# RAJENDRA PRASAD ETC. ETC v. STATE OF UTTAR PRADESH '

- **Citation:** [1979] 3 S.C.R. 78
- **Court:** Supreme Court of India
- **Decided:** 1979-02-09
- **Case number:** Criminal Appeal No. 501/74. AND CRIMINAL APPEAL NO. 513 of 1978
- **Bench:** V. R. Krishna Iyer, D. A. Desai, A. P~ Sen
- **Source:** https://unisonlegal.in/judgment/supreme-court-of-india/rajendra-prasad-etc-etc-v-state-of-uttar-pradesh-7803
- **Pages:** 91

## Headnote

c
D
E
F
G
H
P.enal Cod~. 302---Scope of-Death Sentence-When should &e awartled.
(Per majority-Krishna Iyer and Desai, JJ.)
I. The only question before the Court is a& to when and why shall capital
puriishment be pronounced on a murderer and why not in other cases, within
the confines of the Code.
Urgency to the solution is
obvious. The overt
ambivalence and covert conflict among judges concerning continued r~ort k>
the death sentence mirrors the uncertainties and conflict& of valuei in the
community itself. [89G & 90D]
2. Section 302 of the !PC throws little light on when the CO!lrt mall blang
the seQ.tence of why the lesser penalty shall be preferred. Since Jaw reflects
life. new meanings must permeate the Penal Code. Deprivation of life under
our system is too fundamental . to be . permitted except on the gravCit ground
and under the s,trictest scrutiny. [90F; 94C-D]
3. To say that discretion of the Judge passiD.g the sentence under s. 302
!PC is guided by well-recognised principles shifts the issue to what
thooe
recognised rules. are. The big margin 0£ subjectivism. a preference fbr old
precedents, theories of modem penology, behavioral emphasis or social an~
cedents,
judicial
hubris
or human
ri&hts
perspectives,
reverence
for
outworn social philosophers-this plurality of forces play• a part in swinin&
the pendulum of sentencing justice erratically. Until Parliament speaks, this
Court cannot be silent. [95E; 9701
4. Executive commutation is no substitute for judicial justice, at best it is
administrative policy and at worst pressure-based partiality. The criteria for
clemency are often different. [99C]
5. In so far as s. 302 !PC is concerned several attempts had been made
to restrict or remove dCath penalty but never to enlarge -its Bpplication. Parliamentary pressure has been to cut down death penalty, ·atthongh the section.
formally remains the same. In the case of the Criminal Procedure Code the
legislative development has shifted the punitive centre of gravity from
life
taldng to life sentence. In other words, the legislative trend seeml!l
to be
while formerly the rule was to sentence to death a person who is C-Onvicted
for murder, it is now to impose a lesser sentence· for reasons to be recorded
in writing. Formerly, capital punishment was to be imposed unless
special
reasons could be found to justify the lesser sentence. After 1955 courts, were
left equally free to award either sentence. The 1973 Code has made an unmistakable shift in legislative emphasise under which life imprisonment for
· murder is the rule and dapital sentence the exception
for rc.uons to
be
stated. [IO!D; 104B-C]
,.,.
...
(
...
..
"
-'i
~
~
RAJENDRA V. U.P. STATE
79
6. Ct'iminologists al]. the world over, however, argued that death has deci..
A
11ively lost the battle, and even in our Codes it has 'Shrunk into a, weak excep·
tion.
What are the exceptional cases ?
Personal story of an actor in a
shocking- murder, if considered, may bring tears and soften the serttence. He
mi,aht have been a tortured child, an -ill-treated 'orphan, a jobless man or the
<>onvict's poverty might be responsible for the crime.
[106G; 107B]
7. In the post Constitution periods. 302 IPC and s. 345(3) o( the Cr. P.C.
llave to be relld in the humane light of Parts III and IV illumined
by
the
Prumble to the Constitution. In other words the sacrifice of a life sentence
is sanctioned only if otherwise public interest and social defence and public
•rder would be smashed .irretrievably. Such extraordinary
grounds
alone
~
-constitutionally qualify a.si special r'easons.
One stroke of murder hardly qualiL-..., fies for this drastic requirement, however gruesome the killing may be. The
'r
1CArching question the Judge' must put to himself is what is so-extra-ordinari-
.,(
IJ reas:onab1e as to validate the wiping out of life itself and with it the great
•
rig\lt• which inhere in him in the totality of facts.
[121F; llOE·FJ
8 .. The retributive theory has had its day and is no longer

## Text

_Characters 0–39,900 of 243,046. This is a partial read: ask again with offset=39900 for what follows._

/
78
A
RAJENDRA PRASAD ETC. ETC.
v.
STATE OF UTTAR PRADESH
'
February 9, 1979
B.
[V. R. KRISHNA IYER, D. A. DESAI AND A. P~ SEN, JJ.j
c
D
E
F
G
H
P.enal Cod~. 302---Scope of-Death Sentence-When should &e awartled.
(Per majority-Krishna Iyer and Desai, JJ.)
I. The only question before the Court is a& to when and why shall capital
puriishment be pronounced on a murderer and why not in other cases, within
the confines of the Code.
Urgency to the solution is
obvious. The overt
ambivalence and covert conflict among judges concerning continued r~ort k>
the death sentence mirrors the uncertainties and conflict& of valuei in the
community itself. [89G & 90D]
2. Section 302 of the !PC throws little light on when the CO!lrt mall blang
the seQ.tence of why the lesser penalty shall be preferred. Since Jaw reflects
life. new meanings must permeate the Penal Code. Deprivation of life under
our system is too fundamental . to be . permitted except on the gravCit ground
and under the s,trictest scrutiny. [90F; 94C-D]
3. To say that discretion of the Judge passiD.g the sentence under s. 302
!PC is guided by well-recognised principles shifts the issue to what
thooe
recognised rules. are. The big margin 0£ subjectivism. a preference fbr old
precedents, theories of modem penology, behavioral emphasis or social an~
cedents,
judicial
hubris
or human
ri&hts
perspectives,
reverence
for
outworn social philosophers-this plurality of forces play• a part in swinin&
the pendulum of sentencing justice erratically. Until Parliament speaks, this
Court cannot be silent. [95E; 9701
4. Executive commutation is no substitute for judicial justice, at best it is
administrative policy and at worst pressure-based partiality. The criteria for
clemency are often different. [99C]
5. In so far as s. 302 !PC is concerned several attempts had been made
to restrict or remove dCath penalty but never to enlarge -its Bpplication. Parliamentary pressure has been to cut down death penalty, ·atthongh the section.
formally remains the same. In the case of the Criminal Procedure Code the
legislative development has shifted the punitive centre of gravity from
life
taldng to life sentence. In other words, the legislative trend seeml!l
to be
while formerly the rule was to sentence to death a person who is C-Onvicted
for murder, it is now to impose a lesser sentence· for reasons to be recorded
in writing. Formerly, capital punishment was to be imposed unless
special
reasons could be found to justify the lesser sentence. After 1955 courts, were
left equally free to award either sentence. The 1973 Code has made an unmistakable shift in legislative emphasise under which life imprisonment for
· murder is the rule and dapital sentence the exception
for rc.uons to
be
stated. [IO!D; 104B-C]
,.,.
...
(
...
..
"
-'i
~
~
RAJENDRA V. U.P. STATE
79
6. Ct'iminologists al]. the world over, however, argued that death has deci..
A
11ively lost the battle, and even in our Codes it has 'Shrunk into a, weak excep·
tion.
What are the exceptional cases ?
Personal story of an actor in a
shocking- murder, if considered, may bring tears and soften the serttence. He
mi,aht have been a tortured child, an -ill-treated 'orphan, a jobless man or the
<>onvict's poverty might be responsible for the crime.
[106G; 107B]
7. In the post Constitution periods. 302 IPC and s. 345(3) o( the Cr. P.C.
llave to be relld in the humane light of Parts III and IV illumined
by
the
Prumble to the Constitution. In other words the sacrifice of a life sentence
is sanctioned only if otherwise public interest and social defence and public
•rder would be smashed .irretrievably. Such extraordinary
grounds
alone
~
-constitutionally qualify a.si special r'easons.
One stroke of murder hardly qualiL-..., fies for this drastic requirement, however gruesome the killing may be. The
'r
1CArching question the Judge' must put to himself is what is so-extra-ordinari-
.,(
IJ reas:onab1e as to validate the wiping out of life itself and with it the great
•
rig\lt• which inhere in him in the totality of facts.
[121F; llOE·FJ
8 .. The retributive theory has had its day and is no longer valid. Deterr•nce- and reformation are the primary s6cial s.oals which make deprivation of
life and liberty reasonable as penal penacea. [122C]
B
c
9. The current ethos, with its strong emphasis en human rights and against
D,
·tiefl.th penalty, together with the ancient strains of culture spanning the period
from Buddh_~ to Gandhi must ethically inform the concept of social justice
whiclt is a paramom:lt principle and cultural paradigm of our Constitution.
[122C-D]
10'. The personal and social, the motivational and physical circumstances,
•f :the ~riminal are relevant factors in adjudging the penalty as clearly provided for under the Code of 1973.
So also the intense suffering alretldy endured
9y prison torture or agonishing death penalty hanging over head consequent on
the Jen! process. T122D·EJ
11. Although the somewbat obsolescent Mc'Naughten Rules
codified
in
s. 84 of tile Penal Code alone are exculpatory, mental imbalances,
neurotic
upsets and psychic crises may "e ·extenu3rory and the sense of diminished
responsibility may manifest itself in judicial ,clemency of commuted life incar·
ceration. [122FJ
12. The social justice which the Preamble and Part IV (Art. 38)
highlight, as paramount in the governance of the country has a role to mould the
~entence. If the murderous operation of
a die-hard criminal
jeopardizes
social ·security in a persistent, planned and perilous fashion then his enjoy·
ment of fundamental rights may be rightly annihilated. One test for impORition of death sentence is to find out whether the murderer
offers
such a
traumatic threat to the survival of social order. Some of the principles 81'enever hang unless society or its members may lose more lives by keeping
:alive an irredeemable convict. Therefore social justice projected by Art. 38
colours the concept of reaso_nableness in Art. 19
and
non-arbitrariness
in
·Art. 14. This complex of articles validates death penalty in limited cases.
Maybe tr~in dacoity and bank robbery bandits reaching menacing proportio11S,
-economic offenders profit killing in an intehtional and organised way, a.re 90.ch.
categories in a Third World setting.
[112D; 114C; 112Gl
: '¢:
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80
SUPREME COURT REPORTS
[1979] 3 s:c.P:.
A
13. Survival of an orderly society without which the extinction of .huilllllJ
rights is a probability compels the higher protection of the law to those officers who are charged with the fearless and risky discharge of hazardous duties.
in strategic situations. Those officers of law, like policemen on duty or
soldiers and the like have to Perform their functions even in the face of threat
of violence, sometimes in conditions of great handicap., If they are killed
by desig11ers of murder and the law does not express its strong condemnation
B
in extreme penalisation, justice to those called upon to·· defend justice may fail.
This facet of social justice also may in certain circumstances nnd at certain
stages of societal life demand death sentence.
[123D-E]
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14. Special reasons necessary for imposing death penalty must relate not
"-
to the crime as such but ti:> the criminal. [124E]
,,_
Jagmohan Singh v. State of U .P., [1973] 1 sec 20; Ediga Annama v. ~
State of A.P., [1974] 4 SCC, 443; Sunil Batra v. Delhi Admn., J1978] 4 sec
'·
· 494 at 569 & 572; referred to.
(·
Capital punishment in India; The Impact of the Ediga Anamma, by Prof ..
A. R .. Blackshield-(July 1977), referred to.
Rajendra Prasad' s case :
The family to which the iappellant and the deceased belonged were
011
inimical terms. - The appellant who was the son of one of the families murder ..
ed the deceased. After some years in the prison, he was released on Gandhi
Jayanti day.
On return some minor incident ignited his latent feud and· he:
stabbed to death a friend of the opposite family, he woo: sentenced to death.
The secOnd murder is not to be confounded with the persistent potenti·ar
for murderous attacks by the murderer. This was not a
menace
to
the
social order but a specific family feud. Here was not a youth of ccntrollable
violent propensities against the comm.unity but one whose paranoid preoccupation with a family quarrel goaded him to go the rival. So long as thetherapeutic processes are absent from prisons these institutions, for from bein&'
the healing hope of society, prove hardening schools
to train
desperate~
criminals. Desperate criminal is a convenient description to brand a person.
Seldom is the other side of the story exposed to judicial view. There is noth:-
ing on record
to
suggest
that
the appellant was beyond
redemption;.
nothing on record hints at any such attempt inside the prison.
The appellant
showed no incurable disposition to violent outbursts against his feUow-men ..
There is therefore, no special reason to hang him. He should be awarded life:
imprisonment.
" Kunjukunju's case :
The appellant, a married man with tWo children, developed
illicit
sex
relations with a fresh girl. In order to win her hand he murdered his wife-.
and two Children. Th\'re is no evidence to show that he
was a
d~perate
hedonist or randy rapist. He is not a social security risk altogether beyond!
salvage by therapeutic life sentence.
Death sentence is commuted to life imprilonme:Dt.
..
B
Dubey"s case :
.The appellant, a young man, aged about 20, stabbed
to
dct>th
three
members of the family with whom his· family ·had a quarrej· over partition of
(
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RAJBNDRA V. U.P. STATE
81
property. It is illegal in this case to award capital sentence without considering
A
correctional possibilities inside prison. He wtts not a murderer born but made
by the passion of fan1ily quarrel.
He could be saved for society with
correctional techniques , and directed into repentance. A family
feud,
an
altercation,. ai sudden passion, although :.attended with extraordinary cruelty,
young and malleable age, reasonable prospect of reformation and absence of
any conclusive circumstance that the assailant is a habitual murderer or given
to chronic violence-these. catena of circumstances bearing on the offender
B
call for the lesser sentence.
Sen J, (DissentJnR)
1. (a) It .is constitutionally and legally impermissible
for the
Supreme
Court while helai_iug an appeal by special leave under Art. 13'6 of the Constitutionj on a question of sentence, to restructure s. 302 of the Indian Penal
Code, 1860 or s. 354, sub-s. (J) of the Code of Criminal Procedure 1973,
so as to limit the scope of the sentenCe of death provided for the offence of
murder under s. 302.
[13 IF-Gl
(b) The question whether the scope of the death sentence· should be curtailed or not, is one for the ~arliament to decide. The matter is essentially
of political expediency and, as such, it is the concern of statesmen and,
thereforej properly the domain of the legislature, not the j'udiciary.
[137E]
D
(c) In an appeal confined to sentence under Article 136 of, the Constitution, Supreme Court has not only the power but as well as
the
duty
to
interfere if it considers that 1he appeJlant should be sentenced 'differently',
that is, to set aside the sentence of death and substitute in its place the sentence
of impriSonment for
life, where
it
considers,
taking the case
as
a
Whole, the sentence of death to- be erroneous, excessive or indicative of an
E
improper exercise of discretion; but at the same time, the Court must impose
some limitations on itself in the exercise of this broad power. In dealing with
a sentence which has been made the subject of an appeal, the
Court will
interfere with a sentence only where it is ~erroneous in principle'.· The question, therefore, in each case is whether there is an 'error of principle' in·
volved.
[1340-H]
(d) The Court has the duty to see that on the particular facts and circumstances of each case the punishment fits the crime. ·Mere compassionate
sentiments of a humane feelings cannot be a sufficient reason for. not confirming a sentence of death but altering it into a sentence of imprisonment for
life. In awarding sentence, the Court must, las it should, concern itself with
justice,
that
is,
with
unswerving
obedience
to
established
law.
It
is,
and must be,
also
concerned
with
the
probable effect
of
its
sentence both on the general public and the culprit. Judges are not concerned "ith the
morales
or ethics of a punishment. It is but their duty to
administer the law as it is and not to say what it should be. It is not the
intention of the Supreme Court to curtail the- scope of the death
sentence
under s. 302 by a process of judicial construction inspired by the personal .
views.
rt35B: !37D"El
2. It it also not legally permissible for this Court while hearing an appeal
in a particular case where a capital sentence is imposed, to define the expreBsion "special 'reasons" occurring in sub-s. (3) of s. 354 of the Code, in such
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SUPREME COURT REPORTS
(1979] 3 ji.C.R.
& manner by a process of judicial interpretation, which virtually has the effect
ot abolishing the death sentence. [l 37H]
(a) Under s. 354, sub-s. (3) of the .Code of Criminal Procedure, 1973,
tho Court is required to state the reasons for a sentence awarded, and in the
cue of imposition of a sentence of death the Judge has to record "special
reasons" for imposing death sentence. Punishment for n1urder as a rule should
B
be life imprisonment and death sentence is only an exc'Wtion. [159A]
c:
•
(b) It is neither feasible nor legally permissible for this Court to give
+
:a definite connotation to the expression "special reasons" occurring in s. 354
•ub-s. (3) of the Code of Criminal Procedure, 1973. It is difficult to put
4
11ipecial reasons" in a
straight-jacke~. · Each case must depend on its
own
.,_
particular facts. The question of sen~ence must be left to the discretion of the ~-----(
Seasions Judge trying the accused. Under the present Code, a trial for murder - ~
is divided into two stages. There is·. a bifurcated trial. The first part of the
' \._ __
trial is directed solely to the issue of guilt or innocence, and concludes with
(
the finding of the Sessions Judge on that issue. At the end of the trial when
he ~omes to a conclusion of guilt, he has to adjourn the case for hearing the
accused on the question of sentence. [159CD]
Section 235, sub-s. (2) of the Code specifical!y provides for an opportunity of hearing to the accused on the question of sentence after a verdict of
guilt ia recorded against him. The burden is upon the prosecution to make
out a case for igiposition of the extreme penalty. Where a sentence of death
ii passed, the Sessions Jtidge has to make a reference to the High Court under
s. 366, sub-s. (1) of the Code. Under s. 367, sub-s. (I) if the High Court
t}1inks a further inqlliry should be made into, or additional evidence taken
upon, any point bearing upon the guilt or innocence of the convicted person,
it may make such inquiry OP. take such evidence itself, or direct it to be made
or taken by the Court of Sessions. Jn a case subm'itted under s. 366, the High
Court under s. 368(a) may either confirm the sentence, or pass any other
eentence, i.e. "reduce the sentence of death into a sentence of imprisonment
for life. Thereafter an appeal 1ies to this Court by a special
leave
under
Article 136 on the question of sentence. · [159&H]
Failing the appeal, there is the President's power to grant reprieve and
pardon under Article 72(1), as wen ~ the Governor's power of commutation under Article 161 of the ConstitutiOn which is a sovereign function.
The
power of the President and of the Governor to grant reprieves and pardons
is wide enough to include the power to commute land to remit sentence of
punishment. All cases of capital punishment are closely scrutinised by
the
Executive at both the levels to see whether there are such extenuating circumstances as would justify a reprieve, and the power to commute a death sentence
is freely exercised, whenever there is some doubt as to the severity
of the
punishmeot. Under the present system the Prerogative of Mercy in the case
of persons under senterice of death works well and it produces reSults generally regarded as satisfactory.
It helps in mitigating the rigour of the death
sentence, particularly in case of those murderers whose execution would offend
the public conscience. Very few persons under a sentence of death-may be
one or two in a _year, in, a State are usually executed. It is, therefore, not
proper for the Court to trench . upon the President's or the Governors preroc•tive to grant pardon or reprieve under Articles 72(1) and 161 in taking
•
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RAJENDRA V. U.P. STATE
83
>- .
'Upon itself the task of commutation of a death sentence, which is properly
A "·
imposed, in the facts and circumstances , of a particular case, merely because
there is a. doubt that the Executive may commute the sentence ultimately, or
<
by one·s ·vi""' as to the utility. of death penalty. [!60A-E]
...
Ba/wait!. Singh's case [1976] 2 SCR 684; Ambaram's Case (1974] 4 SCC
tl.98 and Sarveshwar Prasad Sharma's case [1978] 1 SCR 360; referred to.
(c) Judges are entitled to hold their own views, but it is the bounden duty
of the Court to impose a .proper punishment, depending upon the
de&ree of
;..
criminalitJ and the desirability to impOSe such punishment as a measure of
social aecea;ity, as a means of deterring other potential offenders.
It iS only
~1
in very grave cases Where it is a crime against the society and the brutality
' ......--Uf the crime shocks the judiciM conscience that the Court has the power, as
J~ weJJ as lhe duty, to ia1pose the death sentence. In view of these adequate
~
safeguards, it can hardly be asserted that the sentence of death provided for
an offence of murder punishable under s. 302, is 'de-humanising• or that it is
~unnecessary•. Where the ""crime is cruel tind inhuman a death sentence may
be called for.
[160F-Hl
Zdifif Anamma, [1974) 4 S.C.C. 443; Bis/um Pas & Ors. (1975] 3 S.C.C.
700; referred to.
(d) If Parliament thought it right to give to the Judges. discretion as to
the sentence, they would not or ought not to shrink from their onerous responsibility. It would. not be appropriate to curtail the ambit o,f their dis-
•Cretion by judicial process. A sentence of a wrong type, that is, to substitute a sentence of imprisonment for life where the death sentence is cttlled
tor, causes grave miscarriage of justice. A sentence or pattern of sentences
which faili to take due account Of gravity of the offence can seriously undermine respect for law.
[164E-FJ
·
(e)' In the three ·cases there were 'special reasons' within the meaning of
-s. 354, sub-s. (3) of the Code of Criminal Procedure, 1973 for the passin~
·of the death sentence in each and, therefore, the High Courts were justified in
·confirming the death sentence passed under s. 368(a) of the Code. Indeed,
\~ _ __."they are illustrative of the rate type of cases, that is, first degree murders,
._r
-where a death sentence is usually awarded · ln any civilised country.
These
-
·were cases of diobolical, cold-blooded brutal murders of
innocent persorui,
-·-:--.a
that is, first degree murders of extreme brutality or depritvity.
The1 inhumanity of some of these offences defied belief. Any interference with the sentence
<>f death, would be wholly unwarranted in each case.
[l64G] ·
(f) It is the .duty of the Court to impose a proper punishment depending
upon the degree of criminality and desirability to impose such punishment as
a measure of soc~al necessity as a means of deterring other potential offenders.
"F\iilure to impose a death sentence in such grave cases where it is a crime
against the society-particularly in cases of murders committed with extreme
"brutality, will bring to nought the sentence of death provided for by s. 302
of the Indian Penal Code, 1860. To allow the appellants to escape with the
lesser punishment after they had committed such
intentional.
cold-blooded,
.deliberate
i\nd brutal murders will deprive the. law of its
effectiveness
a.nd
result in lcavesty of justice. [168A·B]
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84
SUPREME COURT REPORTS
[1979] 3 s.c.R.
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(g) In these 3ppeals it Cannot be asserted that the award of death se.ntenceB
c
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F
to the appellants was "erroneous in principle". Nor can it be Sl;lid tl}.at thesentence of death passed on them was arbitrary or excessive or indicative of an
improper exercise of discretion.
[167H]
(i) Rajendra Prasad's case is destructive of the theory of reformation. The
'therapeutic touch' which it is said is the best way of preventing repetition of·
the offence has been of no avail. Punishmeni must be designed so as
to
deter, as far as possible from commission of similar offences. It should also·
,.....
serve as a wUrning to other members of society. In both respects, the experi·
ment of reformation has miserably failed.
There is no doubt, with the com·-
-Ii:
mutation of his death sentence, the accused will commit a {ew more murders,
r,._
and he ·would again become a menace to the community,
[165G]
~
.
(ii) In Kuniukunju Janardlian's case the accused, who acted aS a monster,
~>---
did not even spare his two innocent minor children in order to get rid of.
-,(
his wife and issues through her. The death sentence was the only and apprcr
priafe penalty which should be awarded in such a case.
[166D]
(h) There is no inexorable rule that either the extreme youth
of the·
accused or the flact that he acted in a heat of passion must
always
irres~
pective of the enormity of the offence or otherwise be treated as a sufficient_
ground for awarding the lesser punishment. The
Court has to take
into·
consideration all the circumstances which do not merit the extreme penalty ..
In the facts and circumstances of this particular case i.e.
Sheo Sha'nker
Dubey's case these factors cannot outweigh other considerations. Three precious lives have been lost by the dastardly act of the accused. A family basv
been wiped off.
The de3.th sentence was clearly called for in this
cas~
firstly, as a threat or warning to deter potential mur~erers, and _secondly
as
the guarantee against the brutalisation of human nature. All facts and circumstances, constitute 'special reasons' why the accused should be
sentenced to·
death. [167E-F]
3. It cannot be said that imposition of death penalty, except in the classes~
of cases indicated in the majority Judgment would be viol.ative of Articles 14,..
19 and 21 of the Constitution. Such a question really does not arise
for
consideration.
[136GJ
-- '
(a) The citizen's right to life and personal liberty are guaranteed. by Arti-
<:le 21 of the Constitution irrespective of his ·political beliefs, class, creed or
religion. The Constitution ha&, by Article 21 itself forged certain procedural
safeguards for protection to the citizen of his life and personal liberty.
TheG
idealistic considerations as to the inherent worth and dignity of man is a funda~
mental and prevasive theme of the Constitution, to guard against the executiolh
of a citizen for his political beliefs.
[136C-D]
H
(b) A patriot cannot be equated with an ordinary criminal. A humanistiC'
approach should not obscure one's sense of realities. When a man commits a
crime against the society by committing a diabolical, cold-blooded, pre-planned
murder, of an innocent person the brutality of which shocks the con~ience of
the Court, he must face the consequences of his act. Such a person forfeits hi&
riaht to life.
[136El
'
\
" '
RAJENDRA v. U.P. STATE
85
Jagmohan Singh v. State of U.P. [19,73] 2 S.C.R. 541 followed.
Furman v. Georgia, 408 U.S. 238, 33 L. ed. 2nd 346 explained and differed
from.
Michael de Freites v. Gaorgie Ramouter Benny, L.R. [1975] AC 39; quoted
v:ith approval.
\
(c) If the Courts were to be guided by the classification for inflicting death
penalty only in tl1e case of three calegories of criminals, namely, (i) for White
.collar offences (ii) for anti-social offences, and (iii) for exterminating a person
V.'ho is a menace to the society, that is, a 'hardened 1nurderer', the death sentence
for an offence of murder punishable under section 302, for all practical purposes
r--wsiuid be virtually non-existent. Unfortunately our penal Jaws do not _provide
f
for death sentence for either white collar crimes or anti-social offences. As
regards 'hardened' murderers, there are few to be found.
Many murders unfor· /
tunately go undetected and many a brutal murderer bas to be acquitted for want
of legal evidence bringing his guilt b~yond reasona-ble doubt. Nevertheless,
when the guilt is proved, the Court should leave aside all humanitarian consi·
derations if the extreme penalty is called for. A 'professional' murderer must, as
:a matter of course, be sentenced to death because he is menace to the· society.
A
B
c
\Vhatever sympathy the Court can have should be reserved for the victims of
D
the crime rather than for the perpatrators. In such cases, the law must take
its course.
[162B-E; 163C..D]
4. The criminality of a crime consists not only in the criminal act but in
what that signifies. Its immediately apparent features, the obvious damage to
person or property or to public security, are symptoms of a deeper disorder. It
betokens, and it fosters, an attitude in man to man, of reckless sel&hness, decit
<0r malice, which is incompatible in the long run with any decent sOcial life. In
.any advanced society it. is, in part at least, on account of this wider character,
less easily discerned, that the graver offence are punished. [143E-F]
(a) All punishment properly implies moral accountability. It is related to
injury and not only to damage or danger however greater. Capital punishment
,
does so in an eminent degree. It is directed against one who is ex-hypothesi an
~nhuman brute, i.e. it is imposed simply to eliminate who is held to have become
.,..
irretrievably, a liability or a menace to society. [142E]
•
(b) Punishment like crime has a dual character. The penalty which the
convicted· murderer incurs is not simply death, but death in disgrace and death .
as .a disgrace. In so far as capital punishment is a threat, the thre_at consists not
only in death but in hμamy.
Any theory which ignores this characteristic is
certainly defective.
f!43Fl
Sir Walter Moberly The Ethics qf Punishment Ch. XI Capital Punishment
pp. 271-81; referred to.
( c) PuniShment inflicted by the State in response to a violation of criminal
law has been justified in various ways namely, as society's vengeance upon the
criminal as atonement by the wrong-doer; as a means· of deterring other criminals,
as ,Protection for the law-abiding and as a way of rehabilitating the criminal.
E
:r
G
B
86
I
SUPREME COURT REPORTS
(
[1979] 3 s.c.It~
A
Theories of rehabilitation are largely speculative, since there is Jack of scientific-
<
evidence to support them, though it has been influential in the development of"
B
c
D
E
F
G
modern penolozy.
f!44A-Bl
5. (a) The capital punishment controversy falls within the strict limits or·
'independent' parliamentary law-making, and is a typical or representative of
the kind of problems that leaders of Parliament face every day. In.
short, the case for abolition of the death sentence is political; not constitutional,
The Government carries the responsibility of law and order. That is the first.
and fundamental duty of any Government. The Executive has the duty of·
advising the Government of the laws it believes necessary for the national well-
•
being. It is the duty of the Court, including this Court, to administer the laws:.
/"'
as. they are.
[157D·E]
~
(b) Analysing the substantive merits of the cases for and against the death
'·>-
penalty for murder is essentially a question for the Parliament to resolve and'
.f
not for the Supreme Court to decide. Therefore, it would not be proper for theJudges to attempt to project their personal views in a matter which lies in therealm of political decisiop·making, by focussing on -a single controversy, the ques~.
lion of the proper penalty for the crime of murder.
[157B]
(c) Any justification for the capital sentence, as for other salient features of
the penal system must be sought in the protection of the society and that alone.
[14~E]
Even where it has been legally retained, as in India, Capital Puni!bment is.
now seldom employed except in very grave cases where it is a crime against the
society and the brutality of the crime shocks the judicial conscience. Indeed'
the death penalty satisfies the society's retributive goals and is still pre!omed to
be a deterrent to potential offenders,
Of the three purposes commonly assigned'
to punishment-retribution, deterrence and reformation-deterrence is generally
held to be the most important, although the continuing public demand for rctri:.
bution cannot be ignored. Prima facie, the death sentence is lik.e1y to have. a·
stronger affect as a deterrent upon normal human beings than any other form of
punishment. People are believed to refrain from crime because they fear punish--
·ment. Since people fear death more than anything else, the death penalty is the~
most effective deterrent. [146C-E]
'
.~
(d) If the appeal of capital punishment were merely to fear of death, it
'\.
would be a very inefficient protector of society. In civilised society and in peace
time, government relies for obedience more on its moral prestige than on violent
r'epression of crime. Punishmtnt only protects life effectively if it produces i111
possible-murderers, not only fear of the consequences of committing murder,
but a horrified recoil for the thing itself. It can only achieve, this, more ambitious, task, if sentence of death is felt to embody society's strongest condemnation of murder and keenest sense of its intolerable wickedness.
It is not. by tho
fear of death but by exciting in the community a sentiment of· horror against
any particular act, that the offenders could be deterred· from committina: it.
[!43B-CJ
~-
H
Royal Commission on Capital Punishment Para 59 : referred to.
( e) The punishment of death should reflect adequately the revulsiOJt felt forthe gravest of crimes by the great majority of citizens. Legislators and Jlrdp
I
t ·'
\.
RAJENDRA V. U.P. STATE
87
share this revulsioq themselves; otflerwise indeed their action woulel be morally
indefensible. Their aim then should be, not only to strike terror nor even to
awaken popular indignation in a direction\ convenient to Government. It would
be to arouse in all and sundry their own indignant repudiation of a wicked act
_and at the same time, to deepen it in themselves. In this. vain, sentence of death
bas been pronounced, carried out and acclaimed with stern satisfaction. Otherwise
the conscience of the community would be revolted if the criminals were allowed
. to live. (145F-G]
6. (a.f The theory that (i) the· death penalty is
per se cruel and unu~nal
~
punishment and (ii) alternatively the inordinate delay in carrying it out makee it
\
~o. has now been completefy dest~oyed by two recent decisions of the Privy
:B·
,,.--.council. [149FJ
-I.·
Eaton Baker v. The Queen, L.R. [1975] AC 774 Freites v. George Romouler
C
:.
Benny, LR [1975] AC 239; discussed.
.
(b) In the United States of America also the death penalty has practically
existed more or less harmoniously with humane theories of criminal justice for
over two hundred years (e.g). [151E]
(i) In Trop v. Dulles, [1958] 356 US 86, L. ed. 630, the Court refused to
consider the death penalty as an indent of the constitutional limit of punishment;
(ii) In McGouths v. California, [1971] 402 U.S. 183, it was held that the absence
of any guidelines was not a violation of "due process" and (iii) In Furman v.
Georgia the multiple opinions did not rule out altogether re-imposition of the
death penalty in the future provided there was legislative structuring of a permissible ~ystem providing for sufficient procedural safeguards; (iv) Later on, the
death penalty has been reimposed and this judicial approach stood reoriei;ited.
The constitutionality of the death penalty was supported by four factors (I) th&
reference to capital punishment in the Constitution (ii) the past Supreme, Court
decisions on the death penalty (iii) the limitations of judicial restraints and (iv)
the doctrine of se.paration of powers.
[151F; 1520; l54E]
M. C/Jerif Bassi Owni; Substantive Criminal Law p. 120-128; referred to
'·
and (v) In Gregg v. Georgia, [1976] 428 U.S. 153; 49 L.ed. 2d. 859; Proffit v.
~---Ploride, [1976] 428 242; 49 L.ed. 2d. 913; Jurek Texas, [1976]
428 US 262;
-....
49 L.ed. 2nd, 929-all concerned with discretionary sentencing procedures--,
---,..
and in Woodson v. North Carolina, [1975] 428 US 280; 49 L.ed. 944
Qlld
Roberts v. Lonisiana [1976] 428 US 326; 49 L.ed. 2d 974-both cont
cerned with mandatory death sentence-it was held that (a) the punishment of
•
death did not invariably violates the Constitution (b) history and precedent did
r"" ..
··'
not support the conclusion that the death sentence 'vas pt!r s~ violation of 8th
\.
and 14th Amendments (c) the evolving standards of decencY' arguments had
been substantially under cut in the last four yea-rs because a large segment of the
enlightened population regarded the death penalty as appropriate and nece'8ary
. \_
as seen in the new legislation passed in response to Furman ·(d) tbe·death penalty
was not inherently cruel and unusual. It served two principal soci'al purpos~
retribution and deterrence, and therefore the death sentence for the crime of
murder. was (1) not without justification (2) not unconstitutionally severe aed
(3) not invariably disproportionate to the crime and (e) that Furman mandated.
Where di5CretiODary sentenc'ing was med, there must be suit;tble direction a*
l
F
G
B'
..
88
SuPREME COURT REPORTS
[1979] 3 $.C.R.
A
limitation to minimise the risk of wholly and arbitrary and capricious action~
the bifurcated trial with standards modelled after the Modern Penal Code juriCs
gave just such guidance. [155F-G; 156A]
B
O,bservation :
[If there has to be a law reform at all, some rega1'.d must be had to the plight
of the victim or his or her family by making provision for payment of compensation.
While it is commonly accepted that these convicted of violations of the
criminal law must "pay their debt to society, little emphasis
is placed upon
requiriD:g offenders to "pay their debt" to their victims. These- again are matters
for the Parliament to provide.]
--{.
CRIMINAL APPELLATE JURISDICTION : Criminal Appeal No. 512 of,.
·.,_
c
E
F
G
1978.
*
Appeal by Special Leave from th.e Judgment and Order dated
12-9-74 of the Allahabad High Court in Criminal Appeal No. 501/74.
AND
CRIMINAL APPEAL NO. 513 of 1978
Appeal by Special Leave from the Judgment and Order dated
9-1•1978 Kerala High Court in Cr!. A. No. 213/77 and Ref. Trial
No. 3/77.
AND
CRIMINAL APPEAL NO. 513 of 1978
Appeal by special leave from the Judgment and Order· dated
28-9-77 of the Allahabad High Court in Criminal Appeal No. 261/73
and Reference No. 6 /77.
R. K. Garg for the Appellant in Cr!. A. No. 513 /78.
S. K. Bagga, Amicus Curiae for the Appellant in Cr!. A.512/78
P. K. Pillai, A.micus Curiae for the Appellant in Cr!. A. No. 511/78.
D. P. Uniyal and M. V. Goswami for the State of U.P.
K. R. Nambiar for the State of Kerela.
The Judgment of Krishna Iyer and Desai, JJ. was delivered by
Krishna Iyer, J.; Sen, J. gave a dissenting opinion.
KRISHNA IYER, J.
.J •
H'
THE DEADLY QUANDARY
To be or not to be : that is the question of lethal import and legal
mome~t, in each of these thiee appeals where leave is confined to the
•
I
I,.
I
I.
'
'·
(
RAJENDRA v. U.P. STATE (Krishna Iyer, J.)
89
issue of the propriety of the impost of capital penalty against which
the brutal culprits <lesparately beseech that their dear life be spared
by the Summit Court and the incarceratory alternative be mwarded
instead.
There is, as here, a judicial dimension to the quasi-Hamletian dile=a when "a murder most foul" demands
of sentencing
justice punitive infliction of ~eath or the lesser punishment of life
,
imprisonment, since the Penal Code leaves the critical choice between
physical liquidation and life-long incarceration to the enlightened con-
•
science and sensitized judgment of the Court.
• h
A narration of facts is normally necessary at this early stage but
~ we relegate it to a later part, assuming for the nonce the monstrosity
I
of the murder in each case.
Is mere shock at the horrendous killing
·<.
siWlicient alibi to extinguish one more life,
de hors circumstance;,
individual and social, motivational and psychical ? The crime and
the criminal, contemporary societal crisis, opinions of builders and
moulders. of the nation, cultural winds of world change and other profound factors, spiritual and secular, and above all, constitutional,
inarticulately guide the Court's
faculty in reading the meaning of
meanings in preference to •a mechanistic interpretation of s. 302 I.P.C.
projected in petrified print from Macaulay's vintage mint.
We banish the possible confusion about the precise issue before us
...,.,.
-it is not the constitutionality of the provision for death penalty, but
only the canalisation of the sentencing discretion in a competing situation.
The former problem is now beyond
forensic
doubt after
Jagmohan Singh(') and the latter is in critical need of tangible guidelines, at once constitutional and functional.
The law reports reveal
the impressionistic and unpredictable notes struck by some decisions
and the occasional vocabulary of horror and terror, of extenuation
Md misericordia, used in the sentencing tail-piece of judgments.
..)"1berefore, this jurisprudential exploration, within the framework of
s. 302 I.P.C., has become necessitous, both because the
awesome
--.,,..
'eithet/or' of the Section spells ont no specific indicators and law in
•
this fatal area cannot afford to be conjectural.
Guided l)lissiles, witl1
'
~ lethal potential, in unguided hands, even judicial, is a grave risk
~
where the peril is mortal though tempered by the appellate process.
The core question-the only question-that occupies our attention,
•. ,
within the confines of the Code, is as to when and why shall capital
sentence be pronounced on a murderer and why not in other cases.
A
B
c
D
E
F
G
The penological poignancy and urgency of the solution is obvious
since the human stakes are high, and error, even judicial error
H
•.
-.. -.. '.
(I) Jagmohan Singh v. State af Uttar Pradesh (1973) l S.C.C. 20.
7-19GSCIJ79
...
•
A
B
c
D
E
F
G
D
90
SUPREME COURT REPORTS
[1979] 3 S.C.R.
silences for ever a living being and despatches him to that 'undiscovered country from whose boum no traveller returns' : nor, once
executed, can 'storied um or animated bust back to its mansion call
the fleeting
breath':
The macabre irrevocability of the extreme
penalty makes the sombre issue before us too important to be relegated, !IS often happens, to a farewell paragraph, with focus on frightful features of the crime and less stress on the crime-doer and related
factors.
When human rights jurisprudence and constitutional protections have escalated to sublime levels in ·our country and heightened
"
awareness of the gravity of dealth penalty is growing all over th~
civilised globe in our half-century, is it right to leave s. 302 I.P.C. in
"!"
>
vague duality and value-free neutrality ? Any
academic who
has
\
monitored Indian sentencing precedents on murder may awaken to
"
'the overt ambivalence and covert conflict' among judges 'concerning
continued resort to the death sentence'
which, according to
Prof.
Blackshield,(')
'seems to minor the uncertainties and conflicts of
values in the community itself'.
This tangled web of case-law has .
been woven around the terse terms of s. 302, LP .C. during the last
hundred years.
THE OLD TEXT AND THE NEW LIGHT
Section 302.