chief Justice of the Administrative Committee may consider fit to be laid before
them for consideration.
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12. So far as convenient, papers for circulation shall be sent by
D
the Registrar to the Judges at Allahabad and· at Lucknow in therr
order of seniority, commencing with the junior Judge. The Registrar
shall so far as practicable, obtain from each Judge such papers within
three days from the date when the same are sent to him. The Registrar
shall endorse on the papers the date when they are sent to, and the
date when they are received back from each Judge.
It shall not be
necessary to send papers to any Judge who is not for the time being in
Allahabad or Lucknow .
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13. When a Judge does not write his opinion within thre days from
the date when he receives any urgent paper sent to him for opinion, he
shall be deemed to have declined to express any opinion on the matter .
14. After any papers have been circulated for opinion, they shall be
submitted again, according to the subject-matter thereof, to the Chief
Justice or the Judge in the Administrative Department and he may
either direct that the opinion of the majority of the Judges including
his own be given effect to or lay the matter for consideration before a
Judges' meeting or a meeting of the Administrative Committee, as
the case may be.
15. The Chief Justice may call a judges' meeting or a meeting of
the Administrative Committee whenever there is business to be disposed
of:
Provided (i) That a Judges' Meeting shall be called once
every three months excluding the summer vacation;
(ii) further that if a request is made to the Chief Justice
by not less than 5 Judges to call a meeting such meeting shall
be called within a week of the request.
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SUPREME COURT REPORTS
(1978) 3 S.C.R.
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17. The quorum necessary for the transaction of business shall be
three in the case of a meeting of the Administrative Committee and
seven in the case of a Judges' meeting.
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18. In case of a difference of opinion at a Judges' meeting or a
meeting of the Administrative Committee the decision shall be in accordance with the opinion of the majority of the Judges present, and
in case the Judges present be equally divided, the Chief Justice or in
his absence the Senior Judge present shall have ai casting vote."
A question was mooted as regards the power of the High Court
to frame rules under Article 225 of the Constitution authorising a
Judge or a Committee of Judges of the High Court to act on behalf
of the whole court.
Article 225 provides, in so far as material tuat
the jurisdiction of any existing High Court and the respective powers
of the Judges thereof in relation to the administration of justice in
the Court, including any power to make rules of Court, shall be the
same as immediately before the commencement of the Constitution.
It is urged that Article 225 merely saves the pre-Constitution powers
of High Courts in certain matters and since under the Letters Pafont
of the High Court of Judicature at Allaliabad, the Government of
India Acts of 1919 and I935 and the U.P. High Court Amalgamation Order 1948, the High Conrt of Allahabad did not possess the
power to frame rules authorisiiig either a Judge or an Administrative
Committee of Judges to act on behalf of the whole court, •he Rules
of Court framed by the High Court in 1952" are beyond its competence in so far as they authorise the Administrative Judge or the
Administrative Committee to act on behalf of the court.
Article 225, it is true, preserves inter alia the pre- Constitution
powers of existing High Courts to frame rules and it may be
assumed for purposes of argument, an assumption which h largely
borne out by provisions of the laws mentioned in the preceding paragraph, that the High Court of Allahabad did not, prior to the ~illict
ment of the Constitution,' possess the power to frame rules authonsing a Judge or a Committee of Judges of the High Court to act on
behalf of the court.
But Article 225 is not the sole repository of
the High Courts' power to frame rules. The relevant part of Article
235 of the Constitution provides that the C011trol over District Courts
. and courts subordinate thereto shall be vested in the
High Cuurt.
Since Article 216 provides that every High Court shall consist of a
Chief Justice aud such other Judges as the President may from time
to time deem it necessary to appoint, Article 235 has to be construed
to mean that the control over District Courts and courts subordinate
thereto is vested iu the entire body of Judges who together consfitute
the High Court and not in the Chief Justice as representing the High
Court or an Administrative Judge or a smaller body of Judges actmg
as an Administrative Committee.
But though the control over subordinate courts is vested institutionally in the High Courts by Article
235, it does not follow that the High Courts have no power to pres.
cribe the manner in which that control may in practice be exercised.
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U;P. v. B. D. TRIPATffi (Chandrachud, 1.)
141
fo fact, the very circumstance that the power of· control, which comprehends matters of a wide-ranging variety, vests in the entire body
of Judges makes it imperative that rules must be framed to make rn~
exercise of control feasible, convenient and effective.
The seeds ot
the jurisdiction to frame rules regulating the manner m which the
control over subordinate courts is to be exercised
~re thus to be
focmd in the very nature of the power and in the fact that the power
vests in the entire body of Judges.
The High Court has, therefore,
the power under Article 235 itself to frame rules for regulating the
mam1er in which the control vested in it may be exercised.
fhe power to do a thing necessarily carries with it the power tc>
regulate the manner in which the thing may be done. It is <111 incident of the power itself and indeed, without it, the exercise of the
power may in practice be fraught with difficulties which will frustrate, rather than further, the object of the power. It is undoubtedly
true that the rules framed for prescribing the manner in which a
power may be exercised have to be truly regulatory in character. The
reason is that under the guise of framing rules, the essence of the
power cannot be permitted to be diluted.
But that is a separate
matter which we will consider later. The limited object of the present discussion is to show that High Courts possess the power under
Article 235 to prescribe the manner in which the control over subordinate courts vested in them by that article may be exercised. That
explains why the Allahabad High Court framed Rules of 1952 not
only in the exerdse of power possessed by it under Article 225, but
fn the exercise of all other powers enabling it in. that behalf. One of
such powers is to be found in Article 236 itself and therefore the
abstr&ct power of the High Conrt to frame the impugned rules cannot be doubted and mnst be col)ceded.
We call such a: power 'abstract' in order to prepare the gromi<l
for consideration of the main point involved in the appeal.
The
High Court may possess the power to frame rules under Article 235
and yet the rules framed by it may be bad because they are derogatory to the terms of that Article. In other words, if by Article 235
the control over subordinate courts is vested in the High Court as a
whole, is it permissibl_e to ~h". High Court to provide by framing. a
rnle that a matter falling w1thm the area of control may be decided,
not by the whole court, but by a Judge or a Committee of Judges
actmg on behalf of the court ? That is the first question which the
Full Bench of the High Conrt fonrlulated for its consideration.
C~pnlsory retirement of Judges .,f the District Court and of
,suboramate courts_ ls a matter which falls squarely within the power
cf _control vested m the High Courts by Article 235 of the C011stitut10n .. That 1s clear from the decisions of this Court in High Court
.o;J_ Pun1ab and Haryana v. State of Haryana and Ors.('), Shamsher
Singh v. State of Punjab(2), State of Haryana v. lndre Prakash(")
{1) A.I.R. 1975 S.C. 613--'[1975] 3 S;C.R. 365.
(2) [19751 1 S.C.R. 814.
(3) A.LR. 1976 S.C. 1841.
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SUPREME COURT REPORTS
[1978J 3 s.c.a
and B. Misra v. Orissa High Court('). The respondent was compulsorily retired from service as a District Judge on the recommendation of the Administrative Committee of the High Court; and it is
clear from the facts and sequence of events that the other Judges of
the High Court had no effective opporiunity to consider the propriety or correctness of the decision of the Administrative Committee
recommending to the State Government that the respondent be
retired compulsorily.
The resolution of the Administrative Com ..
mittee is dated January 9, 1974. The Registrar of the High ~ourt
communicated the decision of that Committee to the State Government on January 15, 1974. The Registrar circulated the minutes of
the Administrative Committee's meeting of January 9 to the other
Judges of the High Court on January 17, 1974.
We were shown
the minutes and the Registrar's letter of January 17, from which it is
clear that the Judges to whom the minutes we're circulated made their
initials or signatures thereon in token 'only of the fact that they were
informed of the decision of the Administrative Committee. They have
neither expressed their concurrence nor their dissent which, indeed,
goes to show that Rule 7 merely contemplates, what it says, that as
soon as the Administrative Committee has disposed of any busiuess,
a statement showing what matters were laid before the Committee and
the manner in which they were disposed of shall be circulated "for ·
information" to all the Judges.
But the language of Rule 7 and the shape of events leave unanswered the first question whether a power vested in the Court as
such can, with the considered consent of the Court itself, be exercised
on its behalf by a Judge or a Committee of Judges of that very Court.
The reasou for referring to Rule 7 and the formal treatment which the
other Judges gave to the Registrar's circular informing them of the
decision taken by the Administrative Committee is to emphasize that
the first question framed by the Full Bench has to be answered on
the basis that the other Judges of the High Court were not consulted
upon and had no occasion or cipportugity to consider the justness,
propriety or necessity of the decision taken by the Administrative
Committee that the respondent be retired compulsorily.
Havinc, given our close and anxious consideration to that question, we regret that we are unable to share the view of the majonty
of the High Court Full Bench that .by leaving the decision of the question of the respondents compulsory retirement to the Administrative Committee, the Conrt h;od abdicated its constitutional function.
According to the view of the majority, the act of the Court in ailowing the Administrative Committee to decide that question under
Rule 1 of Chapter III of the 1952 Rules is an act of "self-abnegation"
and therefore void.
This approach betrays, with respect, a misunderstanding of the object of Article 235. The ideal which inspired the
provision that the control. over Disti;ict Courts an~ conrts su~or~ii;iate
thereto shall vest in the High Court 1s that those wings of the Jud1c1ary
(ll
A.I.~. 1976 S.C. 1899.
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u. p. v. B. D. TRIPATHI (Chandrachud, J.)
143
should be independent of the executive.
Tracing the history of that
A
concept, Hidayatullah, J. in West Bengal v. Nripendra Nath Baghchi(')
has highlighted the meaning and purpose of Article 235. It is in
order to effectuate that high purpose that Article 235, as construed by
this Court in various decisions, requires that all matters relating to tlie
subordinate judiciary including compulsory retirement and disciplinary
proceedings but excluding the imposition of punishments falling within
the scope of Article 311 and the first appointments and promotions
B
should be dealt with and decided upolll by the High Courts in the
exercise of the control vested in them.
A proper understanding and
appreciation of this position will be conducive to a correct assessment
of the situation under examination in the instant case.
For, knowing
that the object of Article 235 is to ensure the independence of an
important wing of the judiciary, the inquiry which assumes relevance
is whether the procedure sanctified by the Rules of the High Court is
C
in any manner calculated to interfere with or undermine that independence.
Does that procedure involve "self-abnegation'', by conceding
lhe right of control to any outside authority ? It is pertinent, while
we are on this question, to know the context in which the expression
"self-abnegation" was used by this Court. In Shamsher Singh v.