# R. KRISHNA !YER, JASWANT SINGH AND v. D. TULZAPURKAR, JJ.J

- **Citation:** [1978] 3 S.C.R. 608
- **Court:** Supreme Court of India
- **Decided:** 1978-04-07
- **Case number:** Civil Appeal No. 315 of 1978
- **Bench:** V. R. Krishna !Yer, Jaswant Singh, V. D. Tulzapurkar
- **Source:** https://unisonlegal.in/judgment/supreme-court-of-india/r-krishna-yer-jaswant-singh-and-v-d-tulzapurkar-jj-j-7371
- **Pages:** 44

## Headnote

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Penal Code, (Act V). 1860-S.179-Whether mens rea forms a necessary
component of S. 179-Defences open under Section 179 l.P.C. rlw Section 161
Criminal Procedure Code,
Criniinal Procedure Code, 1973, S. 161(2)-Paraineters of Section 16lt2),
what are-Whether the tendency to expose a person to a criminal charge embrance answers which have an inculpatory impact in other criminal cases in
posse or in esse elsewhere,-"Any person supposed to be acquaintr:d'' in S. lbl
(1) Whether includes an accused person or only a lvitness-When does
an
answer acquire confessional status within the meaning of S. 27 of Evidence
Act.
"Right to silence", when applicable-Constitutional right under Art. 20(3)
exa1nined, explained and made explicit-Meaning of the word "accused" occurring in Art. 20(3) whether it includes a suspect-accused-Constitution of lndia,
1950, Art. 20(3).
Examination of a witness by Police under S. 161-Eflect of proviso and
marginal note, Cr!. P C., 1973.
The appelJant, a former Chief Minister of Orissa and one time Minister
at the National level was directed to appear at the Vigilance Police Station.
Cuttack, in September, 1977 for being examined in connection with a case
registered against her by the Deputy Superintendent of
Police,
Vigilance,
Cuttack u/s 5(2) read withs. 5(1)(d) and (e) of the Prevention of Corruption
Act and u/s. 161/165, 120B and 109 I.P.C. On the strength of the first information. in which the appellant, her son and others were shown as accused persons
investigation was commenced.
During the course of the investigation it was
that she was interrogated with reference to a long string of questions,
given
to her in writing. The gravamen of the accusation was one of acquisition of
assets disproportionate to the known, licit sources of income and probable
resources over ihe years of the accused, who occupied a public position and
exercised public power for a long spell during which the appellant by receipt
of illegal gratification aggrandised herself.
Exercising her right of 'silence
guaranteed under Art. 20(3) of the Constitution, the appel1ant refused to answer,
with the result a, complaint was filed by the Deputy Superintendent of Police,
Vigilance (Directorate of
Vigilance) Cuttack, against the appellant,
under
s. 179 I.P.C. before the Sub-Divisional Judicial Magistrate, Sadar, Cuttack. The
Magistrate took cognizance of the offence and issued summons of appearance
against the appellant-accused.
Ag.crieved by the action of the Magistrate and
urging that the complaint did not and could not
disclose an
offence, the
accused-appellant moved the High Court under Art. 226 oi the CciJ.stitution
as well as under s. 401 of the Cr. P. Code, challenging the validity of the
Magisterial proceeding.
The broad submission, unsuccessfully
made
before
the High Court, was that the charge rested upon a failure to answer interrogations by the police but this charge was unsustainable because the umbrella of
Art. 20(3) of the Constitution and the immunity under Section 161(2) of the
Cr. P. Code were wide enough to shield her in her refusal. The plea of unconstitutionality and illegality, put fonvard by this pre-emptiye proceeding was
rebuffed and so th~ appellant appealed to this Court by certificate granted under
Art. 132(1) resulting in two appeals.
Allowing the appeals a.nd quashing the prosecution procecdinrs the Court
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NANDINI SATPATHY V. DANI
609
HELD :
1. When a woman is commanded into a police station violating
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the commandment of Section 160 of the Code when a heavy load of questions
is handed in some permissible some not, where the area of constitutional protection against self-crimination is (until this decision) blurred in some aspects,
when, in this Court, counsel for the accused unreservedly undertakes to answer
in the light of the law herein laid down, when the object of the prosecution is
to compel contrite compliance with Section 161 Cr. P.C. abandoning all contun1acy a

## Text

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608
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NANDINI SATPATHY
V·
DANI (P.L.) AND ANR.
April 7, 1978
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(V. R. KRISHNA !YER, JASWANT SINGH AND V. D. TULZAPURKAR, JJ.J
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Penal Code, (Act V). 1860-S.179-Whether mens rea forms a necessary
component of S. 179-Defences open under Section 179 l.P.C. rlw Section 161
Criminal Procedure Code,
Criniinal Procedure Code, 1973, S. 161(2)-Paraineters of Section 16lt2),
what are-Whether the tendency to expose a person to a criminal charge embrance answers which have an inculpatory impact in other criminal cases in
posse or in esse elsewhere,-"Any person supposed to be acquaintr:d'' in S. lbl
(1) Whether includes an accused person or only a lvitness-When does
an
answer acquire confessional status within the meaning of S. 27 of Evidence
Act.
"Right to silence", when applicable-Constitutional right under Art. 20(3)
exa1nined, explained and made explicit-Meaning of the word "accused" occurring in Art. 20(3) whether it includes a suspect-accused-Constitution of lndia,
1950, Art. 20(3).
Examination of a witness by Police under S. 161-Eflect of proviso and
marginal note, Cr!. P C., 1973.
The appelJant, a former Chief Minister of Orissa and one time Minister
at the National level was directed to appear at the Vigilance Police Station.
Cuttack, in September, 1977 for being examined in connection with a case
registered against her by the Deputy Superintendent of
Police,
Vigilance,
Cuttack u/s 5(2) read withs. 5(1)(d) and (e) of the Prevention of Corruption
Act and u/s. 161/165, 120B and 109 I.P.C. On the strength of the first information. in which the appellant, her son and others were shown as accused persons
investigation was commenced.
During the course of the investigation it was
that she was interrogated with reference to a long string of questions,
given
to her in writing. The gravamen of the accusation was one of acquisition of
assets disproportionate to the known, licit sources of income and probable
resources over ihe years of the accused, who occupied a public position and
exercised public power for a long spell during which the appellant by receipt
of illegal gratification aggrandised herself.
Exercising her right of 'silence
guaranteed under Art. 20(3) of the Constitution, the appel1ant refused to answer,
with the result a, complaint was filed by the Deputy Superintendent of Police,
Vigilance (Directorate of
Vigilance) Cuttack, against the appellant,
under
s. 179 I.P.C. before the Sub-Divisional Judicial Magistrate, Sadar, Cuttack. The
Magistrate took cognizance of the offence and issued summons of appearance
against the appellant-accused.
Ag.crieved by the action of the Magistrate and
urging that the complaint did not and could not
disclose an
offence, the
accused-appellant moved the High Court under Art. 226 oi the CciJ.stitution
as well as under s. 401 of the Cr. P. Code, challenging the validity of the
Magisterial proceeding.
The broad submission, unsuccessfully
made
before
the High Court, was that the charge rested upon a failure to answer interrogations by the police but this charge was unsustainable because the umbrella of
Art. 20(3) of the Constitution and the immunity under Section 161(2) of the
Cr. P. Code were wide enough to shield her in her refusal. The plea of unconstitutionality and illegality, put fonvard by this pre-emptiye proceeding was
rebuffed and so th~ appellant appealed to this Court by certificate granted under
Art. 132(1) resulting in two appeals.
Allowing the appeals a.nd quashing the prosecution procecdinrs the Court
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NANDINI SATPATHY V. DANI
609
HELD :
1. When a woman is commanded into a police station violating
A
the commandment of Section 160 of the Code when a heavy load of questions
is handed in some permissible some not, where the area of constitutional protection against self-crimination is (until this decision) blurred in some aspects,
when, in this Court, counsel for the accused unreservedly undertakes to answer
in the light of the law herein laid down, when the object of the prosecution is
to compel contrite compliance with Section 161 Cr. P.C. abandoning all contun1acy and this is achieved by the undertaking, when the pragmatic issues involved are so com_plex that effective barricades against police pressure to secure
self-incrimination need more steps as indicated in this judgment that persistence
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in the prosecution is seeming homage to the rule of law and quashing the prosecution secures the ends of justice and the right thing to do is to quash the
prosecution as it stands at present. That this dimension of the problem has
escaped the Executive's attention for reasons best left unexplored is regrettable.
[650 H, 65! A-Cl
It is quite probable that the very act of directing a woman to come to the
police station in violation of section 160(1) Cr. P.C. may make for tension and
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negate voluntariness. It is likely that some of the questions are self-criminatory.
l\.fore importantly, the admitted circumstances are such that the trying magistrate
may have to hold an elaborate enquiry about other investigations, potential and
actual, to decide about the self-accusatory character of the answers.
And.
finally, the proces·1 cf provin.~ proneness for self-incrimination \vill itself strike .
a below on the very protect10n under Art. 20(3).
f649 G-H, 650 A]
(a) S. 161 enables the police to examine the accused during investigation:
[644 CJ
(b) The prohibitive s\veep of Art. 20(3) goes back to the stage of police
interrcgation not, as co"0-tended coillmencing in Court only;
f644·C].
(c) The provisions of Art. 20(3) and section 161(1) substantially cover
the same area so far as police investigations are concerned;
f644-C]
(d) The ban on self·accusation and the right to silence, while on investigation or trial is under \Vay, goes beyond that case and protects the accused in
regard to other offences pending or imminent, which /may deter him fron1
voluntary disclosure of criminatory matter; [644 C-D]
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( e) 'Compelled testimony' must be read as evidence procured not merely
by physical threats or violence but by psychic torture, atmospheric pressure,
environmental
coercion
tiring
interrogative
prolixity,
overbearing
and
intimidatory methods and the like not legal
penalty
for violation.
So the
legal perils foliowing upon refusal to ansv.'er or answer truthfully cannot be
regarded as compulsion v.iithin the meaning of Art. 20(3).
The prospect of
}'
prosecution may lead to legal tension in the exercise of a constitutional right,
but then, a stance of silence is running a calculated risk. On the other hand,
if there is any n1ode of pressure, subtle or crude, mental or physical, direct or
indirect, but sufficiently substantial, applied by the policeman for obtaining
information from an accused strongly suggestive of guilt it becomes compelled
testimony violative of Art. 20(3); [644 D-F]
(f) A police officer is clearly a person in authority. Insistence on answering
is a forn1 of pressure especially in the atmosphere of the police station unless
certain safe guards erasing duress are adhered to. Frequent threats of prosecution if there is failure to answer may take on the complexion of undue pressure
violating Art. 20(3 J.
Legal penalty may by itself does not amount to duress
but the manner of mentioning it to the victim of interrogation may introduce
an element of tension and tone of command perilously hovering near compulsion;
[644 F-G]
(g) Self incrimination or tendency to expose oneself to a criminal charge is
less than 'relevant' and more than 'confessional'.
Irrelevance is impermissible;
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while relevance is licit if the relevant questions are loaded with guilty inference
in the event of an answer being supplied the tendency to incriminate springs
into existence; [644 G-H]
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SUPREME COURT REPORTS
[1978] 3 S.C.R.
(h) The accused person cannot be forced to answer questions merely because the answea1 thereto are not implicative when viewed in isolation and
confined to that particular case.
He is entitled to keep his mouth shut if the
ans\ver. sought has a ~easonable prospect of exposing him to guilt in some other
a~cusation actual or imminent, even though the investigation under way is not
\V1th rcferenc.e to !hat. In determining the incriminatory character of an ans\ver
the accused 1s entitled to consider and the Court while adjudging will take note
of the setting, the totality of circumstances, the equation, personal and social
\Vhich have a bearing on making an answer substantially innocent but in effect
guilty in import.
However, fanciful claims, unreasonable apprehensions. and
vague possibilities cannot be the hiding ground for an accused person. He is
bound to answer where there is no clear tendency to criminate.
[644 H, 645 A-BJ
(i) Section 179 l.P.C. has a component of mens rea and where there is no
·wilful refusal but only unwitting omission or innocent warding off, the offence
is not made out.
f645-C]
(j} Where there is reasonable doubt indicated by the accused's explanation
he is entitled to its benefit and cannot be forced to sub~tantiate his ground lest,
by this process, he is constrained to surrender the very privilege for which be
is fighting.
What may apparently be innocent information n1ay really be nocent
or noxious vie-;.ved in the wider setting.
[645 C-D]
(k} The right to consult an advocate of this choice shall not be denied to
any person who is arrested.
This does not mean that persons who are not
under arrest or custody· can be denied that right.
The spirit and sense of
Art. 22(1} is that it is fundamental to the rule of la¥/ that the service of a
lawyer shall be available for consultatioo._1 to a.ny accused person under circ:umstances of near-custodial interrogation.
Moreover, the observance of the right
against self-incrimination is best promoted by conceding to the accused the right
to consult a 1egal practitioner of his choice.
Lawyer's presence is a constitutional claim in some circumstances in our country also, and. in the context of
Art. 20 (3), is an assurance of awareness and observance of the right to silence.
Art. 20(3) and :\rt. 22(1) may in a way be telescoped bv n1aking it prudent
for the police to permit the advocate of the accused, if there be one, to be
present at the time he is examined.
Over-reaching Art. 20(3) and S. 161(2}
will be obviated by this requirement. It is not that the police must secure theservices of a lawyer.
That will lead to police-station-lawyer system, an abuse
which breeds other vices.
But if an accused person expresses the wish to have
his lawyer by his side when his examination goes on, this facility shall not be
denied. without being exposed to the serious ;reproof that involuntary selfcrimination secured in secrecy and by coercing the \Vill
-.·:a~ the project.
,\
lawyer cannot harangue the police but may help his client and complain on
his behalf although his very nresence will ordinarily ren1ove the in1plicit n1enace
of a police station. No doubt the presence of a lawyer is asking for the moon in
many cases until a public defender system becomes ubiquitous.
The police
need not wait more than for a reasonable \Vhile for an advocate's arrival.
But
they must invariably \Varn and record that fact about the right to silence against
self-incrimination: and where the accused is literate take his \vritten acknowledgment
[645 G-H, 646 A-EJ
(l) 'Third degree' is an easy temptation where the oressure to dete-ct is
heavy. the cerebration involved is hard and the resort to torture may yield
high dividends.
[646 FJ
[J(eeping in vie\v the symbiotic need to preserve the immunity without stifling
le!!itimate investigation after an examination of the accused, v.·here a Jaw'Yer
of his choice is not available, the police official should take him to a magistrate,
doctor or other willing and responsible non-partisan official or non-official and
allow a secluded audience where he may unburden himself beyond the view of
rhc police and tell whether he has suffered duress, which should be follo\ved by
iudicial or some other custody for him where the
poli~ can'llot te?.ch Jiim.
That collocutor may briefly record the relevant conversatton and communicate
it not to the police but to the nearest magistrate Pilot projects on this pattern
may yield experience to guide the practical urocesses of imolementing Art. 20(3}.
These are not mandates but strong suggestions.]
[64 D-E]
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NANDINI SATPATHY V. DANI
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(m) Many of the questions put by the police are not self-incriminalory,
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remote apprehensions being wholly irrelevant.
To answer is citizen's duty;
failure is asking for conviction.
The appellant shall undertake to answer all
.questions put to her which do not materially incriminate her in the pending
or imminent investigations or prosecutions.
If she claims immunity regarding
any questions she will, without disclosing details, briefly state in which case
or offence in the offing makes her reasonably
apprehend
self-incrimination
by her refused answers.
If, after the whole examination is over, the officer
concerned reasonably regards any refusal to ansv.'er to be wilful violation under
pretence of imn1unity from self-incrimination, he will be free to prosecute the
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alleged offender after studying the refusal to answer in the light of the principles
earlier set out, Section 179 LP .C. should not be unsheathed too pron1iscuously
and teasingly to tense lay people into vague consternation and covert compulsJon
3Jthough the proper office of Section 179 I.P .C. is perfectly wiihin the constitutional limits of Art. 20(3).
[651 C·F]
2. The rule of law· becomes a rope of sand if the lawful authority of public
servants can be defined or disdained by those bound to obey. The might of the
law, in the last resort guarantees the right of the citizen and no one, be he
minister or higher, has the discretion to disobey without running a punitive
risk.
Chapter X of the Indian Penal Code is designed to penalise disobedience
of public servants exercising lawful authority.
S. 179 is one of the provisions
to enforce compliance when a public servant legally demands truthful ansv:.'ers
but is met with blank refusal or plain mendacity. (620 F-G]
3. A break down by S. 179 I.P.C. yields the following pieces (a) the demanding authority must be a public servant; a police officer is obviously one;
(b) the demand, must be to state the truth. on a subject in the exercise of legal
powers; and, indubitably, a-o- investigating officer enjoys such powers under the
·(~r. P. Code, and, in the instant case, requisition was precisely to tell the truth
on matters supposedly purtine1:it to the offence under investigation. S. 161 of the
Cr. P. Code obligates "any person supposed to be acquainted with the facts and
circumstances of the case" to answer truthfully "all queslions relating to such
case other than questions the answers to which \vould have a tendency to expose
him to a criminal charge".
[621 A-B]
In the present case, admittedly oral answers to written interrogations were
sought, although not honest speech but 'constitutional' silence greated the public
servant. And this refuge by the accused under Art. 20(3) drove the disenchanted
officer to seek the sanction of section 179 J.P .C.
If the literal force of the
text governs the comrlex of facts, the Court must convict, lest the Jong arm of
the investigatory law should hang liif\.p when challe•ngcd by the ncgativ-;: attitude
of inscrutability worn by the interrogatee unless \Vithin the text and texture
of the section-built-in defences exist.
[621 B-C]
4. The area covered by Art. 20(3) of the Constitution and section 161(2)
of the Criminal Procedure Code is substantially the sa1ne. So much so, terminological expansion apart, sec. 161(2) is a parlian1entary gloss on the constitutional clause.
[623D]
A constitutional provision receives its full sen1antic range and so it follows
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that a wider connotation must be imparted to the expressions 'accused of any
offence' and 'to be witness against himself'.
Art. 20(3) of the Constitution
warrants no such,truncation as argued by Counsel but, as in Miratyja v. Arizona,
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384 U.S. 436 (1966) ruling extends the embargo to police investigation, also.
A narrow meaning may emasculate a necessary protection.
There are only
two primary queries involved in this clause that seals the lips into permissible
silence (i) Is the person called upon to testify 'accused of any offence' and (ii)
is he being compelled to the witness against himself ? [623 E-F]
Miranda v. Arizona, 384 U.S. 436 (1966); referred to.
A wider construction viz. that s. 161 (2) of the Code might cover not
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merely accusations already registered in police stations but those which are
likely to be basis for exposing a person to a criminal charge, if applicable to
Art. 20(3), approximates the constitutional clause to the explicit statement of
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SUPREME COURT REPORTS
(1978] 3 S.C.R.
t~e prohibition in s. 161 (2). S. 161 (2) meaningfully uses the expression 'expose
himself to a criminal charge'.
Obviously, these words mean, not only cases
where the person is already exposed to a criminal charge but also instances
which ~ill imminently expose him to criminal charges.
In Art. 20(3)
the
expression (accused of any offence' must mean formally accused in praesenti
not in futuro-not even imminently as decisions now stand. The expression "to
be witness against himself" means more than the court process., Any giving
of evidence, any furnishing of information, if likely to have an incriminating
impact ensures the description of being witness against himself.
Not being
limited to the forensic stage by express words in Art. 20(3) the expression
must be construed to apply to every stage where furnishing of information and
collection of materials takes place.
That is to say, even the investigation at
the police level is embraced by Art. 20(3). This is precisely wha.t s. 161(2)
means.
[623 G-H, 624 A-BJ
Sub-section (2) of S. 161 Cr. P. C. relates to oral examination by police
officers and grants immunity at that stage.
Briefly, the Constitution and the
Code are coterminous in the protective area.
While the
Code
may
be
changed, the Constitution is more enduring.
[624 B-C]
6. Under the Indian Evidence Act the Miranda exclusionary rule that custo~
dial interrogations are inherently coercive finds expression (s. 26), although the
Indian provision confi'IlCs it to confession which is a narrovter concept than
self-incrimination. [624 DJ
7. Speaking pragmatically, there exists a rivalry between societal interest in
effecting crime _detection and constitutional rights which accused individuals
possess, Emphasis may shift, depending on circumstances, in balancing the5c
interests as bas been happening in America. Our constitutional perspective has,
therefore, to be relative and cannot afford to be absolutist, especially when
torture technology, crime escalation and other social variables affect the application of principles in producing humane justice.
[624 E-G]
Couch v. United States, 409 U.S. 322, 336 (1972) referred to.
8. Two important considerations n1ust be placed at the forefront before
sizing up the importance and impregnability of the anti-self-incrimination guarantee. They are (i) not to write off the fear of police torture leading to forced self
incrimination as a thing of the past and (ii) never to forget that crimes,
in
India and internationally are growing and criminals are outwriting the detectives.
[625 C, G]
The first obligation of the criminal justice system is to secure justice by
seeking and substanciating truth through proof, The means must be as good as
the ends and the dignity of the individual and the freedom of the human person
cannot be sacrificed' by resort to improper means, however worthy the ends.
Therefore. 'Third degree' has to be out-lawed and indeed has been. [626 F-G]
The cherished principle behind the Maxim 'nemo tenetur sceipsum tenetur'
meaning "a man cannot represent himself as guilty" which proscribes compulsory self-accusation, should not be dangerously
over broad
nor
illusorily
\vhittled down. And it must openly work in practice and not be a talismatic
symbol.
If Art. 20(3) is not to prove a promise of unreality the Court must
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clothe it with flesh and blood. [626 H, 627 B-C]
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Miranda v. Arizona, 384 U.S. 436 (1966), Brown v. Walker, 40 L. Ed. 819
referred to.
A moral from the Miranda reasoning is the burning relevance of erecting
protective fenders and to make their observance a police obligation so that the
angelic Art. 20(3) may face upto Satanic situations. [630 F-GJ
9. The fran1ers of our Constitution have
cognised
certain
pessimistic
poignancies and mellow life meanings and obligated Judges to. maintain a 'f'!-ir
state-individual balance' and to broaden the
fundamental
nght ,to fulfil its
purpose, lest frequent !martyrdoms
redu~e the
~t!cle .to a mock. for~a.
Even silent approaches, furtive moves, shght deviations and subtle 1ngenu1ttes
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NANDINI SATPATHY V. DANI
613
may erode the article's validity unless the law outlaws illegitimate and unconsA
titutional proce_Qures before they find their first firm footing.
The silent cause
of the final fall of the tall tower is the first stone obliquely and obliviously
removed from the base.
[631 E-F]
And Art. 20(3) is a human article, a guarantee of dignity and
integrity
and of inviolability of the person and refusal to convert an adversary systen1
into an inquisitorial scheme in the antagonistic μnte-chamber of a
police
station.
And in the long run, that investigation is best which uses strategems
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least, that policeman deserves respect who gives his fists rest
and his wits
restlessness.
10. Sec. 161 (2) is a sort of parliamentary commentary on Art. 20(3) of
the Constitution. The scope of s. 161 does include actual accused and suspects
and therefore the police have power under sections 160 and 161 of the Cr. P.C.
to question a person who the~ was or in the future may incapnate as an accused
person. 'Any person' in s. 161 Cr. P.C. would include persons then or ultimately
accused.
[632 E-F]
C
Any person supposed to be acquainted with the facts and Circumstances of
the case includes an accused person who fills that role because the police
suppose him to have committed the crime and must, therefore, be familiar
with the
fact~. The supposition may later prove a fiction but that does not
repel the section.
Nor does the marginal note 'examination of witnesses by
poJice' clinch the matter.
A marginal note clears' ambiguity but does
not
control meaning.
Moreover, the suppositious accused figures functionally as a
witness.
To be a witness, from functional angle, is to impart knowledge in
respect of a relevant fact, and that is precisely the purpose of questioning the
accused under section 161 Cr. P.C.
The dichotomy between 'witnesses' and
'accused' used as terms of art. does not hold good here. The amendment, by
Act XV of 1941, of Sec. 161(2) of the Cr. P. Code is a legislative acceptance
of the Pakala Narayana Swami· reasoning and guards against a possible repercussion of that ruling.
The ap_pellant squarely fell within the interrogational
ring. To hold otherwise is to fold up investigative exercise, since questioning
suspect is desirable for detection of crime and even protection of the accused.
Extreme positions may boomerang in law as in politics. [633 F H, 634 A-B]
M. P. Sharma v. Salish Chandra, Dist, Magistrate, Delhi [1954] S.C.R. 1077,
!aka/a Narayanaswami v. Emperor, A.I.R. 1939 PC 47, Mahabir Mandal and
Ors. v. State of Bihar, [1972] 3 SCR 639, 657; followed.
11. Suspects, not yet formally charged but embryonically are accused on
record, also may swim into the harbour,. of Art. 20(3) and therefore a person
formally brought into the police diary as an accused person is eligible for the
prophylactic benefits of Art: 20(3) of the Constitution.
[635 B-G]
State of Bombay v. Kathi Kalu Oghad, [1962] 3 SCR 10 reiterated.
Raja Narayan Lal Bansilal v. Manek Phiroz Mistry and ()rs. [1961} 1 S.C.R.
417; Ramesh Chandra Mehta v. State of W. B. [1969] 2 S.C.R. 461 and Bhagwandas Goenka v. Union of India, Crl. A. 131-132 of 1961 S.C. dated 20-9-63;
referred to.
12. It is plausible that where realism prevails over formalism and probabi~
Hty over possibility. the enquiries under criminal statutes with quasi-criminal
investigations are of an accusatory nature and are sure to end in prosecution
when the offence is grave and the evidence gathered good. And to deny the protection of a constitutional shield designed to defend a suspect because the enquiry is
preliminary and may possibly not reach the Court is to erode the substance
while paying hollow homage lo the holy verbalism of the Article. [637 H. 638A]
D
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F
G
Ramesh Chandra Mehta v. State of W.B. [1961] 2 S.C.R.
461 and Raja
Narayan Lal Bansilal v. Manak Phiroz Mistry and Ors., [1961] 1 S.C.R. 417,
H
referred to.
13. The view !hat the bar in Art. 20(3) operates only when the evidence
previously procurid from the accused is sought to be introduced into the case
A
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H
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SUPREME COURT REPORTS
[1978] 3 S.C.R.
at the trial by th.c Court will be sapping the juice and retaining the rind of
~rt. 20 (3) doing interpretative violence to the humanist justice of the proscrip~
·lion. The text of the clause contains no such clue,
its intendment is stultified
by such a judicial amendment and an expansive construction has the merit of
natural meaniqg, self-fulfilment of the 'silence zone' and the advancement of
huma:l! rights. The. plea for narrowing down the play of the sub-article to the
forensic phase of tnal cannot be accepted. lt \vorks where the mischief is, in the
womb, i.e. the police process.
l638 B-Dl
14. Both precedent procurement and subsequent exhibition of self criminatting testimony are obviated by intelligent constitutional anticipation.
If
the
police can inter:.rogate to the point of self-accusation, the subsequent exclusion
of that evidence at the trial hardly helps because the harn1 has been already
done. The police will prove through other evidence what they have procured
through forced confession.
So it is that the foresight of the framers has preempted self-incrimination at the incipient stages by not expressly restricting it
to the trial stage in Court.
True, compelled testimony previously obtained is
excluded.
But the preventive blow falls. also on pre-court testimonial compulsion.
The condition is that the perscn compelled must be an accused.
[639 B-D]
15. Not all relevant answers are criminatory; not all criminatory answers
are confessions.
Tendency to expose to a criminal charge is wider than actual
exposure to such charge. The spirit of the American rulings and the substance
of this Court's observations iustify this 'wheels \Vithin wheels' conceptualization
of self-accusatory statements.
The orbit of relevancy is large.
Every fact
which has a ne~us with the ca~c does uot make it noxious to the accused. Relevance may co-exist with innocence and constitutional censure is attracted only
\vhen inference .of nocence exists. And an incrirllinatory inference is not enough
for a confession.
Only if, ¥,rithout more, the ansv.'er established guilt, does it
amount to a confession.
[639 E·G]
Answers that would, in themselves, support a conviction are confessions
but answers whkh have a reasonable tendency strongly to point out to the guilt
of the accused are incriminatory.
Rc1evant replies which furnish a real and
clear link in the chain of evidence indeed to bind down the accused with the
crime become incriminatory and offend. Art. 20(3) if elicited by pressure from
the mouth of the accused.
An answer acquires confessional status only if, in
terms of substantially, aII the facts which constitute the offence are admitted
by the offender. If his statement also contains self-exculpatory matter it ceases
to be a confession. Article 20 (3) strikes at confessions and self-incriminati0ns
but Iea\'es untouched other relevant facts.
[640 A-CJ
16. The claim of a witness of privilege against self-incrimination has to be
tested on a careful consideration of alI the circumstances in the case and where
it is clear that the claim is unjustified, the protection is unavailable.
[640C]
f\.ferely because he fancied that bv such answer he would incriminate himself
he could not claim the privilege of silence. It must appear to the court that the
implications of the question, in the setting in which it is asked, make it evident
that a responsi\.'.e answer or an cxolanation of v.1hy it cannot be answered might
be dangerous because injurious disclosure could result.
The apprehension of
incrirnination from the ansv..·cr sought must be sub<;tantial ·and real as distinguished from danger of remote possibilities or fanciful flo',V of inference. Two
things need emphasis.
The ~etting of the particular case, the context ~d the.
environment i.e. the tc•tality nf circumstances. must inform the perspective ot
the Court adjudging the incriminatory injury, and
1
\Vhcre
reasona~le doubt
exists. the benefit must go in favour of the right to silen(c by a llheral construction of the Artcle.
[640 D-F]
But the true test is;
could the vvitness (accu<;ed) have reasonably sensed
the peril of prosecution from his ansv..·er in the conspectus of circumstances ?
The perception of the peculiarities of the case cannot be irrelevant in proper
appraisal of self-incriminatory potentiality.
r640GJ
Hof/1nan v. [Jnited States 341 U.S. 479 and Malloy v. Bagan, 12 L.Ed. 2d.
653 quoted 'vith approval.
.J
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NANDINI SATPATHY V. DANI
615
17. The policy behind the privilege under our scheme, does not swing so
A
wide as to s\veep out of adrnissibility statements neither confessional per se
nor guilty in tendency but merely relevant facts which viewed in any setting,
does not have a si11ister import.
To spread the net so "'idc is to tnake a
mockery of the examination of the suspect, so necessitous in the search for
truth.
Over-breadth undermines, and such morbid exaggeration of a wholesome
protection must be demurred.
[640 H, 641 A-B]
On the bounds between constitufonal proscription and testimonial penllissicn
B
Art. 20(3) could be invoked only against statements which had a
material
bearing on the criminality of the maker of the statement.~ "By itself does not
exclude the setting or other integral circumstances but means something in the
fact disclosed a g;1ilt element. The setti'flg of the case is an iinplied component
of the statement. [641 B-DJ
State of Bo1nbay v. Kathikalu Oghad, [1962] 3 SCR P. 10 referred to.
1 S. Relevancy is ·tendency to make a fact probable.
Crimination is a ten·
C
dency to make guilt probable.
Confession is a potency to make crime con·
elusive.
'fh_e taint of tendency, under Art. 20(3) ands. 161(1) is more or less
the same. It is not a remote, recondite, freak or fanciful inference but a reasonable, real, materi_al or probable deduction. This governing test holds good,
it is pragmatic, for one feels the effect, its guilty portent fairly clearly. [641 E-F]
19. There is need for regard to the impact of the plurality of other investi·
gations in the offing or prosecutions pending on the amplitude of the immunity.
'To be 'Wi.!.ness against oneself'
is not confined to particular offence regarding
which the questioning is made but extends to other offences about which the
accused has reasonable apprehension of implication from his answer.
This
conciusi :in also flow3 from tendency to be exposed to a crin1in>1l o:hargc.
"A
criminal charge' covers any criminal charge than under investigation or trial
or imminently threatens the accused.
[641 G-H, 642 A}
20. The setting of the case or cases is also of the utmost significance in
pronouncing on the guilty tendency of the question and ans\ver. What in one
milieu m:J.Y be colourless, may, in another be criminal. While <JJThjectivism of
the accused may exaggeratedly apprehend a guilty inference lingering behind
every non-corrlmi.ttal question, objectivism reasonably screens nocent from innocent answers.
Therefore. making a fair margin for the accused's credible
apprehension of implication from his own mouth. the Court will view the interrogation objectively to hold it crin1inatory or otherwise without <J1Jrrendering to
the haunting subjectivism of the accused. The dynamics of constitutional silence
cover many interacting factors and repercussions from speech.
[642 A, C-D]
21. The policy of the law is that each individual accused included, by virtue
of his guaranteed dignity has a right to a private enclave where·he may lead a
free life without over-bearing investigatory invasion or even crypto-coercion.
The protean forms gendarme duress assumes. the environmental pressures of
police presence, compounded by incommunicado confinement and psychic exhaustion, torturesome interrogation and physical menances and• other ingenious,
sophisticated procedures-the condition, mental. physical, cultural and socialof the accused,
the length of the interrogation and the manner of its conduct
and a v<1riety of 1ike circumstances, will go into the pathology of coerced para·
confessional answer~·. The benefit of doubt where· reasonable doubt exists, mu:;t
go in favour of the accused.
[643 C-D]
State of Bombay v. Kathikalu Oghad. [1962] 3 SCR 10, referred to.
Observation
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. . [Such deviance as in thi~ case where .a high~r le~el police officer, ignorantly
1ns1sted on a ¥.'Oman appeanng at the nohce station. 1n fragrant contravention of
the wholesome oroviso to Section 160(1) of the Cr. P.C. must be visited with
H
nrompt punishment, since policemen may not be a law unto themselves expecting others to obey the Jaw.
The wages of indifference is reprimand of intran·
sigence dlsc;plinary action. If the alibi is that the Sessions Court had directed
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SUPREME COURT REPORTS
[1978] 3 S.C.R.
the accused to appear at the police station, that is no absolution for a police
officer from disobedience of the law. There is public policy, not complimeliltary
to the police personnel, behind this legislative proscription which keeps, juveniles
and females from police company except at the former's safe residence.
May
be, in later years, community confidence and consciousness will regard the police
force as entitled_ to better trust and soften the sticmatising or suspicious provi4
sions now writ across the Code].
CIVIL APPELLATE JURISDICTION : Civil Appeal No. 315 of 1978.
From the Judgment and Order dated 30-1-1978 of the Orissa High
Court in (\:.D.C. No. 961/77.
AND
CRIMINAL APPEAL NO. 101 of 1978
From the Judgment and Order dated 30-1-1978 of the Orissa High
Court in Criminal Revision No. 397 of 1977.
G. Rath, S. K. Bagga, (Mrs.) S. Bagga and Indu Talwar for the
Appellant.
B. M. Patnaik, A. G .. Orissa, Vinoo Bhagat and R. K. Mehta for
Respondent No. 1.
The Judgment of th•: Court was delivered by
A pensive preface :
KRISHNA IYER, J.-Every litigation has a touch of human crises
and, as here, it is but a legal projection of life's vicissitudes.
E
A complaint was filed by the Deputy Superintendent of Police,
Vigilance (Directorate of Vigilance), Cuttack, against the appellant,
the former Chief Minister of Orissa under section 179 I.P.C., before
the Sub-divisional Judicial Magistrate, Sadar, Cuttack, alleging offending facts which we will presently explain.
Thereupon the Magistrate
took cognizance of the offence and issued summons for appearrance against the accused (Smt. Nandini Satpathy). Aggrieved by the
F
action of the Magistrate and urging that the complaint did not and
could not disclose an offence, the agitated accused-appellant moved
the High Court under Art. 226 of the Constitution as well as under
section 401 of the Cr. P. Code, challenging the validity of the Magis·
terial proce<>...ding.
The broad submissions, unsuccessfully made before
the High Court, was that the charge rested upon a failure to answer
interrogations by the police but this charge was unsustainable because
G
the umbrella of Article 20(3) of the Constitution and the immunity
under section 161 (2) .of the Cr. P. Code were wide enough to shield
her in her r~fusal. The plea of unconstitutionality and illegality, put
forward by this pre-emptive proceeding was rebuffed by the High
Court and so she appealed to this Court by certificate granted under
Article 132(1), resulting in the above two appeals, thereby tak?ng a
calculated risk which might boomerang on the litigant if she failed,
H
because what this Court now decides finally binds.
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Every appeal to thi's court transcends the particular !is to incarnate
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as an appeal to the future by the invisible many whose legal lot w~
...,...
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NANDINI SATPATHY v. DANI (Krishna Iyer,!.)
617
decide by laying down the Jaw for the nation under Article 141; and,
so, we are filled with humility in essaying the task of unravelling the
sense and sensibility, the breadth and depth, of the principle against
self-incrimination enshrined iil Art. 20(3) of our Constitution and
embraced with specificity by Section 161 (2) of the Cr. P. Code. Here
we must remember, concerned as we are in expounding an aspect of
the Constitution bearing on social defence and individual freedom, that
humanism is the highest Jaw which enlivens the printed legislative text
with the life-breath of civilized values.
The judge who forgets this
rule of law any day regrets his nescient verdict some day.
Now, we move on to the riddle of Art. 20(3), the range of the
'right to silence' and the insulation of an accused person from police
interrogation under section 161 (2) of the Cr. P. Code. Counsel on
both sides have presented the rival viewpoi'o.ts with utmost fairness
some scholarship and we have listened to them, not as an abstract
intellectual exercises peppered by lexical and precedential erudition but
as deeper dives into the meaning of meanings and the exalted adventures in translation of twinkling symbols. Our Constitutional guarantees
are phrnsed like the great sutras-pregnant brevities enwombing
founding faiths.
The basic facts which have given rise to this case need to be narrated but the law we have to settle reminds us, not of a quondam
minister, the appellant, but of the numerous indigents, illiterates and
agrestics who are tensed and perplexed by police processes in station
recesses, being unversed in the arcame implications of Art. 20 ( 3) and
unable to stand up to rnugh handling despite section 161(2). Lawin-action is tested by its restless barks and bites in the streets and its
sting in hostile camps, especially when the consumers are unaware of
the essential contents of the protective provisions,-and not by its
polished manne~s and sweet reasonableness in forensic precincts. The
pulse of the ~itated accused, hand-cuffed and interrogated, the rude
voice and ready rod of the head constable and the psychic strain,
verging on consternation, sobbing into involuntary incriminations, are
part of the scenario of police investigation which must educate the
Court as it unveils the nuances of Art. 20(3) and its inherited phraseology. A people who'se consciousness of rights is poor, a land where
legal services at the incipient stages are rare and an investigative personnel whose random reson to third degree technology has ancient
roots-these and a host of other realistic factors must come into the
Court's ken when interpreting and effectuating the constitutional right
of the suspect accused to remain silent.
That is why quick surgery,
when constitutional questions affecting the weaker numbers are involved, can be successful failure.