# Jr BANTU v. THE STATE OF U.P

- **Citation:** [2008] 11 S.C.R. 184
- **Court:** Supreme Court of India
- **Decided:** 2008-07-23
- **Case number:** Criminal Appeal No. 117 Of 2007
- **Bench:** Dr. Arijit Pasayat, Dr. Mukundakam Sharma
- **Source:** https://unisonlegal.in/judgment/supreme-court-of-india/jr-bantu-v-the-state-of-u-p-23547
- **Pages:** 27

## Headnote

Penal Code, 1860 - ss.302, 364, 376 - Rape followed
c by murder - Death penalty - Appellant raped minor girl aged
5 years and thereafter murdered her by inserting stem/stick in
her vagina - Death sentence by Courts below - Justification
of- Held: Justified, since the case at hand belonged to rarest
of rare category - Sentencing - Proportionate punishment.
D
Evidence - Circumstantial evidence - Appreciation of
According to the prosecution, Appellant raped a minor girl aged 5 years and thereafter murdered her by inserting stem/stick in her vagina. Appellant was found in a
E naked condition at the spot and was caught by PW 2,3
and others. He at that time was not wearing any underwear. The pant which he was made to wear before he was
taken to the police station was seized by the police and
was sent for chemical examination to ascertain marks of
F blood, semen etc .. The chemical exami~er in its report
found blood stains, sperms and semen on the pant of the
deceased. The Trial Court convicted Appellant under Sec-
~
tions 364, 376 and 302, IPC and sentenced him to death.
Appellant filed appeal before High Court contending that
the circumstances of the case did not make out the alG leged offence. The High Court held that in order to camouflage the serious kind of rape in a planned manner and
after committing rape, Appellant mercilessly inserted
wooden stick deep inside the fragile vagina of the girl to
the extent of 33cms to cause her death, with a view to
H
184
......
BANTU v. THE STATE OF U.P.
185
-~
masquerade the crime as an accident. Placing reliance A
on the evidence of PWs2, 3 and three others who had
taken the accused to the police station, High Court upheld the conviction of Appellant and the death sentence
imposed upon him.
The stand taken before the High Court by Appellant B
was reiterated before this Court in the present appeal. Additionally it was submitted that the case was one where
even if prosecution version is accepted in toto, death sentence was not the appropriate sentence.
c
Dismissing the appeal, the ~ourt,
HELD:1.1. For a crime to be proved it is not necessary that the crime must be seen to have been committed
and must, in all circumstances be proved by direct ocuD
lar evidence by examining before the Court those persons
)
who had seen its commission. The offence can be proved
by circumstantial evidence also. The principal fact or tactum probandum may be proved indirectly by means of certain inferences drawn from factum probans, that is, the
evidentiary facts. To put it differently circumstantial eviE
dence is not direct to the point in issue but consists of
evidence of various other facts which are so closely associated with the fact in issue that taken together they
form a chain of circumstances from which the existence
of the principal fact can be legally inferred or presumed. F
[Para 10] [195-G, 196-A,B,C]
1.2. Where a case rests squarely on circumstantial
evidence, the inference of guilt can be justified only when
all the incriminating facts and circumstances are found
G
to be incompatible with the innocence of the accused or
the guilt of any other person. [Para 11] [196-C,D]
1.3. The circumstances from which an inference as
to the guilt of the accused is drawn have to be proved
beyond reasonable doubt and have to be shown to be H
186
SUPREME COURT REPORTS
[2008] 11 S.C.R.
A
closely connected with the principal fact sought to be inferred from those circumstances. [Para 11] [196-E]
1.4 In the present case, it is obvious that Appellant
wanted to camouflage the serious crime of rape commitB ted by him over the 5 years old girl. So in a planned manner, after committing rape, he mercilessly inserted stem/
stick deep inside the fragile vagina of the girl to the extent of 33 ems. to cause her death, with a view to masquerade. the crime as an accident. It was his cruel in novae tion that he inserted a stick deep into her vagina causing
death of the victim. It was just by providence that due to
timely reach of the

## Text

_Characters 0–39,966 of 50,915. This is a partial read: ask again with offset=39966 for what follows._

,
i,
[2008] 11S.C.R.184
A
-.Jr
BANTU
v.
THE STATE OF U.P.
(Criminal Appeal No. 117 Of 2007)
B
JULY 23, 2008
[DR. ARIJIT PASAYAT AND DR. MUKUNDAKAM
SHARMA, JJ.]
Penal Code, 1860 - ss.302, 364, 376 - Rape followed
c by murder - Death penalty - Appellant raped minor girl aged
5 years and thereafter murdered her by inserting stem/stick in
her vagina - Death sentence by Courts below - Justification
of- Held: Justified, since the case at hand belonged to rarest
of rare category - Sentencing - Proportionate punishment.
D
Evidence - Circumstantial evidence - Appreciation of
According to the prosecution, Appellant raped a minor girl aged 5 years and thereafter murdered her by inserting stem/stick in her vagina. Appellant was found in a
E naked condition at the spot and was caught by PW 2,3
and others. He at that time was not wearing any underwear. The pant which he was made to wear before he was
taken to the police station was seized by the police and
was sent for chemical examination to ascertain marks of
F blood, semen etc .. The chemical exami~er in its report
found blood stains, sperms and semen on the pant of the
deceased. The Trial Court convicted Appellant under Sec-
~
tions 364, 376 and 302, IPC and sentenced him to death.
Appellant filed appeal before High Court contending that
the circumstances of the case did not make out the alG leged offence. The High Court held that in order to camouflage the serious kind of rape in a planned manner and
after committing rape, Appellant mercilessly inserted
wooden stick deep inside the fragile vagina of the girl to
the extent of 33cms to cause her death, with a view to
H
184
......
BANTU v. THE STATE OF U.P.
185
-~
masquerade the crime as an accident. Placing reliance A
on the evidence of PWs2, 3 and three others who had
taken the accused to the police station, High Court upheld the conviction of Appellant and the death sentence
imposed upon him.
The stand taken before the High Court by Appellant B
was reiterated before this Court in the present appeal. Additionally it was submitted that the case was one where
even if prosecution version is accepted in toto, death sentence was not the appropriate sentence.
c
Dismissing the appeal, the ~ourt,
HELD:1.1. For a crime to be proved it is not necessary that the crime must be seen to have been committed
and must, in all circumstances be proved by direct ocuD
lar evidence by examining before the Court those persons
)
who had seen its commission. The offence can be proved
by circumstantial evidence also. The principal fact or tactum probandum may be proved indirectly by means of certain inferences drawn from factum probans, that is, the
evidentiary facts. To put it differently circumstantial eviE
dence is not direct to the point in issue but consists of
evidence of various other facts which are so closely associated with the fact in issue that taken together they
form a chain of circumstances from which the existence
of the principal fact can be legally inferred or presumed. F
[Para 10] [195-G, 196-A,B,C]
1.2. Where a case rests squarely on circumstantial
evidence, the inference of guilt can be justified only when
all the incriminating facts and circumstances are found
G
to be incompatible with the innocence of the accused or
the guilt of any other person. [Para 11] [196-C,D]
1.3. The circumstances from which an inference as
to the guilt of the accused is drawn have to be proved
beyond reasonable doubt and have to be shown to be H
186
SUPREME COURT REPORTS
[2008] 11 S.C.R.
A
closely connected with the principal fact sought to be inferred from those circumstances. [Para 11] [196-E]
1.4 In the present case, it is obvious that Appellant
wanted to camouflage the serious crime of rape commitB ted by him over the 5 years old girl. So in a planned manner, after committing rape, he mercilessly inserted stem/
stick deep inside the fragile vagina of the girl to the extent of 33 ems. to cause her death, with a view to masquerade. the crime as an accident. It was his cruel in novae tion that he inserted a stick deep into her vagina causing
death of the victim. It was just by providence that due to
timely reach of the witnesses (PWs 2, 3 & others) (who
were frantically searching the girl) he could be caught in
naked condition while inserting stick into the vagina of
the victim. He was near the lifeless body of the victim. [Para
D 19] [199-F,G, 200-A]
Hukam·singh v. State of Rajasthan AIR (1977 SC 1063);
A
Eradu and Ors. v. State of Hyderabad (AIR 1956 SC 316);
Earabhadrappa v. State of Karnataka (AIR 1983 SC 446);
E State of UP v. Sukhbasi and Ors. (AIR 1985 SC 1224);
Ba/winder Singh v. State of Punjab (AIR 1987 SC 350); Ashok
Kumar Chatterjee v. State of M. P (AIR 1989 SC 1890); Bhagat
Ram v. State of Punjab (AIR1954 SC 621 ); C. Chenga Reddy
and Ors. v. State of A.P (1996) 10 SCC 193; Padala Veera
F
Reddy v. State of A.P and Ors. (AIR 1990 SC 79); State of
UP. v. Ashok Kumar Srivastava, (1992 Crl.LJ 1104);
Hanumant Govind Nargundkar and Anr. v. State of Madhya
Pradesh, (AIR 1952 SC 343) and Sharad Birdhichand Sarda
v. State of Maharashtra, (AIR 1984 SC 1622) - relied on.
G
Circumstantial Evidence by Alfred Wills, Chapter VIreferred to
2.1. The criminal law adheres in general to the principle of proportionality in prescribing liability according
to the culpability of each kind of criminal conduct. It ordiH narily allows some significant discretion to the Judge in
BANTU v. THE STATE OF U.P.
187
arriving at a sentence in each case, presumably to permit A
sentences that reflect more subtle considerations of culpability that are raised by the special facts of each case.
Judges in essence affirm that punishment ought always
to fit the crime; yet in practice sentences are determined
largely by other considerations. Sometimes it is the corB
rectional needs of the perpetrator that are offered to justify a sentence. Sometimes the desirability of keeping him
out of circulation, and sometimes even the tragic results
of his crime. Inevitably these considerations cause a departure from just desert as the basis of punishment and c
create cases of apparent injustice that are serious and
widespread. [Para 24] [202-D,E,F,G]
2.2. Proportion between crime and punishment is a goal
respected in principle, and in spite of errant notions, it remains a strong influence in the determination of sentences. D
)
The practice of punishing all serious crimes with equal severity is now unknown in civilized societies, but such a radical departure from the principle of proportionality has disappeared from the law only in recent times. Even now for a
single grave infraction drastic sentences are imposed. AnyE
thing less than a penalty of greatest severity for any serious
crime is thought then to be a measure of toleration that is
unwarranted and unwise. But in fact, quite apart from those
considerations that make punishment unjustifiable when it
is out of proportion to the crime, uniformly disproportionate F
punishment has some very undesirable practical consequences. [Para 25] [202-G, 203-A,B]
2.3. After giving due consideration to the facts and
circumstances of each case, for deciding just and appropriate sentence to be awarded for an offence, the aggraG
vating and mitigating factors and circumstances in which
a crime has been committed are to be delicately balanced
on the basis of really relevant circumstances in a dispassionate manner by the Court. Such act of balancing is
indeed a difficult task. No formula of a foolproof nature is H
188
SUPREME COURT REPORTS
[2008] 11 S.C.R.
A
possible that would pFOvide a reasonable criterion in de- ·
termining a just and appropriate punishment in the infinite variety of circumstances that may affect the gravity
of the crime. In the absence of any foolproof formula which
may provide any basis for reasonable criteria to correctly
B assess various circumstances germane to the consideration
of gravity of crime, the discretionary judgment in the facts
of each case, is the only way in which such judgment may
be equitably distinguished. [Para 26] [203-C,D,E, F]
C
2.4. The imposition of appropriate punishment is the
manner in which the Court responds to the society's cry
for justice against the criminal. Justice demands that
Courts should impose punishment befitting the crime so
that the Courts reflect public abhorrence of the crime. The
Court must not only keep in view the rights of the crimi0
nal but also the rights of the victim of the crime and the
society at large while considering the imposition of appropriate punishment. [Para 29] [204-E,F]
2.5. The Court will be failing in its duty if appropriate
E punishment is not awarded for a crime which has been
committed not only against the individual victim but also
against the society to which the criminal and victim belong. The punishment to be awarded for a crime must not
be irrelevant but it should conform to and be consistent
F
with the atrocity and brutality with. which the crime has
been perpetrated, the enormity of the crime warranting
public abhorrence and ·it should "respond to the society's
cry for justice against the criminal". If for extremely heinous crime of murder perpetrated in a very brutal manner without any provocation, most deterrent punishment
G is not given, the case of deterrent punishment will lose
its relevance. [Para 30] [204-G, 205-A,B]
2.6. If upon taking an overali global view of all the
circumstances in the light of the aforesaid propositions
H and taking into account the answers to the questions
~
I
BANTU v THE STATE OF U.P.
189
-;....
posed by way of the test for the rarest of rare cases, the A
circumstances of the case are such that death sentence
is warranted, the Court would proceed to do so. [Para 35]
2. 7. While deciding the question as to whether the
extreme penalty of death sentence is to be awarded, a B
.J
balance sheet of aggravating and mitigating circumstances has to be drawn up. [Para 36]
2.8. The case at hand falls in the rarest of rare catego_ry. The depraved acts of the accused call for only one
sentence that is death sentence. [Para 38]
c
Bachan Singh v. State of Punjab [1980 (2) SCC 684]-
followed.
Mahesh v. State of M.P (1987) 2 SCR 710); Sevaka
Perumal etc. v. State of Tamil Nadu (AIR 1991 SC 1463); D
)
Jashubha Bharatsinh Gohil v. State of Gujarat (1994 (4) SCC
353); Dhananjoy Chatterjee v. State of WB. (1994 (2) SCC
220); Ravji v. State of Rajasthan, (1996 (2) SCC 175); State
of M.P v. Munna Choubey [2005 _(2) SCC 712]; Machhi Singh
v. State of Punjab [1983 (3) SCC 470] and Devender Pal Singh E
v. State of NCT of Delhi [2002 (5)$CC_ 234] - relied on.
Dennis Councle MCG Dautha v. State of California: 402
US 183: 28 L.D. 2d 711- referred to.
Case Law Reference
F
,,;
AIR 1977 SC 1063
relied on
Para 11
AIR 1956 SC 316
relied on
Para 11
AIR 1983 SC 446
relied on
Para 11
AIR 1985 SC 1224
relied on
Para 11
G
AIR 1987 SC 350
relied on
Para 11
AIR 1989 SC 1890
relied on
Para 11
AIR1954 SC 621
relied on
Para 11
H
190
SUPREME COURT REPORTS
[2008] 11 S.C.R.
-'iA
(1996) 10 sec 193
relied on
Para 12
AIR 1990 SC 79
relied on
Para 13
1992 Crl.LJ 1104
relied on
Para 14
B
AIR 1952 SC 343
relied on
Para 17
AIR 1984 SC 1622
relied on
~
Para 18
(1987) 2 SCR 710
relied on
Para 22
AIR 1991 SC 1463
relied on
Para 23
c
402 US 183: 28 L.D. 2d 711 referred to
Para 26
f
1994 (4) sec 353
relied on
Para 27
1994 (2) sec 220
relied on
Para 29
D
1996 (2) sec 115
relied on
Para 30
2005 (2) sec 112
relied on
Para 31
1980 (2) sec 684
followed
Para 32
1983 (3) sec 470
relied on
Para 33
E
2002 (5) sec 234
relied on
Para 34
CRIMINALAPPELLATE JURISDICTION Criminal Appeal
No. 117 of 2007
F
From the Judgment and Order dated 29.8.2006 of the High
Court of Judicature at Allahabad in Criminal Jail Appeal (Capi-
•
~ '
tal Case) No. 200 of 2006 and Criminal Reference No. 1 of
2006
Shankar Divate (A.C.) for the Appellant.
G
Shail Kumar Dwivedi, A.A.G., Vandana Mishra, Alka
Sharma, Vibha Dwivedi and Anuvrat Sharma for the Respondents.
The Judgment of the Court was delivered by
H
Dr. ARIJIT PASAYAT, J. 1. Death sentence awarded by
'
BANTU v. THE STATE OF U.P.
191
[DR. ARIJIT PASAYAT, J.]
_.._
learned Special Judge EC AcUAdditional Sessions Judge, Agra A
in Sessions Trial No. 83 of 2004 having been confirmed by the
Allahabad High Court in appeal and in the reference made un-
'
der Section 366 of the Code of Criminal Procedure, 1973 (in
short the 'code') this appeal has been filed. The appellant was
convicted for offences punishable under Sections 364, 376 and
B
.)
302 of the Indian Penal Code, 1860 (in short the 'IPC'). The girl
who had not seen six summers in life was the victim of sexual
assault and animal lust of the accused appellant. She was not
only raped but was murdered by the accused appellant.
2. Prosecution version as unfolded during trial read as c
follows:
The genesis of the prosecution case was the written FIR
lodged at Police Station Tajganj of Agra District on 4.10.2003
at 10.45 PM by Naresh Kumar (PW 2). The occurrence took D
place at about 9.30 O'clock the same night in village Basai
)
Khurd within the said police station. The victim was an unfortunate teenaged girl Vaishali of about 5 years. She was the daughter of Vis ha I.
The broad features of the case as culled out from the FIR
E
and evidence brought on record is as follows:
There was "Devi Jag ran" at the house of Chandrasen alias
Taplu (PW 3) in village Basai Khu rd in the eventful night. A number of persons of the locality had assembled there. The inforF
mant- Naresh Kumar (PW2) alongwith his brother Vishal and
~
niece Vaishali (hereinafter referred to as the 'deceased') had
also gone there. Around 9 P.M. the accused Bantu-a neighbour
of the informant reached there. After exhibiting playful and
friendly gestures with Vaishali with whom he was familiar beG
fore because of neighborhood, enticed her away on the pretext
of giving her a balloon. Several persons including Naresh Kumar
...
(PW 2) and Nand Kishore (PW 6) saw him going away with the
girl from the place of "Devi Jagran". When Vaishali did not return for a long time, a frantic search was made to trace her out
by the members of the family. Chandrasen alias Taplu (PW 3)
H
,,
192
SUPREME COURT REPORTS
[2008] 11 S.C.R.
---IA
and Sanjiv son of Dau lat Ram informed them that they had seen
the accused Bantu going with Vaishali hoisted on his waist towards the pond. Around 9.30 PM they reached near the field of
one Dharma in which grown up Dhaincha plants were there.
With the help of torches they saw that the accused Bantu was
B
thrusting a stem/stick of Dhaincha in the vagina of Vaisbali having thrown her down.An alarm was raised, by them and Bantu
.l
was caught red handed in completely naked state. Vaishali was
lying on the ground unconscious with a part of stem of Dhaincha
inserted in her vagina. She was bleeding profusely. She had
c other injuries also on her person and was not responding at all.
She was instantly rushed to S.N. Medical College, Agra where
~
the doctors pronounced her to be dead. Upon interrogation,
the accused Baritu allegedly admitted that after committing the
~ c
rape he inserted stem/stick in her vagina tb murder her.
D
On the case being registered, the investigation was taken
up by SHO Dalip Kurnar Mittal (PW 7). Major part of the investiga-
,I.,
tion was conducted by him but the charge sheet came to be submitted by subsequent Investigating officer R.K. Dwivedi (PW 8).
E
A panel of two doctors headed by Dr. R.S. Chahar (PW 1)
conducted post-mortem over the dead body of the deceased
"
1
on 5.10.2003 at 3 P.M. The deceased was aged about five
I
years and about one day had passed since she died. The fol-
;
lowing ante mortem injuries were found on her person:
F
1.
Multiple contusion over face and head, more on right
side, ranging in size from .5 cm to .5cm x 3cm. Lips
~
were contused with swelling multiple nail marks present
over left side on her neck and ·behind the left ear.
2.
Abrasion 2cm x 4cm present over posterior aspect
G
of both elbows and right wrist.
3.
Labia minora of both sides in. posterior parts
contused. Hymen ruptured ~ree and clotted bloo.d
~·
seen in vagina.
H
.4.
Green wooden stick found inserted in vagine. Length
BANTU v. THE STATE OF U.P.
193
[DR ARIJIT PASAYAT, J.]
of external part of stick 24 cm. Incompletely broken
A
in two parts. On internal examination, stick of 33 cm
length found inside vagina, in continuation with
external part of stick. Thus total length of the stick
was 57 cm x .Bern in diameter at most of places.
Dried blood present on external part of stick.
B
Internal examination revealed that small and large intestine were perforated at places due to insertion of the stick. The
stomach contained semi digested food of about 200ml. Free
and clotted blood was present in the cavity. The mesenteric C
vessels in the abdomen were torn due to· insertion of wooden
stick. Uterus was small in size and was ruptured due to insertion of wooden stick into the vagina. The walls of cervix were
lacerated. Slides of vaginal swab were prepared for examination. The wooden stick inserted inside vagina was sealed. No D
spot of semen was found on the part of the body. Due to precarious·condition of vagina; it was not possible to say whether
rape was committed or not.
In the opinion of the doctor, the death was caused due to
shock and haemorrhage as a result ofante mortem injuries due E
to insertion of the wooden stick into the vagina of the deceased.
·.The jeans pant of the accused was sent for chemical analy-
. sis to ascertain· marks of blood and semen. As per the Doctor
examining the accused, injuries could be caused by blunt obF
ject and were fresh in nature. The accused was fully capable of
performing the act of rape. The injury report Ex. Ka-5 was prepared. According to the Doctor since no smegma was found
present on the glans penis of the accused and it was clean, it
was inferred that he had committed sexual intercourse.
Smegma gets removed from the glans penis during sexual inG
tercourse. The abrasions on the genitals of the accused supported his view. The Doctor denied the suggestion that the injuries could be sustained at 7-8 P.M. that night. Rather, he testified
that the injuries could be sustained between 10-11 P.M. that night.
H
194
SUPREME COURT REPORTS
[2008] 11 S.C.R.
A
The defence was of denial and false implication due to
enmity of witnesses arising out of land dispute. The accused,
however, admitted that he was the neighbour of the informant
and that there was a Devi Jagran at the house of Chandrasen
alias Taplu (PW 3) in the eventful night. Other facts were denied
B by him in his statement under Section 313 Cr.P.C.
3. In order to establish the guilt of the accused appellant
the prosecution in all examined 8 witnesses. Out of them, Naresh
Kumar (PW 2) (informant and uncle of the deceas~d),
Chandrasen alias Taplu (PW 3) and Nand Kishore (PW 6) were
C
material witnesses of fact who supported the prosecution case
in its entirety.
4. The trial court observed that the witnesses of fact were
not supposed to manufacture false evidence play on the imagiD
nation. They truthfully narrated what they saw with their own eyes
and their testimonial assertions went a long way to prove the
factum of r~pe having been committed by the accused on the
unfortunate child. The trial court found the accused guilty and
sentenced him as under:
E
S.No.
1.
F
2.
G
3.
H
Section under which
Punishment awarded
364 IPC
376 IPC
302 IPC
Quantum of
punishment
10 Years' rigorous imprisonment with
a fine of
Rs.10,000 with stipulation
of two years' further simple
imprisonment in default of
payment of fine.
Life Imprisonment with a
fine of Rs.15,000/- with
stipulation of three years'
simple imprisonment in default of payment of fine.
Death sentence
-+
BANTU v. THE STATE OF U.P.
195
[DR. ARIJIT PASAYAT, J.]
5. Since confirmation of death sentence needed approval A
of the High Court, reference was made to the High Court.
6. In support of the appeal before the High Court it was
submitted that the circumstances do not make out the alleged
offence. The High Court did not accept it. Placing reliance on B
..
the evidence on Naresh Kumar (PW2), Chandrasen (PW3) and
three others who had taken the accused to the police station
....,,,.
the conviction was accorded. It was noted that the accused was
found in a naked condition at the spot and was caught by PW
2,3 and others. He was not wearing any underwear. The pant c
which he was made to wear before he was taken to the police
station was seized by the police and was sent for chemical examination to ascertain marks of blood, semen etc. The chemical examiner in its report found blood stains, sperms and semen on the pant of the deceased.
o.
7. The High Court also noticed that in order to camouflage
.J
the serious kind of rape in a planned manner and after committing rape he mercilessly inserted wooden stick deep inside the
fragile vagina of the girl to the extent of 33cms to cause her
death, with a view to masquerade the crime as an accident. E
The High Court did not find any merit in the appeal and it was
with a view that the death sentence was the appropriate sentence.
8. The stand taken before the High Court was reiterated.
Additionally it was submitted that the case was one where even F
)
if prosecution version is accepted in tote death sentence was
not the appropriate sentence.
9. Learned counsel for the respondent on the other hand
supported the judgments of the trial court and the High Court
G
and submitted that this was a case belonging to the rarest of
rare category. Death sentence was the appropriate sentence.
10. Before analyzing factual aspects it may be stated that
for a crime to be proved it is not necessary that the crime must
be seen to have been committed and must, in all circumstances H
196
SUPREME COURT REPORTS
[2008] 11 S.C.R.
+
A
be proved by di~ect ocular evidence by exa_mining before the
Court those persons who had seen its commission. The offe'nce
can be proved by circumstantial evidence also. The principal
fact or factum probandum may be proved indirectly by means
of certain inferences drawn from factum probans, that is .. the
B evidentiary facts. To put it differently circumstantial evidence is
not direct to tbe point in issue but consists ofevidence-ofvarious other facts which are so closely associated with the fact in
.............
issue that taken together they form a chain of circumstances.
from which the existence of the principal fact can be legally in:
c ferred or presumed.
11. It has been consistently laid down by this Court that
where a case rests squarely on circumstantial evidence, the
inference of guilt can be justified only when all tre incriminating
facts and circumstances are found to be incompatible with the
D innocence of the accused or the guilt of any other person. (See
~
Hukam Singh v. State of Rajasthan Al R ( 1977 SC .1063); Era,du
!
~.
and Ors. v .. State of Hyderabad (AIR 1956 SG 316);
Earabhadrappa v. State of Karnataka (AIR 1983 SC 446); State
of UP v. Sukhbasi and Ors. (AIR 1985 SC 1224); Ba/winder
E
Singh v. State of Punjab (AIR 1987 SC 350); Ashok Kumar
Chatterjee v. State of M.P (AIR 1989 SC 1890) .. The circumstances from which an inference as to the guilt of the accused
I-•
is drawn have to be proved beyond reasonable doubt and have
to be shown to be closely connected with the principal fact
F
sought to be inferred from those circumstances. 1n Bhagat Ram
v. State of Punjab (AIR 1954 SC 621), it was'laid down that
where the case depends upon the co'nclusion drawn froni circumstances the cumulative effect of the circurnstances. must
be such as to negative the innocence.of the acqused and Qring
G the offences home beyond any reasonable doubt. .
12. We may also make a reference to a·decisicin·of this.
Court in C. Chenga Reddy and Ors. v. State of A. P ( 1996) 10
~-
sec 193, wherein it has been observed thus:
..
H
"In a case based on circumstantial evidence, the settled
+
~.
~
A
BANTU v. THE STATE OF U.P.
197
[DR. ARIJIT PASAYAT, J.]
law is that the circumstances from which the conclusion of A
guilt is drawn should be fully proved and such circumstances
must be conclusive in nature. Moreover, all the' circumstances
should be complete and there should be no gap left in the
chain of evidence. Further the proved circumstances must
be consistent only with the hypothesis of the guilt of the accused
B
and totally inconsistent with his innocence .... ".
13. In Padala Veera Reddy v. State of A.P and Ors. (AIR
1990 SC 79), it was laid down that when a case rests upon
circumstantial evidence, such evidence must satisfy the follow- c
ing tests:
"(1) the circumstances from which an inference of guilt is
sought to be drawn, must be cogently and firmly
established;
(2)
those circumstances should be of a definite tendency D
unerringly pointing towards guilt of the accused;
(3)
the circumstances, taken cumulatively should form a
chain so complete that there is no escape from the
conclusion that within all human probability the crime
r:
was committed by the accused and none else; and
(4)
the circumstantial evidence in order to sustain
conviction must be complete and incapable of
explanation of any other hypothesis than that of the
guilt .of the accused and such evidence should not F
only be consistent with the guilt of the accused but
should be inconsistent with his innocence."
14. In State of UP v. Ashok Kumar Srivastava, (1992
Crl.LJ 1104), it was pointed out that great care must be taken in
evaluating circumstantial evidence and if the evidence relied G
on is reasonably capable of two inferences, the one in favour of
the accused must be accepted. It was also pointed out that the
circumstances relied upon must be found to have been fully established and the cumulative effect of all the facts so established must be consistent only with the hypothesis of guilt.
H
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15. Sir Alfred Wills in his admirable book "Wills' Circumstantial Evidence" (Chapter VI) lays down the following rules
specially to be observed in the case of circumstantial evidence:
(1) the facts alleged as the basis of any legal inference must be
clearly proved and beyond reasonable doubt connected with
+
8
the factum probandum; (2) the burden of proof is always on the
)
party who asserts the existence of any fact, which infers legal
f
accountability; (3) in all cases, whether of direct or circumstantial evidence the best evidence must be adduced which the
nature of the case admits; (4) in order to justify the inference of
c guilt, the inculpatory facts must be incompatible with the innocence of the accused and incapable of explanation, upon any
other reasonable hypothesis than that of his guilt, (5) if there be
any reasonable doubt of the guilt of the accused, he is entitled
as of right to be acquitted".
D
16. There is no doubt that conviction can be based solely
on circumstantial evidence but it should be tested by the touchstone of law relating to circumstantial evidence laid down by
the this Court as far back as in 1952. ·
E
17. In Hanumant Govind Nargundkar and Anr. V State of
Madhya Pradesh, (AIR 1952 SC 343), wherein it was observed thus:
"It is well to remember that in cases where the evidence
is of a cirGumstantial nature, the circumstances from which
the conclusion of guilt is to be drawn should be in the first
F
instance be fully established and all the facts so
established should be consistent only with the hypothesis
of the guilt of the accused. Again, the circumstances should
be of a conclusive nature and tendency and they should
be such as to exclude every hypothesis but the one
G
proposed to be proved. In other words, there must be a
chain of evidence so far complete as not to leave any
reasonable ground for a conclusion consistent with the
innocence of the accused and it must be such as to show
that within all human probability the act must have been
H
done by the accused."
BANTU v. THE STATE OF U.P.
199
[DR. ARIJIT PASAYAT, J.]
18. A reference may be made to a later decision in Sharad A
Birdhichand Sarda v. State of Maharashtra, (AIR 1984 SC
1622). Therein, while dealing with circumstantial evidence, it
has been held that onus was on the prosecution to prove that
the chain is complete and the infirmity of lacuna in prosecution
cannot be cured by false defence or plea. The conditions preB
cedent in the words of this Court, before conviction could be
based on circumstantial evidence, must be fully established.
They are:
(1)
the circumstances from which the conclusion of guilt c
is to be drawn should be fully established. The
circumstances concerned must or should and not
may be established;
(2)
the facts so established should be consistent only
with the hypothesis of the guilt of the accused, that is D
to say, they should not be explainable on any other
hypothesis except that the accused is guilty;
(3)
the circumstances should be of a conclusive nature
and tendency;
(4)
they should exclude every possible hypothesis except E
the one to be proved; and
(5)
there must be a chain of evidence so compete as
not to leave any reasonable ground for the conclusion
consistent with the innocence of the accused and F
must show that in all human probability the act must
have been done by the accused.
19. It is obvious that he wanted to camouflage the serious
crime of rape committed by him over the 5 years old girl. So in
G
a planned manner, after committing rape, he mercilessly inserted
stem/stick deep inside the fragile vagina of the girl to the extent
~
of 33 ems. to cause her death, with a view to masquerade the
crime as an accident. It was his cruel innovation that he inserted
a stick deep into her vagina causing death of the victim. It was
just by providence that due to timely reach of the witnesses (PWs H
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+
2, 3 & others) (who were frantically searching the girl) he could
be caught in naked condition while inserting stick into the vagina of the victim. He was near the lifeless body of the victim.
20. The offence of rape occurs in Chapter XVI of IPC. It is
B
an ~ffence affecting the human body. In that Chapter, there is a
separate heading for 'Sexual offence', which en.compasses
..,
Sections 375, 376, 376-A, 376-B, 376-C, and 376-0. 'Rape' is
defined in Section 375. Sections 375 and 376 have been substantially changed by Criminal Law (Amendment) Act, 1983, and
c several new sections were introduced by the new Act, i.e. 376-A,
376-B, 376-C and 376-0. The fact that sweeping changes were
introduced reflects the legislative intent to curb with iron hand,
the offence of rape which affects the dignity of .a woman. The
offence of rape in its simplest term is 'the ravishment of a woman,
D
without her consent, by force, fear or fraud', or as 'the carnal knowledge of a woman by force against her will'. 'Rape' or 'Raptus' is
when a man hath carnal knowledge of a woman by force and
against her will (Co. Litt. 123-b ); or as expressed more fully,' rape
is the carnal knowledge of any woman, above the age of particular years, against her will; or of a woman child, under that age,
E
with or against her will' (Hale PC 628). The essential words in an
indictment for rape are rapuit and carnaliter cognovit; but carnaliter
cognovit, nor any other circumlocution without the word rapuit,
are not sufficient in a legal sense to express rape; 1 Hon.6, 1 a, 9
Edw. 4, 26 a (Hale PC 628). In the crime of rape, 'carnal knowlF
edge' means the penetration to any the slightest degree of the
organ alleged to have been carnally known by the male organ of
)...,
generation (Stephen's "Criminal Law" gth Ed. p.262). In
'Encyclopaedia of Crime anq Justice' (Volume 4, page 1356) it
is stated " ...... even slight penetration is sufficient and emission is
G unnecessary". In Halsbury's Statutes of England and Wales
(Fourth Edition) Volume 12, it is stated that even the slightest
'
degree of penetration is sufficient to prove sexual intercourse. It
~-
is violation with violence of the private person of a woman-an-
,..
outrage by all means. By the very nature of the offence it is an
H
obnoxious act of the highest order.
BANTU v. THE STATE OF U.P.
[DR. ARIJIT PASAYAT, J.]
201
21. The physical scar may heal up, but the mental scar will A
always remain. When a woman is ravished, what is inflicted is
not merely physical injury but the deep sense of some deathless shame. In the instant case, the victim aged about five years
was not only raped, but was murdered in a diabolic manner.
22. The law regulates a social interests, arbitrates conflicting claims and demands. Security of persons and property
B
of the people is an essential function of the State. It could be
achieved through instrumentality of criminal law. Undoubtedly,
there is a cross cultural co.nflict where living law must find anC
swer to the new challenges and the courts are required to mould
the sentencing system to meet the challenges. The contagion
of lawlessness would undermine social order and lay it in ruins.
Protection of society and stamping out criminal proclivity must
be the object of law which must be achieved by imposing appropriate sentence. Therefore, law as a corner-stone of the D
edifice of "order" should meet the challenges confronting the
society. Friedman in his "Law in Changing Society" stated that,
"State of criminal law continues to be - as it should be - a decisive reflection of social consciousness of society". Therefore,
in operating the sentencing system, law should adopt the corE
rective machinery or the deterrence based on factual matrix.
By deft modulation sentencing process be stern where it should
be, and tempered with mercy where it warrants to be. The facts
and given circumstances in each case, the nature of the crime,
the manner in which it was planned and C0)11mitted, the motive
F
for commission of the crime, the conduct of the accused, the
nature of weapons used and all other attending circumstances
are relevant facts which would enter into the area of consideration. For instance a murder committed due to deep-seated
mutual and personal rivalry may not call for penalty of death. But G
an organised crime or mass murders of innocent people would
call for imposition of death sentence as deterrence. In Mahesh
v. State of M.P (1987) 2 SCR 710), this Court while refusing to
reduce the death sentence observed thus:
"It will be a mockery of justice to permit the accused to
H
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escape the extreme penalty of law when faced with such
-.+~
evidence and such cruel acts. To give the lesser
punishment for the accused would be to render the justicing
·-
system of the country suspect. The common man will lose
~
_.......
faith in courts. In such cases, he understands and
B
appreciates the language of deterrence more than the
reformative jargon."
23. Therefore, undue sympathy to impose inadequate
sentence would do more harm to the justice system to underc mine the public confidence in the efficacy of law and society
could not long endure under such serious· threats. It is, therefore, the duty of every court to award proper sentence having
regard to the nature of the offence and the manner in which it
was executed or committed etc. This position was illuminatD
ingly stated by this Court in Sevaka Perumal etc. v. State of
Tamil Naidu (AIR 1991 SC 1463).
24. The criminal law adheres in general to the principle of
..
proportionality in prescribing liability according to the culpability of each kind of criminal conduct. It ordinarily allows some
E
significant discretion to the Judge in arriving at a sentence in
each case, presumably to permit sentences that reflect more
subtle considerations of culpability that are raised by the special facts of each case. Judges in essence affirm that punishment ought always to fit the crime; yet in practice sentences are
F
determined largely by other considerations. Sometimes it is the
correctional needs of the perpetrator that are offered to justify a
sentence. Sometimes the desirability of keeping him out of cir_lo.._
culation, and sometimes even the tragic results of his crime.
Inevitably these considerations cause a departure from just
G
desert as the basis of punishment and create cases of apparent injustice that are serious and widespread.
~
25. Proportion between crime and punishment is a goal
respected in principle, and in spite of errant notions, it remains
~
a strong influence in the determination of sentences. The pracH
tice of punishing all serious crimes with equal severity is now
BANTU v. THE STATE OF U.P.
203
[DR. ARIJIT PASAYAT, J.]
unknown in civilized societies, but such a radical departure from
A
the principle of proportionality has disappeared from the law
only in recent times. Even now for a single grave infraction drastic sentences are imposed. Anything less than a penalty of greatest severity for any serious crime is thought then to be a measure of toleration that is unwarranted and unwise. But in fact,
B
quite apart from those considerations that make punishment
unjustifiable when it is out of proportion to the crime, uniformly
disproportionate punishment has some very undesirable practical consequences.
26. After giving due consideration to the facts and circumC
stances of each case, for deciding just and appropriate sentence to be awarded for an offence, the aggravating and mitigating factors and circumstances in which a crime has been
committed are to be delicately balanced on the basis of really
relevant circumstances in a dispassionate manner by the Court. D
Such act of balancing is indeed a difficult task. It has been very
aptly indicated in Dennis Councle MCG Dautha v. State of
Callifornia: 402 US 183: 28 LO. 2d 711 that no formula of a
foolproof nature is possible that would provide a reasonable
criterion in determining a just and appropriate punishment in
E
the infinite variety of circumstances that may affect the gravity
of the crime. In the absence of any foolproof formula which may
provide any basis for reasonable criteria to correctly assess
various circumstances germane to the consideration of gravity
of crime, the discretionary judgment in the facts of each case,
F
is the only way in which such judgment may be equitably distinguished.
27. In Jashubha Bharatsinh Gohil v. State of Gujarat (1994
(4) SCC 353), it has been held by this Court that in the matter of
death sentence, the Courts are required to answer new chalG
lenges and mould the sentencing system to meet these challenges. The object should be to protect the society and to deter
the criminal in achieving the avowed object to law by imposing
appropriate sentence. It is expected that the Courts would operate the sentencing system so as to impose such sentence H
204
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[2008] 11 S.C.R.
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which reflects the conscience of thesociety and the sentencing
process has to be stern where it.should be. Even though the
principles were indicated in the background of death sentence
and life sentence, the logic applies to all cases where appropriate sentence is the issue:
B
28. Imposition of sentence without considering its effect
on th~ social order in many cases may be in reality a futile exercise. The social impact of the crime, e.g. where it relates to
offences against women, dacoity, kidnapping, misappropriac tion of public money, treason and other offences involving.moral
turpitude or moral delinquency which have great impact on social order, and public interest, ca.nnot be lost sight of and.per se
require exemplary treatment. Any liberal attitude by imposing
meager sentences or taking too sympathetic view merely'-on
D
account of lapse of time in respect of such offences will be ·resuit-wise counter productive in the long ru_·n. and against sbcletal interest which needs to be cared for and stre~gthened ~Y
string of deterrence inbuilt in the sentencing system.
·29. tn' Dhananjoy Chatterjee v. State of_WB.