# MR. JUSTICE CHANDRASHEKARAIAH (RETD.) v. JANEKERE C. KRISHNA & ORS. ETC

- **Citation:** [2013] 3 S.C.R. 987
- **Court:** Supreme Court of India
- **Decided:** 2013-01-11
- **Case number:** Civil Appeal Nos.197-199 of 2013
- **Bench:** K.S. Radhakrishnan, Madan B. Lokur
- **Source:** https://unisonlegal.in/judgment/supreme-court-of-india/mr-justice-chandrashekaraiah-retd-v-janekere-c-krishna-ors-etc-28950
- **Pages:** 95

## Headnote

Karnataka Lokayukta Act, 1984 - s.3(2)(a) and (b) -
Appointment of Lokayukta I Upa Lokayukta under the Act by
A
B
the Governor of Karnataka - Nature and procedure to be
C
followed - Requirement of 'consultation' in the context of
appointment process - Meaning of - Held: The Governor of
the State can appoint Lokayukta or Upa Lokayukta only on
the advice tendered by the Chief Minister- The Chief Minister
is mandatorily required to consult the Chief Justice of the High
D
Court and four other consultees - The consultation must be
meaningful and effective - However, the advice tendered by
the Chief Minister will have primacy and not that of the
consultees including the Chief Justice of the High Court - On
facts, the Chief Minister erred in not consulting the Chief E
Justice of the High Court in the matter of appointment of
appellant as Upa Lokayukta - Appointment of appellant was
in violation of s.3(2)(b) of the Act since the Chief Justice of
the High Court was not consulted nor was the name
deliberated upon before advising or appointing him as Upa
F
Lokayukta - Consequently appellant has no authority to
continue or hold the post of Upa Lokayukta.
Karnataka Lokayukta Act, 1984- s.3(2)(a) and (b)- State
of Karnataka - Duties and functions of the Lokayukta I Upa
Lokayukta - Nature of - Discussed.
G
The office of the Karnataka Upa Lokayukta fell
vacant. The Chief Minister of the Karnataka State initiated
steps for filling up that vacancy and following that
987
H
988
SUPREME COURT REPORTS
[2013] 3 S.C.R.
A advised
the
Governor
to
appoint
Justice
B
Chandrashekaraiah as Upa Lokayukta. The Governor,
accepting the advice of the Chief Minister, passed order
dated 20.01.2012 appointing Justice Chandrashekaraiah
as the Upa Lokayukta.
The Chief Justice of the Karnataka High Court
addressed a letter dated 04.02.2012 to the Chief Minister
stating that he was not consulted in the matter of
appointment of Justice Chandrashekaraiah as Upa
Lokayukta and that the appointment was not in
C conformity with the constitutional provisions and
requested for recalling the appointment. Subsequently,
two writ petitions were filed in public interest for quashing
the appointment of Justice Chandrashekaraiah as Upa
Lokayukta. A writ of quo warranto was also preferred
D against the functioning of Justice Chandrashekaraiah as
Upa Lokayukta.
The High Court held that since there was no
consultation with the Chief Justice of the Karnataka High
E Court specifically on the appointment of Justice
Chandrashekaraiah
as
an
Upa-lokayukta,
his
appointment, therefore, was void ab initio. The High
Court held that under the Karnataka Lokayukta Act, 1984,
the opinion expressed by the Chief Justice of the High
F Court of Karnataka has primacy while tendering advice
by the Chief Minister of the State to the Governor and that
since, the. order passed by the Governor of Karnataka,
appointing Justice Chandrashekaraiah as Upa
Lokayukta, was without consulting the Chief Justice of
G the l:ligh Court, the same was illegal.
In the instant appeals preferred by Justice
Chandrashekaraiah and the State of "Karnataka, the
question which arose for consideration was whether the
view of the Chief Justice of the High Court of Karnataka
H has got primacy while making appointment to the post
JUSTICE CHANDRASHEKARAIAH (RETD.). v. .
989
JANEKERE C. KRISHNA
of Lokayukta or Upa Lokayukta by the Governor of A .
Karnataka in exercise of powers conferred on him under
Section 3(2)(a) and (b) of the Karnataka Lokayukta Act,
1984.
Disposing ofthe appeals, the Court
Per Radhakrishnan, J. .
B
HELD: 1.1. The functions to be discharged by
Lokayukta or Upa Lokayukta are investigative in nature
and the report of Lokayukta or Upa Lokayukta under c
sub-sections (1) and (3) of Section 12 of the Act and the
Special Report ~ubmitted under sub-section (5) of
Section 12 of the Act are only recommendatory. No civil
. consequence as such follows from the action of
Lokayukta and Upa Lokayukta, though they can initiate o
pro

## Text

_Characters 0–39,874 of 177,919. This is a partial read: ask again with offset=39874 for what follows._

[2013] 3 S.C.R. 987
MR. JUSTICE CHANDRASHEKARAIAH (RETD.)
v.
JANEKERE C. KRISHNA & ORS. ETC.
(Civil Appeal Nos.197-199 of 2013)
JANUARY 11, 2013
[K.S. RADHAKRISHNAN AND MADAN B. LOKUR, JJ.]
Karnataka Lokayukta Act, 1984 - s.3(2)(a) and (b) -
Appointment of Lokayukta I Upa Lokayukta under the Act by
A
B
the Governor of Karnataka - Nature and procedure to be
C
followed - Requirement of 'consultation' in the context of
appointment process - Meaning of - Held: The Governor of
the State can appoint Lokayukta or Upa Lokayukta only on
the advice tendered by the Chief Minister- The Chief Minister
is mandatorily required to consult the Chief Justice of the High
D
Court and four other consultees - The consultation must be
meaningful and effective - However, the advice tendered by
the Chief Minister will have primacy and not that of the
consultees including the Chief Justice of the High Court - On
facts, the Chief Minister erred in not consulting the Chief E
Justice of the High Court in the matter of appointment of
appellant as Upa Lokayukta - Appointment of appellant was
in violation of s.3(2)(b) of the Act since the Chief Justice of
the High Court was not consulted nor was the name
deliberated upon before advising or appointing him as Upa
F
Lokayukta - Consequently appellant has no authority to
continue or hold the post of Upa Lokayukta.
Karnataka Lokayukta Act, 1984- s.3(2)(a) and (b)- State
of Karnataka - Duties and functions of the Lokayukta I Upa
Lokayukta - Nature of - Discussed.
G
The office of the Karnataka Upa Lokayukta fell
vacant. The Chief Minister of the Karnataka State initiated
steps for filling up that vacancy and following that
987
H
988
SUPREME COURT REPORTS
[2013] 3 S.C.R.
A advised
the
Governor
to
appoint
Justice
B
Chandrashekaraiah as Upa Lokayukta. The Governor,
accepting the advice of the Chief Minister, passed order
dated 20.01.2012 appointing Justice Chandrashekaraiah
as the Upa Lokayukta.
The Chief Justice of the Karnataka High Court
addressed a letter dated 04.02.2012 to the Chief Minister
stating that he was not consulted in the matter of
appointment of Justice Chandrashekaraiah as Upa
Lokayukta and that the appointment was not in
C conformity with the constitutional provisions and
requested for recalling the appointment. Subsequently,
two writ petitions were filed in public interest for quashing
the appointment of Justice Chandrashekaraiah as Upa
Lokayukta. A writ of quo warranto was also preferred
D against the functioning of Justice Chandrashekaraiah as
Upa Lokayukta.
The High Court held that since there was no
consultation with the Chief Justice of the Karnataka High
E Court specifically on the appointment of Justice
Chandrashekaraiah
as
an
Upa-lokayukta,
his
appointment, therefore, was void ab initio. The High
Court held that under the Karnataka Lokayukta Act, 1984,
the opinion expressed by the Chief Justice of the High
F Court of Karnataka has primacy while tendering advice
by the Chief Minister of the State to the Governor and that
since, the. order passed by the Governor of Karnataka,
appointing Justice Chandrashekaraiah as Upa
Lokayukta, was without consulting the Chief Justice of
G the l:ligh Court, the same was illegal.
In the instant appeals preferred by Justice
Chandrashekaraiah and the State of "Karnataka, the
question which arose for consideration was whether the
view of the Chief Justice of the High Court of Karnataka
H has got primacy while making appointment to the post
JUSTICE CHANDRASHEKARAIAH (RETD.). v. .
989
JANEKERE C. KRISHNA
of Lokayukta or Upa Lokayukta by the Governor of A .
Karnataka in exercise of powers conferred on him under
Section 3(2)(a) and (b) of the Karnataka Lokayukta Act,
1984.
Disposing ofthe appeals, the Court
Per Radhakrishnan, J. .
B
HELD: 1.1. The functions to be discharged by
Lokayukta or Upa Lokayukta are investigative in nature
and the report of Lokayukta or Upa Lokayukta under c
sub-sections (1) and (3) of Section 12 of the Act and the
Special Report ~ubmitted under sub-section (5) of
Section 12 of the Act are only recommendatory. No civil
. consequence as such follows from the action of
Lokayukta and Upa Lokayukta, though they can initiate o
prosecution before a competent court. Sections 9, 10 and
11 of the Act clearly indicate that Lokayukta and Upa
Lokayukta are discharging quasi-judicial functions while
conducting the investigation under the Act. Sub-section
(2) of Section 11 of the Act also states that for the purpose
E
any such investig~tion, including the pretiminary inquiry
Lokayukta and Upa Lokayukta shall have all the powers
I
of a Civil Court while trying a suit .under the Code of Civil
Procedure, 1908, in the matter of summoning and
enforcing the attendance of any person and examining
F
him on oath. Further they have also the power for
requiring the discovery and p"roduction of any document,
receiving evidence on affidavits, requisitioning any public
record or copy thereof from any court or office, issuing
commissions for examination of witnesses of documents
etc. Further, sub-section (3) of Section 11 stipulates that G
any proceedings before the Lokayukta and Upa
Lokayukta shall be deemed to be a judicial proceeding
within the meaning of Section 193 of the Indian Penal
Code. Therefore, Lokayukta and Upa Lokayukta, whilt!
H
990
SUPREME COURT REPORTS
[2013] 3 S.C.R.
A investigating the matters are discharging quasi-judicial
functions, though the nature of functions is investigative.
[Paras 25, 33] [1024-A-B; 1027-B-F]
1.2. The Governor, as per Section 3(2)(a) of the
8 Karnataka Lokayukta Act, 1984, is empowered to appoint
Lokayukta on the advice tendered by the Chief Minister,
in consultation with the Chief Justice of the High Court
of Karnataka, the Chairman, Karnataka Legislative
Council, the Speaker, Karnataka Legislative Assembly,
C the Leader of the Opposition in the Karnataka Legislative
Council and the Leader of the Opposition in the
Karnataka Legislative Assembly. It is, therefore, clear that
all the above five dignitaries have to be consulted before
tendering advice by the Chief Minister to the Governor of
the State. Section 3(2)(b) of the Act stipulates that, so far
D as the Upa Lokayukta is concerned, he shall be a person
who has held the office of a Judge of the High Court and
shall be appointed on the advice tendered by the Chief
Minister. The Chief Minister has to consult the five
dignitaries, the Chief Justice of the High Court of
E Karnataka, the Chairman, Karnataka Legislative Council,
the Speaker, Karnataka Legislative Assembly, the Leader
of the Opposition in the Legislative Council and the
Leader of Opposition in the Karnataka Legislative
Assembl.y. Therefore, for the purpose of appointment of
F Lokayukta or Upa Lokayukta all the five consultees are
common. The appointment has to be made by the
Governor on the advice tendered by the Chief Minister in
consultation with those five dignitaries. [Paras 36, 37]
[1029-F-H; 1030-A-D]
G
.
1.3. The language employed in Section 3(2)(a) and (b)
of the Karnataka Lokayukta Act, 1984 is clear and
unambiguous and one has to apply the golden rule of
interpretation i.e. the literal interpretation. When the
H language is plain and unambiguous and admits of only
•
. ':JUSTICE 'Cl;iANDRASHEKARAIAH:(RETD.):v::
991
•
JANEKERE C. KRISHNA'
one'. meaning .no question .of construction of a statute A
arises, forthe Act speaks for itself. Section 3(2)(a)"and (b)
'
when read literally and contextually admit of no doubt that·
the Governor; of the: State can 'appoint· Lokayukta or- Upa .
Lokayukta;only:on the ·advice .ten.dered• by .the Chief
Minister and that.the Chief Justice<of the' High Court!is
B
only onelof·the consultees:and •his .views· have· no
primacy;,The !Governor; as per. the statute,' can appoint
· only on the advice tendered by-the Chief Minister and not .
on tlie·cipinion expressed by the Chief Justice or any of
the:consultees.·[Paras 60, 61 and 62]:[1045-F-G; 1046-A- c
__ B~~F.;G]l:1~: r. ;·· .';:·:·r. :~:·~;1··1i.r.1 1;~.;.-_1 : ~~ ·:'.·.-~!
1.:n•,_~(~\:1-:.;~\
-\,·;·j-.·~!':"".
·~ ~(,d•r,,: :.
,_~-l-.<~;; ~. -~, ~ :·;_.:,;;.> ·'. t;-:1i:-"·:_r.
:!r:·.-~; ... ~~·.·--~- :--
, ,1.4. The Ch ref Mrnrster 1s legally obliged to consult the
.~-l"
.,\
q,\<·.
'' .,.l. I!
'"
;,_,
,
'11:
-:~.}JI[;" "">II)
Chief Justice of the High Court and other four consultees,
•. /•
,_J -d' '·
·-"~!.
~
~,·;. · ;,; '.
t·'~ · -,.·;1\-I
~
• • , __ ,,:·~· ,.
_whrch is.a: mandatory, requirement.The consultation must
be meanin
1gfu1
1and effective "a net' mere ell citing ttie viiiws' D
-
,
I
- : '. l.
,
j I
j
-
j:
• '.' ' ••. ' . '; ~\ , • . • . '
-• - I'_, I!
• 1 •
'I
or calling for recommendations would not suffice;
,- •'
· ., ,,, • .. ) ... ~J.,.O•i
•
.i
;.'•_,
0 ••.::
.•
·
"I•
~ 1.-i ··'
:•)'"•••<' ,;,_
C~nsulte~s:~?n ~~gge~tJ va.~!o~s .~~mes, fro~ ~~.El, ~o,p~c~~
stipulated m the statute and those,names .have to be
'
'
•
'
•
•
• }·· .... -
,• .: >
•
~
•
j_
• '
•
discussed either in a meeting to be ·convened by the
Chief Minister;of1the State for that purpose· or by.way of E
circulation; ·The Chie~ Minister,' if. proposes :,to :suggest. or
advise-any; name from:the;s_ource~ear-marked1 in :the
srtatute 1that must (·alsotbe::made .available ito.<the·
consultees soJhat·they,can also express theirviews:on' ·
the.name or names suggested by the Chief Minister;·Aijer, F
due ,deliberations :and 'making' meaningful:consultation,>
ttie Chief. Minister of the·State is free to advise:a:name
whic!J· has :come up~foriconsideration:amongrthe,
consultees to tJ'le: Governor of. tl'Je ·State; The. advicei
te,1_1der~.~ ~Y .. t!J.~ ~h,i~f,~!ni.s.ter ~ill ~av~ prim~C?Y. and. not G
that of the, consultees including the Chief'Justice of the
Higllcoi.irt.i [Para's31'c1041~..\-EJ'·'' ,...,,L·l: ,,,:·:• v .• ," -~··~'"
•,,J1!~_:11i... .. -'':"
· ~-;i~,n_,.-f; 1~-... tr;J' ..
';~i
"!~~:;,_;;;
·~~fl~
-1,
:'' .. 1.5;tlt can riot be.said that .since •the ·source (from>
which ta candidate.1has: to be :advised·.for :the :post·of:
Lokayukta:hUpa' Lokayukta) consists~of1persons·who, H
/
/,
992
SUPREME COURT REPORTS
[2013] 3 S.C.R.
A have held the office of the Judge of the Supreme Court
or the High Court, the Chief Justice of the High Court
would be in a better position to compare the merits and
demerits of those candidates. Apart from a person's
competence, integrity and character as a Judge, various
s other information have also to be gathered since the
persons who fall in that source are retired judges.
Government has its own machinery and system to gather
various information about retired Judges. The Chief
Minister cannot advise a name from that source without
c making a meaningful and effective consultation after
disclosing the relevant materials. This is a sufficient
safeguard against arbitrary selection and advice. Further
the duties and functions of the Lokayukta or Upa
Lokayukta are investigative in nature and their orders as
0 such cannot be executed. In such situation, the
legislature, in its wisdom, felt that no primacy need be
attached to views of the consultees including the Chief
Justice but on the advice of the Chief Minister; [Para 64)
[1047-G-H; 1048-A-C].
E
1.6. Nothing spells out from the language used in
Section 3(2)(a) and (b) to hold that primacy be attached
to the opinion expressed by the Chief Justice of the High
Court of Karnataka. The various directions given by the
High Court holding that the views of the Chief Justice has
· F got primacy, is beyond the scope of the Act and the High
Court has indulged in a legislative exercise which is
impermissible in law. Therefore, all the directions issued
by the High Court, are set aside since they are beyond
the scope of the Act. [Para 65) [1048-0-F]
G
1.7. The Chief Minister has however committed an
error in not consulting the Chief Justice of the High Court
in
the
matter ·of
appointment
of
Justice
Chandrashekaraiah as Upa Lokayukta. Records indicate
that there was no meaningful and effective consultation
H or discussion of the names suggested among the
JUSTICE CHANDRASHEKARAIAH (RETD.) v.
993
JANEKERE C. KRISHNA
consultees before advising the Governor for appointment
A
to the post of Upa Lokayukta. The appointment of Justice
Chandrashekaraiah as Upa Lokayukta, therefore, is in
violation of Section 3(2)(b) of the Act since the Chief
Justice of the High Court was not consulted nor was the
cname deliberated upon before advising or appointing him
B
as Upa Lokayukta, consequently, the appointment of ·
Justice Chandrasekharaiah as Upa Lokayukta cannot
stand in the eye of law and he has no authority to
continue or hold the post of Upa Lokayukta of the State.
[Para 66) [1048-F-H; 1049-A-B]
C
1.8. The Chief Minister of the State is directed to take
appropriate steps for app~intment of Upa Lokayukta in
the State of Karnataka, in accordance with law. Since
nothing adverse has been found against Justice
Chandrasekharaiah, his name can still be considered for
D
appointment to the post of Upa Lokayukta along with
other names, if any, suggested by the other five
consultees under the Act. However, it is made clear that
there is no primacy in the views expressed by any of the
consultees and after due deliberations of the names
E
suggested by the consultees including the name, if any
suggested by the Chief Minister, the Chief Minister can
advise any name from the names discussed to the
Governor of the State for appointment of Upa Lokayukta
under the Act. [Para 67) [1049-B-E]
F
Justice K.P. Mahapatra v. Sri Ram Chandra Nayak and
Ors. 2002 (8) SCC 1: 2002 (3) Suppl. SCR 166; Nagendra
Nath Bora and Another v. Commissioner of Hills Division and
Appeals, Assam and Others AIR 1958 SC 398: 1958 SCR
G
1240; Indian National Congress (/) v. Institute of social
Welfare and Others (2002) 5 .sec 685: 2002 (3) SCR 1040;
Automotive Tyre Manufactures Association v. Designated
Authority and Others (2011) 2 SCC 258: 2011 (1) SCR 198;
State of Gujarat v. Hon'~le Mr. Justice R.A. Mehta (Retd.)
H
994
SUPREME COURT REPORTS
[2013] 3 S.C.R.
A.
2013 (1) SCALE 7; Chandra Mohan v. State of UP. 1967 (1)
SCR 77; Chandramouleshwar Prasad v. Patna High Court
(1969) 3 SCC 56: 1970 (2) SCR 666; Samsher Singh v. State
of Punjab and Another (1974) 2 SCC 831: 1975 (1) SCR 814;
Union of India v. Sankalchand Himatlal Sheth and Another
B (1977) 4 SCC 193: 1978 (1) SCR 423; Supreme Court
Advocates-on-Record Association and Others v. Union of
India (1993) 4 SCC 441: 1993 (2) Suppl. SCR 659; Union
of India and Others v. Kali Dass Balish and Another (2006) 1
SCC 779: 2006 (1) SCR 261; Ashish Handa, Advocate v.
c Hon'b/e the Chief Justice of High Court of Punjab and
Haryana and Others (1996) 3 SCC 145: 1996 (3) SCR 474;
Ashok Tanwar and Another v. State of H.P. and Others (2005)
2 SCC 104: 2004 (6) Suppl. SCR 1065; N. Kannadasan v.
Ajoy Khose and Others (2009) 7 SCC 1: 2009 (7) SCR 668
0 and Kanai/al Sur v. Paramnidhi Sadhu Khan AIR 1957 SC
907: 1958 SCR 360 - referred to.
Empror v. Benoari/a/ Sarma AIR 1945 PC 48- referred
to.
E Per Lokur, J. [Concurring]
HELD: 1.1. The broad spectrum of functions, powers,
duties and responsibilities of the Upa-lokayukta, as
statutorily prescribed, clearly bring out that not only does
he perform quasi-judicial functions, as contrasted with
F purely administrative or executive functions, but that the
Upa-lokayukta is more than an investig~tor or an enquiry
officer. At the same time, notwithstanding his status, he
is not placed on the pedestal of a judicial authority
rendering a binding decision. He is placed somewhere in
G between an investigator and a judicial authority, having
the elements of both. For want of a better expression, the
office of an Upa-lokayukta can only be described as a sui
generis quasi-judicial authority. [Para 27] [1057-E-H]
H
1.2. In the appointment of the Upa-lokayukta, the
JUSTICE CHANDRASHEKARAIAH (RETD.) v.
995
JANEKERE C. KRISHNA
Chief Minister must consult not only the Chief Justice but
A
several other constitutional authorities also and given the
fact that the Upa-Lokayukta is not a purely judicial
authority, it hardly matters who initiates the process of
appointment of the Upa-Lokayukta. Ordinarily, it must be
the Chief Minister since he has to tender advice to the
B
Governor and, in a sense, the appointment is his primary
responsibility. But this does not preclude any of the other
constitutional authorities who are required to be
consulted from bringing it to the notice of the Chief
Minister that the post of the Upa-Lokayukta needs to be c
filled up and that the appointment process ought to
commence - nothing more than that. None of them ought
to suggest a name since constitutional courtesy would
demand that only the Chief Minister should initiate the
appointment process. There is no reason to hold that 0
merely because the Upa-Lokayukta is a sui generis quasijudicial authority, only the Chief Justice must initiate the
process of appointment. The selection of the Upalokayukta is a consultative process involving several
constitutional authorities and in the context of the Act, no
E
constitutional authority is subordinate to the other. It
cannot be said that the recommendation for appointing
the Upa-lokayukta under the Act must emanate only from
the Chief Justice and only the name recommended by
him should be considered. [Paras 45, 47] [1064-G-H; 1065A-D; 1066-A-B]
1.3. There is a clear distinction between 'consultation'
F
in the appointment of a judge of a superior court and ·
'consultation' in the appointment to a statutory judicial •
position. For the former, the Chief Justice must consult G
the collegiums of Judges, while it is not necessary for the
latter. An Upa-lokayukta is not a judicial authority, let
alone a constitutional authority like a judge of a High
Court. Therefore, mandatory consultation in the
appointment process as postulated by Section 3(2)(b) of H
996
SUPREME COURT REPORTS
[2013] 3 S.C.R.
A the Act is with the Chief Justice in his individual capacity
and not consultation in a collegial capacity. [Paras 56, 58]
[1070-A-B, E-F]
1.4. There are absolutely no 'consultation' guidelines
8 laid down in the Act. It is not necessary to circumscribe
the manner of consultation. The Chief Minister may
consult the other constitutional authorities collectively or
in groups or even individually - this hardly matters as
long as there is meaningful and effective consultation.
Similarly, it is not necessary to restrict the mode of
C consultation. It may be in a meeting or through
correspondence. Today, with available technology,
consultation may even be through a video link. The form
of consultation or the venue of consultation is not
important - what is important is the substance of the
D consultation. The· matter has to be looked at pragmatically
and not semantically. It is important that no constitutional
authority is kept in the dark about the name of any
candidate under consideration and each constitutional
authority mentioned in Section 3(2)(b) of the Act must
E know the recommendation made by one another for
appointment as an Upa-Lokayukta. In addition, they must
have before them full and identical facts. As long as these
basic requirements are met, 'consultation' could be said
to have taken place. [Paras 59, 60] [1070-G; 1071-A-E]
F
1.5. In the instant case, there was no 'consultation'
between the various constitutional authorities before the
Chief Minister recommended the name of Justice
Chandrashekharaiah. In response to the letter of the Chief
Minister, the Chief Justice recommended the name of
G Justice Rangavittalachar; the Speaker of the Legislative
Assembly recommended Justice Chandrashekharaiah;
the Chairman of the Legislative Council recommended
Justice Chandrashekharaiah; the Leader of the
Opposition in the Legislative Assembly recommended
H Justice Mohammed Anwar and Justice Ramanna; the
JUSTICE CHANDRASHEKARAIAH (RETD.) v.
997
JANEKERE C. KRISHNA
Leader of the Opposition in the Legislative Council
A
recommended Justice Mohammed Anwar and Justice
Ramanna. Therefore, as many as four retired judges were
recommended for appointment as Upa-lokayukta. It is not
clear whether the names of all these judges were
disclosed to all the constitutional authorities. The name
B
of Justice Chandrashekharaiah was certainly not
disclosed to the Chief Justice, as is evident from his letter
dated 4th February 2012 wherein he stated four times that
he was not consulted on the appointment of Justice
Chandrashekharaiah. The contents of this letter are not . c
denied by the ~tate and are quite obviously admitted.
Significantly, the Chief Minister did not reply to this letter.
Clearly, the Chief Justice was kept in the dark about the
· name of a candidate and there was no full and complete
disclosure of facts. Ergo, the Chief Minister did not 0
. recommend the name of Justice Chandrashekharaiah in
consultation with the Chief Justice. This was contrary to
the mandatory requirement of Section 3(2)(b) of the Act
and so, it must be held that the appointment of Justice
Chandrashekharaiah was void ab initio. [Paras 61, 62)
[1071-F-H; 1072-A-B; 1073-A-B]
E
1.6. 'Consultation' for the purposes of Section 3(2)(b)
of the Act does not.and cannot postulate concurrence or ·
consent. There is always a possibility of an absence of
agreement
on
any
one . single
person . being
F
recommendett for appointment as an Upa-lokayukta, as
has actually happened in the present case. In such a ·
situation, it is ultimately· the decision of the Chief Minister
what advice to tender to the Governor, since he alone has
to take the final call. [Para 67) [1074-G-H; 1075-A]
G
1.7. There is· no reason why the Chief Minister cannot
adv.ice the Governor to appoint a person · not
recommended by any of the constitutional authorities, as
long as he consults them - the 'consu:tation' being in the
manner postulated above. The Chief Minister can
H
998
SUPREME COURT REPORTS
(2013) 3 S.C.R.
A recommend a completely different person, other than any
of those recommended by any of the constitutional
authorities as long as he does not keep them in the dark
about the name of the candidate and there is a full and
complete disclosure of all relevant facts. On the facts of
B this case, there was no consultation between the Chief
Minister and the Chief Justice on the appointment of
Justice Chandrashekharaiah as an Upa•lokayukta. His
appointment was, therefore, void ab initio. [Para 68, 69)
[1075-A-C, F-G]
c
1.8. As far as Section 3(2)(b) of the Act is concerned,
the primary 'responsibility' for the appointment of the UpaLokayukta rests with the Chief Minister who has to advice
the Governor. Since the Chief Justice is only one of the
constitutional authorities required to be consulted by the
D Chief Minister before advice is tendered to the Governor,
it cannot be said that only his view would prevail over the
views of other constitutional authorities. If that were so,
then (to rephrase the High Court) consultation with the
other constitutional authorities including the Chairman of
E the Karnataka Legislative Council, the Speaker of the
Karnataka Legislative Council and the Leader of the
Opposition in the Karnataka Legislative Council and in
the Karnataka Legislative Assembly would be reduced to
a farce. It must be appreciated that these constitutional
F authorities also have an equal say in the executive
governance of the State and there is nothing to suggest
that their opinion should be subordinated to the opinion
of the Chief Justice or that the Chief Justice can veto their
views. On the other hand, since it is ultimately the Chief
G Minister who has to advice the Governor, it is he alone
who has to take the final call and shoulder the
responsibility of correctly advising the Governor in the
matter of appointing the most suitable person as an Upalokayukta. [Para 78) [1079-B-G]
H
1.9. The mechanics of the working of a statute has
JUSTICE CHANDRASHEKARAIAH (RETD.) v.
999
JANEKERE C. KRISHNA
to be decoded from the contents of the statute and the
A
words used therein; otherwise there is a possibility of
committing a serious error. A statute must be considered
and understood on its own terms. In so construing the
Act, there is no reason to accord primacy to the views of
the Chief Justice in the appointment of an Upa-lokayukta
B
under the Karnataka Lokayukta Act, 1984. [Para 79) [1079G-H; 1080-B-C]
~
1.10. The doctrine of 'prospective overruling' has no
application herein since there is no overwhelming reason
to save the appointment of the Upa-lokayukta from attack.
C
There was no consultation with the Chief Justice
specifically
on
the
appointment
of
Justice
Chandrashekharaiah as an Upa-Lokayukta. In absence of
any consultation with the Chief Justice, the appointment
of Justice Chandrashekharaiah as Upa-lokayukta is void
D
ab initio. [Paras 4, 81, 83) [1050-A-B; 1080-F; 1081-A-B]
N. Gundappa v. State of Karnataka 1989 (3) KarLJ 425;
State of Karnataka v. N. Gundappa ILR 1990 Kar 4188; Prof.
S.N. Hegde v. The Lokayukta ILR 2004 Kar 3892; The Bharat
E
Bank Ltd., Delhi v. Employees of the Bharat Bank Ltd., Delhi
[1950) SCR 459; Durga Shankar Mehta v. Thakur Raghuraj
Singh and Others [1955) 1 SCR 267; Associated Cement
Companies v. P.N. Sharma 1965 (2) SCR 366; Sarwan
Singh Lamba v. Union of India (1995) 4 SCC 546: 1995 (1)
F
Suppl. SCR 427; S.P. Sampath Kumar v. Union of India
(1987) 1 SCC 124: 1987 (1) SCR 435; Ashish Handa v.
Hon'ble the Chief Justice of High Court of Punjab & Haryana
and Others (1996) 3 SCC 145: 1996 (3) SCR 474; Ashok
Tanwar and Another v. State of Himachal Pradesh and Others
(2005) 2 sec 104: 2004 (6) Suppl. SCR 1065; State of G
Haryana v. National Consumer Awareness Group (2005) 5
SCC 284: 2005 (3) SCR 1158; N. Kannadasan v. Ajoy Khose
and Others (2009) 7 SCC 1: 2009 (7) SCR 668; Supreme
Court Advocates on Record Association v. Union of India AIR
1994 SC 268: 1993 (2) Suppl. SCR 659; Aruna Roy v.
H
1000
SUPREME COURT REPORTS
[2013] 3 S.C.R.
A Union of India (2002) 7 SCC 368: 2002 (2) Suppl. SCR 266;
S.P. Gupta v. Union of India 1981 Supp SCC 87: 1982 SCR
365; Union of India v. Sankalchand Himmatlal Seth (1977)
4 SCC 193: 1978 (1) SCR 423; Indian Administrative Service
(S. C. S.J Association U.P. and Others v. Union of India and
B Others 1993 Supp. (1) SCC 730: 1992 (2) Suppl. SCR 389;
M.M. Gupta v. State of Jammu & Kashmir (1982) 3 SCC 412:
1983 (1) SCR 593; Justice K.P. Mahapatra v. Sri Ram
Chandra Nayak (2002) 8 SCC 1: 2000 (4 ) Suppl. SCR 22
and Maharashtra State Financial Corporation v. Jaycee
c Drugs and Pharmaceuticals (1991) 2 SCC 637: 1991 (1)
SCR 480 - referred to.
Case Law Reference:
Per K.S. Radhakrishnan 1 J.:
D
2002 (3) Suppl. SCR 166
referred to
Paras 13,
57, 59
1958 SCR 1240
referred to
Para 30
E
2002 (3) SCR 1040
referred to
Para 30
2011 (1) SCR 198
referred to
Para 32
··-
2013 (1) SCALE 7
referred to
Para 48
1967 (1) SCR 77
referred to
Para 50
F
1970 (2) SCR 666
referred to
Para 50
1975 (1) SCR 814
referred to
Para 51
'1978 (1) SCR 423
referred to
Para 51
G
1993 (2) Suppl. SCR 659
referred to
Para 52,
54, 55
2006 (1) SCR 261
referred to
Para 53
1996 (3) SCR 474
referred to
Para 54
H
JUSTICE CHANDRASHEKARAIAH (RETD.) v.
1001
JANEKERE C. KRISHNA
2004 (6)' Suppl. SCR 1065 referred to
Para 55
A
2009 (7) SCR 668
referred to
Para 55
AIR 1945 PC 48
referred to
Para 61
1958 SCR 360
referred to
Para 61
B
Per Madan B. Lokur, J.:
1989 (3) KarLJ 425
~
referred to
Para 9
1LR 1990 Kar 4188
referred to
Para 10
c
ILR 2004 Kar 3892
referred to
Para 10
[1950] SCR 459
referred to
Para 28
[1955] 1 SCR 267
referred to
Para 30
1965 (2) SCR 366
referred to
Para 31
D
1995 (1) Suppl. SCR 427
referred to
Para 37, 38
1987 (1) SCR 435
referred to
Para 37
'
1996 (3) SCR 474
referred to
Para 38, 39
E
2004 (6) Suppl. SCR 1065 referred to
Para 39
2005 (3) SCR 1158
referred to
Para 39
2009 (7) SCR 668
referred to
Para 40
F
1993 (2) Suppl. SCR 659
referred to
Para 51
2002 (2) Suppl. SCR 266
referred to
Para, 53
1982 SCR 365
referred to
Para 55
1978 (1) SCR 423
referred to
Para 55
G
1992 (2) Suppl. SCR 389
referred to
Para 63
1983 (1) SCR 593
referred to
Para 68
2000. (4) Suppl. SCR 22
referred to
Para 74
H
A
1002
SUPREME COURT REPORTS
[2013] 3 S.C.R.
1991 (1) SCR 480
referred to
Para 76
CIVIL APPELLATE JURISDICTION : Civil Appeal Nos.
197-199 of 2013.
From the Judgment & Order dated 03.04.2012 of the High
B Court of Karnataka at Bangalore in Writ Petition Nos. 485253 of 2012 and Writ Petition No. 4962 of 2012.
c
D
E
WITH
C.A. No. 200-202 of 2013
K.V. Viswanathan, P.V. Shetty, V.N. Ragupathy, Gautam
Bharadwaj, Mahesh Agarwal, Akhil Anand, E.C. Agrawala,
Rishi Agrawala, Ankur Saigal, Abhinav Agrawal for the
Appellant.
K.N. Bhat, Shailesh Madiyal, Anantha Narayana M.G.,
Navkesh Batra, Sandeep Narain Shalu Lal, S. Narain & Co.
for the Respondents.
The Judgments of the Court were delivered by
K.S. RADHAKRISHNAN, J. 1. Leave granted.
2. The sentinel issue that has come up for consideration
in these appeals is whether the views expressed by the Chief
Justice of the High Court of Karnataka has got primacy while
F making appointment to the post of Lokayukta or Upa Lokayukta
by the Governor of Karnataka in exercise of powers conferred
on him under Section 3(2)(a) and (b) of the Karnataka
Lokayukta Act, 1984 (for short 'the Act').
3. The Division Bench of the Karnataka High Court took
G the view that under the Act the opinion expressed by the Chief
Justice of the High Court of Karnataka has primacy while
tendering advice by the Chief Minister of the State to the
Governor. The Court held since, the order passed by the
Governor of Karnataka, appointing Justice Chandrashekaraiah
H
JUSTICE CHANDRASHEKARAIAH (RETD.) v.
1003
JANEKERE C. KRISHNA [K.S. RADHAKRISHNAN, J.]
as Upa Lokayukta on 21.1.2012, was without consulting the
A
Chief Justice of the High Court, the same was illegal. The High
Court also issued various directions including the direction to
the State and the Principal Secretary to the Governor to take
steps for filling up the post of Upa Lokayukta in accordance with
the directions contained in the judgment. Aggrieved by the
B
Judgment of the High Court, these appeals have been preferred
by Justice Chandrashekaraiah and the State of Karnataka.
Facts
4. The notification dated 21.1.2012 issued in the name of C
the Governor was challenged by two practicing lawyers in public
interest contending that the institution of Lokayukta was set up
in the State for improving the standard of public administration
by looking into complaints against administrative actions
including cases of corruption, favouritism and official
D
indiscipline in administrative machinery and if the Chief
Minister's opinion has primacy, then it would not be possible
for the institution to work independently and impartially so as
to achieve the object and purpose of the Act.
5. The office of the Karnataka Upa Lokayukta fell vacant
on the resignation of Justice R. Gururajan and the Chief
Minister initiated steps for filling up that vacancy. Following that,
the Chief Minister on 18.10.2011 addressed separate letters
E
F
to the Chief Justice of the High Court of Karnataka, Ch~irman
of the Karnataka Legislative Council, Speaker of the Karnataka
Legislative Assembly, Leader of the Opposition in the
Legislative Council and Leader of the Opposition in the
Legislative Assembly requesting them to suggest a panel of
eligible persons for appointment as Upa Lokayukta on or
before 24.10.2011.
G
6. The Chief Justice suggested the name of Mr. H.
Rangavittalachar (Retd.), the Leader of the Opposition in the
Karnataka Legislative Council and the Leader of the
Oppqsition in the Karnataka Legislative Assembly suggested
H
1004
SUPREME COURT REPORTS
[2013] 3 S.C.R.
A the names of Mr. Justice K. Ramanna (Retd.) and Mr. Justice
Mohammed Anwar (Retd.). The Chairman of the Karnataka
Legislative Council and the Speaker of the Karnataka
Legislative Assembly suggested the name of Justice
Chandrashekaraiah (Retd.). The Chief Minister then advised
B the Governor to appoint Justice Chandrashekaraiah as Upa
Lokayukta. The Governor, accepting the advice of the Chief
Minister, passed the order dated 20.1.2012 appointing Justice
Chandrashekaraiah as the Upa Lokayukta.
7. The Chief Justice on 21.01.2012 received an invitation
C for attending the oath taking ceremony of Justice
Chandrashekaraiah as Upa Lokayukta in the morning which,
according to the Chief Justice, was received only in the
evening. The Chief Justice then addressed a letter dated
04.02.2012 to the Chief Minister stating that he was not
D consulted in the matter of appointment of Justice
Chandrashekaraiah as Upa Lokayukta and expressed the
opinion that the appointment was not in conformity with the
constitutional provisions and requested for recalling the
E
appointment.
8. The stand taken by the Chief Justice was widely
published in various newspapers; following that, as already
indicated, two writ petitions were filed in public interest for
quashing the appointment of Justice Chandrashekaraiah as
F Upa Lokayukta. A writ of quo warranto was also preferred
against the functioning of Justice Chandrashekaraiah as Upa
Lokayukta.
Arguments
G
9. Shri K.V. Viswanathan, learned senior counsel
appearing for the State of Karnataka took us extensively to the
objects and reasons and to the various provisions of the Act
and submitted that the nature and functions of the office of
Lokayukta or Upa Lokayukta are to carry out investigation and
H enquiries and the institution of Lokayukta, as .such, does not
JUSTICE CHANDRASHEKARAIAH (RETD.) v.
1005
JANEKERE C. KRISHNA [K.S. RADHAKRISHNAN, J.]
form part of the judicial organ of the State. Learned senior
A
counsel also submitted that the functions and duties of the
institution of Lokayukta, as such, cannot be compared with the
functions and duties of the Judiciary, Central Administrative
Tribunals, State Administrative Tribunals or Consumer Disputes
Redressal Forums etc.
B
10. Learned senior counsel, referring to the various
provisions such as Sections 3, 7, 9 etc. of the Act, submitted
that Lokayukta or Upa Lokayukta are appointed for the purpose
D
of conducting investigations and enquiries and they are not
C
discharging any judicial functions as such and their reports are
only recommendatory in nature. Consequently, the Act never
envisaged vesting any primacy on the views of the Chief
Justice of the High Court in the matter of appointment of
Lokayukta or Upa Lokayukta. In support of his contentions,
reference was made to the various judgments of this Court,
which we will discuss in the latter part of this judgment. Shri
Viswanathan, however, has fairly submitted that, as per the
Scheme of the Act, especially under Section 3(2)(a) and (b),
before making appointment to the post of Lokayukta and Upa
Lokayukta, it is obligatory on the part of the Chief Minister to
E
consult the Chief Justice of the State High Court, even though
the views of the Chief Justice has no primacy. Learned senior
counsel submitted that the Governor has to act on the advice
of the Chief Minister for filling up the post of Lokayukta and Upa
Lokayukta.
11. Shri P.V. Shetty, learned senior counsel appearing for
Justice Chandrashekaraiah (retd.) submitted that the primacy
in terms of Section 3 of the Act lies with the Chief Minister and
F
not with the Chief Justice. In support of his contention, reference
G
was made to the various judgments of this Court, which we will
discuss in the latter part of the judgment. Learned senior
counsel submitted that the judgment delivered by the High
Court holding that the views of the Chief Justice has primacy
relates to cases pertaining to appointment of the Judges of the
H
1006
SUPREME COURT REPORTS
[2013] 3 S.C.R.
A Supreme Court and High Courts, appointment of the President
of State Consumer Forum, Central Administrative Tribunal and
so on and the ratio laid down in those judgments is inapplicable
while interpreting Section 3(2)(a) and (b) of the Act. Learned
senior counsel also submitted that the reasoning of the High
s Court that there should be specific consultations with regard to
the names suggested by the Governor with the Chief Justice,
is unsustainable in law. Shri P.V. Shetty also submitted that the
expression 'consultation' cannot be understood to be consent
of the constitutional authorities as contemplated in the section.
c
12. Learned senior counsel submitted that the Chief
Minister advised the name of Justice Chandrashekaraiah,
suggested by some of the Consultees to the Governor who
appointed him as Upa Lokayukta. Learned senior counsel
submitted that assuming that the Chief Justice had not been
D consulted, the views of the Chief Minister had primacy and the
Governor rightly accepted the advice of the Chief Minister and
appointed Justice Chandrashekaraiah as Upa Lokayukta.
Learned senior counsel submitted that in any view the failure
to consult the Chief Justice would not vitiate the decision
E making process, since no primacy could be attached to the
views of the Chief Justice. Learned senior counsel, therefore,
submitted that the High Court has committed a grave error in
quashing the notification appointing Justice Chandrashekaraiah
as Upa Lokayukta. Learned senior counsel submitted that the
F various directions given by the High Court in its judgment is in
the realm of rule making which is impermissible in law.
13. Shri K.N. Bhat, learned senior counsel appearing for
the respondents endorsed the various directions given by the
G High Court which according to him are of paramount
importance considering the nature and functions to be
discharged by Lokayukta or Upa Lokayukta in the State of
Karnataka. Learned senior counsel pointed out that the
institution of Lokayukta has been set up for improving the
H standards of public administration so as to examine the
JUSTICE CHANDRASHEKARAIAH (RETD.) v.
1007
JANEKERE C. KRISHNA [K.S. RADHAKRISHNAN, J.]
complaints made against administrative actions, including the
A
cases of corruption, favouritism and official indiscipline in
administrative machinery. Shri Bhat compared the various
provisions of the Act with the similar legislations in other States
and submitted that, so far as the Karnataka Act is concerned,
there is a multi-member team of consultees and also there is
B
no indication in the Act as to whose opinion should prevail over
others. Considerable reliance was placed on the judgment of
this Court in Justice K.P. Mohapatra v. Sri Ram Chandra
Nayak and Ors. (2002) 8 SCC 1, wherein this Court has taken
the view that the opinion of the Chief Justice has got primacy c
which is binding on the State. Learned senior counsel submitted
that the conduct and functions to be discharged by Lokayukta
or Upa Lokayukta are apparent, utmost importance has to be
given in seeing that unpolluted administration of the State is
maintained and maladministration is exposed. Learned senior 0
counsel submitted that the functions of the Kamataka Lokayukta
are identical to that of Lokpal of Orissa and that the principle
laid down in that judgment would also apply while interpreting
Sections 3(2)(a) and (b) of the Act.
14. Learned senior counsel submitted that the primacy has
E
to be given to the views expressed by the Chief Justice, not
because the persons appointed are discharging judicial or
quasi-judicial functions but the source from which the persons
are advised for appointment consists of former judges of the
Supreme Court and Chief Justices of High Courts and judges
F
of the High Courts in the matter of appointment of Upa
Lokayukta. Learned senior counsel submitted that the Chief
Justice of the High Court, therefore, would be in a better
position to know about suitability of the persons to be
appointed to the posts since they were either former judges of G
the Supreme Court or Chief Justices of the High Courts or
judges of the High Courts.
15.