# RAM KISHAN FAUJI v. STATE OF HARYANA AND ORS

- **Citation:** [2017] 4 S.C.R. 553
- **Court:** Supreme Court of India
- **Decided:** 2017-03-21
- **Case number:** Civil Appeal No. 4288of2017
- **Bench:** Dipak Misra, A. M. Khanwilkar, Mohan M. Shantanagoudar
- **Source:** https://unisonlegal.in/judgment/supreme-court-of-india/ram-kishan-fauji-v-state-of-haryana-and-ors-32045
- **Pages:** 38

## Headnote

Letters Patent:
A
·B
Maintainability of Letters Patent Appeal (LPA) - Writ petition
C
u/Art. 226 of the Constitution -
Seeking quashing of
recommendation of Lokayukta for registration of FIR and
investigation - Single Judge of High Court allowed the writ petition
quashing the recommendation - Letters Patent Appeal - Allowed -
Appeal challenging maintainability of the LPA - Held: Till a D
competent legislature takes away the power of the Letters Patent,
the same can be exercised by the High Court under Cl. 10 of the
Letters Patent to the High Court - However, exercising such
jurisdiction, it is imperative to see what is the nature of jurisdiction
that has actually been provided in the Letters Patent· - If the
proceedings, nature and relief sought pertain to anything connected E
with criminal jurisdiction, LPA would not lie, as the same is not
provided in Cl. I 0 of Letters Patent - Conception of 'criminal
jurisdiction' as used in Cl. 10 encompasses in its gamut the inception
and the consequence - In the present case, the nature of the
proceedings was criminal and not civil - Therefore, the LPA was
F
not maintainable - Letters Patent (as applicable to erstwhile Punjab
& Lahore High Courts) - Cl. 10.
Court Proceedings :
Nature/character of court proceedings - Determination of -
Held: Character of the proceedings does not depend upon the nature
G
of the tribunal which is invested with the authority to grant relief.
but upon the nature of the right violated and the appropriate relief
which may be claimed.
Civil proceedings and criminal proceedings - Distinction
between - Discussed.
553
H
554
SUPREME COURT REPORTS
[2017] 4 S.C.R.
A
Allowing the appeal, the Court
HELD: 1. Till a competent legislature takes away the power
of the Letters Patent, the same can be exercised by the High
Court. However, while exercising the power under the Letters
Patent, it is imperative to see what is the nature of jurisdiction
B
that has actually been provided in the Letters Patent. The
exercise of jurisdiction has to be within the ambit and scope of
the authority enshrined in the provision meant for intra-court
appeal. [Para 28) [511-B]
Jamshed N. Guzdar v. State of Maharashtra and others
C
(2005) 2 SCC 591 : [2005] 1 SCR 223 - followed.
D
Commissioner of Income-Tax, Bombay & another v.
Ishwarlal Bhagwandas and others [1966) 1 SCR 190;
Jogendrasinhji Vijaysinghji v. State of Gujarat and
others (2015) 9 SCC 1 : [2015] 6 SCR 504 - relied on.
4, An appeal shall lie from the judgment of a Single Judge
to a Division Bench of the High Court if it is so permitted within
the ambit and sweep of the Letters Patent. The power conferred
. on the High Court by the Letters Pa_tent can be abolished or
curtailed by the competent legislature by bringing appropriate
E
legislation. A writ petition which assails the order of a civil court
in .. the High Court has to be understood, in all circumstances, to
be a challenge under Article 227 of the Constitution and
determination by the High Court under the said Article and,
hence, no intra-court appeal is entertainable. The ~~nability of
intra-court appeal will depend upon the Bench 3dju11icating the
F
/is as to how it understands and appreciates the ordl-r passed by
the Single Judge. There cannot be a straitjacket formula for the
sarite. [Para 46] (579-E-H)
G
Hari Vishnu Karnath v. Syed Ahmad Ishaque and others
AIR 1955 SC 233 : [1955] SCR 1104 -
held
inapplicable.
T.C. Basappa v. T. Nagappa: AIR 1954 SC 440: [1955]
SCR 250 - referred to.
3. A civil proceeding is one in which a person seeks to
H
enforce by approprfate relief the alleged infringement of his civil
RAM KISHAN FAUJI v. STATE OF HARYANA AND ORS.
555
rights against another person or the State, and which, if the claim A
is proved, would result in the declaration, express or implied, of
the right claimed and relief such as payment of debt, damages,
compensation, delivery of specific property, enforcement of
personal rights, determination of status, etc. A criminal p

## Text

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[2017] 4 S.C.R. 553
RAM KISHAN FAUJI
v.
STATE OF HARYANA AND ORS.
(Civil Appeal No. 4288of2017)
MARCH 21, 2017
[DIPAK MISRA, A. M. KHANWILKAR AND
MOHAN M. SHANTANAGOUDAR, JJ.]
Letters Patent:
A
·B
Maintainability of Letters Patent Appeal (LPA) - Writ petition
C
u/Art. 226 of the Constitution -
Seeking quashing of
recommendation of Lokayukta for registration of FIR and
investigation - Single Judge of High Court allowed the writ petition
quashing the recommendation - Letters Patent Appeal - Allowed -
Appeal challenging maintainability of the LPA - Held: Till a D
competent legislature takes away the power of the Letters Patent,
the same can be exercised by the High Court under Cl. 10 of the
Letters Patent to the High Court - However, exercising such
jurisdiction, it is imperative to see what is the nature of jurisdiction
that has actually been provided in the Letters Patent· - If the
proceedings, nature and relief sought pertain to anything connected E
with criminal jurisdiction, LPA would not lie, as the same is not
provided in Cl. I 0 of Letters Patent - Conception of 'criminal
jurisdiction' as used in Cl. 10 encompasses in its gamut the inception
and the consequence - In the present case, the nature of the
proceedings was criminal and not civil - Therefore, the LPA was
F
not maintainable - Letters Patent (as applicable to erstwhile Punjab
& Lahore High Courts) - Cl. 10.
Court Proceedings :
Nature/character of court proceedings - Determination of -
Held: Character of the proceedings does not depend upon the nature
G
of the tribunal which is invested with the authority to grant relief.
but upon the nature of the right violated and the appropriate relief
which may be claimed.
Civil proceedings and criminal proceedings - Distinction
between - Discussed.
553
H
554
SUPREME COURT REPORTS
[2017] 4 S.C.R.
A
Allowing the appeal, the Court
HELD: 1. Till a competent legislature takes away the power
of the Letters Patent, the same can be exercised by the High
Court. However, while exercising the power under the Letters
Patent, it is imperative to see what is the nature of jurisdiction
B
that has actually been provided in the Letters Patent. The
exercise of jurisdiction has to be within the ambit and scope of
the authority enshrined in the provision meant for intra-court
appeal. [Para 28) [511-B]
Jamshed N. Guzdar v. State of Maharashtra and others
C
(2005) 2 SCC 591 : [2005] 1 SCR 223 - followed.
D
Commissioner of Income-Tax, Bombay & another v.
Ishwarlal Bhagwandas and others [1966) 1 SCR 190;
Jogendrasinhji Vijaysinghji v. State of Gujarat and
others (2015) 9 SCC 1 : [2015] 6 SCR 504 - relied on.
4, An appeal shall lie from the judgment of a Single Judge
to a Division Bench of the High Court if it is so permitted within
the ambit and sweep of the Letters Patent. The power conferred
. on the High Court by the Letters Pa_tent can be abolished or
curtailed by the competent legislature by bringing appropriate
E
legislation. A writ petition which assails the order of a civil court
in .. the High Court has to be understood, in all circumstances, to
be a challenge under Article 227 of the Constitution and
determination by the High Court under the said Article and,
hence, no intra-court appeal is entertainable. The ~~nability of
intra-court appeal will depend upon the Bench 3dju11icating the
F
/is as to how it understands and appreciates the ordl-r passed by
the Single Judge. There cannot be a straitjacket formula for the
sarite. [Para 46] (579-E-H)
G
Hari Vishnu Karnath v. Syed Ahmad Ishaque and others
AIR 1955 SC 233 : [1955] SCR 1104 -
held
inapplicable.
T.C. Basappa v. T. Nagappa: AIR 1954 SC 440: [1955]
SCR 250 - referred to.
3. A civil proceeding is one in which a person seeks to
H
enforce by approprfate relief the alleged infringement of his civil
RAM KISHAN FAUJI v. STATE OF HARYANA AND ORS.
555
rights against another person or the State, and which, if the claim A
is proved, would result in the declaration, express or implied, of
the right claimed and relief such as payment of debt, damages,
compensation, delivery of specific property, enforcement of
personal rights, determination of status, etc. A criminal proceeding
is ordinarily one which, if carried to its conclusion, may result in
B
imposition of (i) sentence, and (ii) it can take within its ambit the
larger interest of the State, orders to prevent apprehended breach
of peace and orders to bind down persons who are a danger to
the maintenance of peace and order. The character of the
proceeding does not depend upon the nature of the tribunal which
is invested with the authority to grant relief but upon the nature C
of the right violated and the appropriate relief which may be
claimed. [Paras 33 and 34] (572-E-H; 573-A]
Associated Cement Companies Ltd. v. P.N. Sharma AIR
1965 SC 1595 : (1965] SCR 366; Umaji Keshao
Meshram & others v. Radhikabai & another 1986
(Supp.) SCC 401 : (1986] SCR 731; Kishorilal v. Sales
Officer, District Land Development Bank (2006) 7 SCC
496 : [2006] 5 Suppl. SCR 274; State of Madhya
Pradesh and others v. Visan Marduk Shiv Charan Lal
(2008) 15 SCC 233 : (2008] 17 SCR 156; Sushilabai
Laxminarayan Mudliyar and others v. Nihalchand
Waghajibhai Shaha and others 1993 Supp (1) SCC 11;
Ramesh Chandra Sank/a Etc. v. Vikram Cement Etc.
(2008) 14 SCC 58: [2008] 10 SCR 243; Radhey Shyam
and another v. Chhabi Nath and others (2015) 5 SCC
423 : [2015] 3 SCR 197; Surya Dev Rai v. Ram Chander
Rai (2003) 6 SCC 675 : (2003] 2 Suppl. SCR 290;
Naresh Shridhar Mirajkar v. State of Maharashtra AIR
1967 SC 1 : (1966] SCR 744; Lokmat Newspapers (P)
Ltd. v. Shankarprasad (1999) 6 SCC 275: (1999] 3
SCR 907 - referred to.
4. Where an appeal is not excluded against the judgment of
the High Court of a Single Judge, an appeal would lie to the
Division Bench and if the appropriate Legislature has expressly
or by necessary implication not taken away a right of appeal, the
appeal shall lie from the Single Judge under Clause 10 of the
D
E
F
G
Letters Patent to the High Court. [Para 24] (569-C-D]
H
556
SUPREME COURT REPORTS
[2017] 4 S.C.R.
A
South Asia Industries Private Ltd v. S.B. Sarup Singh
and others (1965) 2 SCR 756 - relied on.
5. If the proceeding, nature and relief sought pertain to
anything connected with criminal jurisdiction, intra-court appeal
would not lie, as the same is not provided in Clause 10 of the
B Letters Patent. If an appeal in certain jurisdictions is not provided
for, it cannot be conceived of. The conception of 'criminal
jurisdiction' as used in Clause 10 of the Letters Patent is not to
be construed in the narrow sense. It encompasses in its gamut
the inception and the consequence. It is the field in respect of
which the jurisdiction is exercised, is relevant. The contention
c that solely because a writ petition is filed to quash an investigation,
it would have room for intra-court appeal and if a petition is filed
under inherent jurisdiction under Section 482 CrPC, there would
be no space for an intra-court appeal, would create an anomalous,
unacceptable and inconceivable situation. The provision
D contained in the Letters Patent does not allow or permit such an
interpretation. It confers jurisdiction as regards the subject of
controversy or nature of proceeding and that subject is exercise
of jurisdiction in criminal matters. It has nothing to do whether
the order has been passed in exercise of extraordinary jurisdiction
E
F
under Article 226 of the Constitution or inherent jurisdiction
under Section 482 CrPC. [Paras 49 and 61] [580-H; 581-A; 587G-H; 588-A-C]
Kartar Singh v. State of Punjab (1994) 3 SCC 569 :
[1994] 2 SCR 375; Lal Kamlendra Pratap Singh v. State
of Uttar Pradesh and others (2009) 4 SCC 437 : [2009]
4 SCR 1027; Hema Mishra v. State of Uttar Pradesh
and others (2014) 4 SCC 453 : [2014] 1 SCR 465 -
referred to.
6. In the present case, the writ petition was filed under
Article 226 of the Constitution for quashing of the
G recommendation of the Lokayukta. The said recommendation
would have led to launching of criminal prosecution, and, as the
factual matrix reveals, FIR was registered and criminal
investigation was initiated. The Single Judge analysed the report
and the ultimate recommendation of the statutory authority and
H thought it seemly to quash the same and after quashing the same,
RAM KISHAN FAUJI v. STATE OF HARYANA AND ORS.
557
as he found that FIR had been registered, he annulled it treating A
the same as a natural consequence. Thus, the effort of the writ
petitioner was to avoid a criminal investigation and the final order
of the writ court is quashment of the registration of FIR and the
subsequent investigation. In such a situation, to hold that the
Single Judge, in exercise of jurisdiction under Article 226 of the B
Constitution, has passed an order in a civil proceeding as the
order that was challenged was that of the quasi-judicial authority,
that is, the Lokayukta, would be conceptually fallacious. It is
because what matters is, the nature of the proceeding, and that
is the litmus test. [Para 65) (589-F-H; 590-A-B]
Adishwar Jain v. Union of India and another 2006 Cr.LJ
3193 - distinguished.
Gangaram Kandaram v. Sunder Chikha Amin and
others 2000 (2) ALT 448 (F.B.); State of Haryana and
others v. B.rnjanlal and others AIR 1992 SC 604 :
[1990] 3 Suppl. SCR 259; Rashmi Kumar v. Mahesh
Kumar Bhada (1997) 2 SCC 397 : [1996] 10 Suppl.
SCR 347; Rajesh Bajaj v. State NCT of Delhi (1999) 3
SCC 259 : (1999] 1 SCR 1012; Sanjeev Rajendrabhai
Bhatt v. State of Gujarat & others (2000) 1 Gujarat
Law Reports 206; Umaji Keshao Meshram & others
v. Radhikabai & another 1986 Supp. SCC 401: [1986)
SCR 73; Supreme Court Bar Association v. Union of
India and another (1998) 4 SCC 409 : [~998) 2 SCR
795; A.R. Antulay v. R.S. Nayak and another AIR 1988
SC 1531 : [1988) 1 Suppl. SCR 1; State of Gujarat v.
Jayantilal Maganlal Patel 1995 (2) GLH 260; Patel
Kashiram Lavjibhai v. Narottamdas Bechardas & others
1978 GLR 1047 (FB); CS. Agarwal v. State & others
2011 (125) DRJ 241 (FB); Commissioner of IncomeTax, Bombay & another v. Jshwarlal Bhagwandas and
others [1966] 1 SCR 190; Vipul Gupta v. State & Ors
208 (2014) DLT 468 (DB) - referred to.
7. Therefore, the Letters Patent Appeal was not
maintainable before the Division Bench of High Court and,
consequently, the order passed therein is wholly unsustainable
c
D
E
F
G
H
558
SUPREME COURT REPORTS
[2017] 4 S.C.R.
A and, accordingly, it is set aside. However, as the State had been
diligently agitating its grievance in a legal forum which it thought
had jurisdiction, liberty is granted to the State to assail the order
of the Single Judge in accordance with law. [Para 6tiJ [590-B-C)
Lalita Kumari v. Govt. of Uttar Pradesh and others
B
(2014) 2 SCC 1 : [2013) 14 SCR 713; Justice
Chandrashekaraiah (Retd.) v. Janekere C. Krishna &
others (2013) 3 SCC 117. : [2013) 3 SCR 987;
Associated Cement Cvmpanies Ltd. v. P. N Sharma AIR
1965 SC 1595 : [1965) SCR 366 - referred to.
c
Case Law Reference
[2013) 14 SCR 713
referred to
Para 6
[2013) 3 SCR 987
referred to
Para 11
[1965] SCR 366
referred to
Para 14
D
[196] 2 SCR 756
relied on
Para 23
[200)5 1 SCR 223
followed
Para 25
[1966) 1 SCR 190
relied on
Para 29
E [1986) SCR 731
referred to
Para 35
[2009) 13 SCR 886
relied on
Para 37
[2006) 5 Suppl. SCR 274
referred to
Para 37
F
[2008] 17 SCR156
referred to
Para 37
1993 Supp (1) sec 11
referred to
Para 37
[2008] 10 SCR 243
referred to
Para 38
G
[2015) 3 SCR 197
referred to
Para 39
[2003) 2 Suppl. SCR 290
referred to
Para 39
[1966] SCR 744
referred to
Para 39
[2015) 6 SCR 504
relied on
Para 43
H
RAM KISHAN FAUJI v. STATE OF HARYANA AND ORS.
559
(1999] 3 SCR 907
referred to
Para 44
A
(1955] SCR 1104
held inapplicable
Para 47
!1955) SCR 250
referred to
Para 47
2000 (2) ALT 448 (F.B.)
referred to
Para 50
B
[1990] 3 Suppl. SCR 259
referred to
Para 51
[1996] 10 Suppl. SCR 347
referred to
Para 51
[1999] 1 SCR 1012
referred to
Para 51
(2000) 1 Gujarat Law Reports 206
referred to
Para 53
c
[1998] 2 SCR 795
referred to
Para 54
[1988] 1 Suppl. SCR 1
referred to
Para 54
1995 (2) GLH 260
referred to
Para 54 ·
D
1978 GLR 1047 (FB)
referred to
Para 55
2011 (125) DRJ 241 (FB)
referred to
Para 58
208 (2014) DLT 468 (DB)
referred to
Para 60
E
[1994] 2 SCR 375
referred to
Para 61
[2009) 4 SCR 1027
referred to
Para 61
[2014] 1 SCR 465
referred to
Para 61
2006 Cr.LJ 3193
distinguished
Para 63
F
CIVIL APPELLATE JURISDICTION: Civil Appeal No. 4288
of2017.
From the Judgment and Order dated 12.05.2016 of the High Court
of Punjab and Haryana at Chandigarh in CM No. 3930-LPA of2015 in
G
LPANo. 1426 of2015 (O&M).
Dr. Rajeev Dhavan, Sr. Adv., Arunabh Chowdhury, Anupam Lal
Das, Karma Dorjee, Vaibhav Tomar, Ms. Barnali Chowdhury, Kabir S.
Ghosh, Advs. for the Appellant.
H
560
SUPREME COURT REPORTS
[2017] 4 S.C.R.
A
Arun Bhardwaj, Anil Grover, AA Gs., San jay Kumar Visen, Ronak
B
c
D
E
F
Karanpuria, Ashish Pandey, Sumit Sharma, Gauraan Bhardwaj,
Dr. Monika Gusain, Advs. for the Respondents.
The Judgment of the Court was delivered by
DIPAK MISRA, J. 1. Leave granted.
2. The Chief Secretary to the Government ofHaryana in exercise
of power under Section 8(1) of the Haryana Lokayukta Act, 2002 (for
brevity, "the Act") made a reference to the Lokayukta, Haryana to enquire
into the allegations, namely, (i) whether the allegations of bribery levelled
in the alleged Compact Disc (CD) are correct, (ii) whether Change of
Land Use (CLU)/Licence was granted in pursuance of these allegations,
and (iii) whether by such act, any illegality was committed. The said
reference was registered as Complaint No. 773 of2013 in the office of
the Lokayukta, Haryana.
3. Acting on the reference made by the Chief Secretary, the office
of the Lokayukta issued a public notice requesting the public in general
to send any such material including Video Compact Disc (VCD)
connected with the subject in issue. Apart from the public notice,
communications were sent to various departments of the Government,
television channels and newspapers for furnishing all materials to find
out the allegations of corruption against the persons who have been
named in the complaint.
4. As the facts would unfold, the Lokayukta, Haryana, issued
notice to the appellant in exercise of power under Section 14 of the Act
to offer his explanation. In pursuance of the said communication, the
appellant filed a reply and the Lokayukta granted him time to place on
record his evidence in the form of an affidavit. When the matter stood
thus, on 16.01.2014, two persons allegedly conducted a sting operation
and filed their affidavits before the Lokayukta. The appellant, iri the
meantime, got the CD examined from Mis Tmth Labs, Bangalore and
also got the: forensic examination of the audio and a report was submitted
on 20.01.2014 opining, as averred, thatthe audio and video recording in
G the earlier CD was not continuous and the recording did not appear to
be authentic. Be that as it may, on weighing the material brought on
record, the Lokayukta thought it appropriate to recommend for
registration of FIR for offences punishable under the provisions of the
Prevention of Corruption Act, 1988 (for short, "the 1988 Act") and
H investigation by a senior competent officer of impeccable integrity.
RAM KISHAN FAUJI v. STATE OF HARYANA AND ORS.
561
[DIPAK MISRA, J.]
5. At this stage, it is necessary to mention that the appellant had
A
preferred Civil Writ Petition No. 4554/2014 (O&M) praying for issue of
a writ in the nature of certiorari for quashing of the impugned orders
dated 20.01.2014 and 11.02.2014 passed by the respondent No. 2 whereby
it had recommended registration of a case against the petitioner therein
under the provisions of the 1988 Act and further for issue of a writ or
B
direction in the nature of mandamus restraining the respondent No. I
from initiating any consequential proceeding on the basis of the impugned
orders. The grounds asserted for the assail were that there was no
verification of the genuinity of the alleged VCD and that the action taken
was perverse, illegal, arbitrary and violative of the provisions of the Act.
6. The High Court, vide order dated 14.03.2014, directed the
C
respondent State to inquire into the authenticity of the CD in question
and file a status report in the Court and further directed that the State
shall be bound by the judgment of Lulita Kumari v. Govt. of Uttar
Pradesh and others1 with reference to the preliminary enquiry to be·
conducted in respect of corruption cases. A reply was filed before the
D
High Court on 03.12.2014 and FIR No. 10/2014 was registered at P.S.
State Vigilance Bureau, Panchkula on 04.12.2014 under Sections 7 and
8 of the 1988 Act. Certain other documents were brought on record
before the learned Single Judge of the High Court and eventually. vide
judgment dated 27.02.2015, the learned Single Judge referred to various
aspects such as the facts that led to the complaint before the Lokayukta,
the findings of the Lokayukta, the initial endeavour by the High Court to
gather details of the authenticity of the CD, the contradictory report
submitted by the writ petitioner from private laboratory, the fresh report
from Central Forensic Science Laboratory (CFSL) to quell the
contradiction, the law relating to the admissibility of evidence of electronic
record and, thereafter, it recorded its conclusion on the issues pertaining
to the authenticity of the CD, credible information for bribery, direction
for filing of complaint by the Lokayukta, the report of the Lokayukta, the
imputations made against the petitioner,primafacie proof, the jurisdiction
of the Lokayukta to cause an inquiry and, ultimately, came to hold as
follows:-
"I have undertaken this examination only to conclude all the issues
which were urged before me. The observations as regards the
untenability invoking the provision of Section 9 does not obtain
1 (2014) 2 sec 1
E
F
G
H
562
A
B
c
D
E
SUPREME COURT REPORTS
[2017] 4 S.C.R.
relevance to us, for, we have already found the report to be
seriously flawed in every respect both as regards the competence
of the Lokayukta to order a registration of a complaint after he
found the reference in the negative that there was no case made
for allegations of corruption and that also the evidence of CD
which was taken to be the basis for a further investigation itself
could not be relied on, for, it lacks the basic element ofauthenticity."
7. Being of this view, it proceeded to deal with the registration of
the complaint on the recommendation of the Lokayukta and, in that regard,
opined that:-
"Th e learned counsel for the State would submit that the
investigation has proceeded subsequent to the impugned order
passed. A FIR has been registered on 04.12.2014, that is, after
the writ petition was filed, when the issue of the authenticity of .
the CD was very much open for consideration. Indeed, I had
stayed the further proceedings when I passed an order on
19.12.2014 directing the· CD to be sent along with the memory
chip to the CFSL, Hyderabad. If the investigation is purported to · ·
be take.n by lodging a FIR, consequent on the directions given by
the order which is now quashed, it shall also be quashed."
8. While so stating, the learned Single Judge ruled that ifthere is
any other material or information of corrupt practice against the writ
petitioner, the State shall be at liberty to carry out the investigation as
·p~r law.
9. The aforesaid order came to be assailed in LPA No. 1426 of
2015. The Division Bench, by order dated 15.12.2015, without issuing
F notice to the present appellant, condoned the delay of 85 days in filing
the appeal and stayedthe operation of the judgment passed by the learned
Single Judge. The appellant filed CM No. 3930/LPA of2U l 5 for vacation
of the said interim order and.die Division Bench declined to vacate the
interim order and made it absolute on 12.05.2016 by the impugned order
G and after admitting the LPA, passed the following order:-
H
"However, with a view to ensure absolute objectivity in the ongoing
investigation and to rule out any possibility of alleged prejudice
against respondent No. I, the Director Gener-al of Police, Haryana
is directed to re-constitute a Special_ Investigation Team comprising
RAM KISHAN FAUJI v. STATE OF HARYANA AND ORS.
563
[DIPAK MISRA, J.]
three senior !PS officers who originally do not belong to the State
A
of Haryana.
Liberty is granted to the parties to seek out-of-turn hearing of the
appeal after the investigation is over."
I 0. Questioning the sustainability of the order passed by the
Division Bench, Dr. Rajeev Dhawan, learned senior counsel, has raised
B
a singular contention that the LPA preferred before the Division Bench
was not maintainable inasmuch as the learned Single Judge had exercised
criminal jurisdiction. He has placed reliance on certain authorities to
which we shall refer to at the relevant place in the course of our
deliberations.
C
11. Mr. Sanj ay Kumar Visen, learned counsel appearing for the
respondent State, resisting the aforesaid submission, would contend that
the writ petition was registered as a civil writ petition for the purpose of
issuing a writ of certiorari and the exercise of jurisdiction by the High
Court is civil in nature and, therefore, the jurisdiction exercised is civil
D
jurisdiction that invites interference in intra-court appeal. That apart,
contends Mr. Visen that the exercise of power of the learned Single
Judge is strictly under Article 226 of the Constitution oflndia and, hence,
an intra-court appeal deserved to be entertained by the Division Bench.
It is further submitted by him that the Lokayukta is a quasi-judicial body
and when, at its instance, action is taken for inquiry, it has to come within
E
the ambit and scope of civil jurisdiction and not criminal jurisdiction.
Learned counsel for the State has stressed on the status of Lokayukta
and for that matter has commended us to the authority in Justice
Chandrashekaraiah (Reid.) v. Janekere C. Krishna & others2•
12. First, we intend to advert to the position of the Lokayi.tkta or
F
Upa-Lokayukta as has been dealt with in Justice Chandrashekaraiah
(supra). In the said case, Radhakrishnan, J. ruled that Lokayukta and
Upa-Lokayukta act as quasi-judicial authorities, but their functions are
investigative in nature. Scrutinising the provisions enshrined under
Sections 9, I 0 and 11 of the Karnataka Lokayukta Act, 1984, he opined
G
that the said authorities, while investigating the matters, are discharging
quasi-judicial functions, but the nature offunctions is investigative. The
learned Judge, while deliberating on the consequence of the report, ruled
thus:-
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"The Governor of the State, acting in his discretion, if accepts the
report of the Lokayukta against the Chief Minister, then he has to
resign from the post. So also, ifthe Chief Minister accepts such a
report against a Minister, then he has to resign from the post. The
Lokayukta or Upa-Lokayukta, however, has no jurisdiction or
power to direct the Governor or the Chief Minister to implement
his report or direct resignation from the office they hold, which
depends upon the question whether the Governor or the Chief
Minister, as the case may be, accepts the report or not. But when
the Lokayukta or Upa-Lokayukta, if after the investigation, is
satisfied that the public servant has committed any criminal offence,
prosecution can be initiated, for which prior sanction of any
authority required under any law for such prosecution, shall also
be deemed to have been granted."
13. In the concurring opinion, Lokur, J. posed the question whether
the Lokayukta is a quasi-judicial authority. The argument on behalf of
D the State was that Upa-Lokayukta is essentially required to investigate
complaints and enquire into the grievances brought before it and,
therefore, he may be exercising some quasi-judicial functions, but that
does not make him a quasi-judicial authority. The said submission was
advanced to highlight the proposition that when the Upa-Lokayukta is
not a quasi-judicial authority, the opinion of the Chief Justice of the High
E Court of Karnataka would not have primacy in the appointment and
consultation process. After adverting to the powers and functions of
Upa-Lokayukta, it has been held that:-
F
"105. Section 14 of the Act enables the Upa-Lokayukta to
prosecute a public servant and if such an action is taken, sanction
to prosecute the public servant shall be deemed to have been
granted by the appropriate authority."
xxxxx
xxxxx
"107. The broad spectrum of functions, powers, duties and
G
responsibilities of the Upa-Lokayukta, as statutorily prescribed,
clearly bring out that not only does he perform quasi-judicial
functions, as contrasted with purely administrative or executive
functions, but that the Upa-Lokayukta is more than an investigator
or an enquiry officer. At the same time, notwithstanding his status,
he is not placed on the pedestal ofajudicial authority rendering a
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[DIPAK MISRA, J.]
binding decision. He is placed somewhere in between an A
investigator and a judicial authority, having the elements of both.
For want of a better expression, the office of an Upa-Lokayukta
can only be described as a sui gen eris quasi-j_udicial authority."
"108 ....... The final decis.ion rendered by the Upa-Lokayukta,
called a report, may not bear the stamp of a judicial decision, as
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would that of a court or, to a lesser extent, a tribunal, but in
formulating the report, he is required to consider the point of view
of the person complained against and ensure that the investigation
reaches its logical conclusion, one way or the other, without any
interference and without any fear. Notwithstanding this, the report
of the Upa-Lokayukta does not determine the rights of the
C
complainant or the person complained against. Consequently, the
Upa~Lokayukta is neither a court nor a tribunal. Therefore, in rny
opinion, the Upa-Lokayukta can best be described as a sui generis
quasi-judicial authority."
14. After so stating, the learned Judge referred to the opinions of D
Kania, CJI and Das, J. in Associated Cement Companies Ltd. v. P.N.
Sharma3 and arrived at the following conclusion:-
"As mentioned above, an Upa-Lokayukta does function as an
adjudicating authority but the Act places him short of a judicial
authority. He is much more "judicial" than an investigator or an
E
inquisitorial authority largely exercising administrative or executive ·
functions and powers. Under the circumstances, taking an overall
view of the provisions of the Act and the law laid down, my
conclusion is that the Upa~Lokayukta is a quasi-judicial authority
or in any event an authority exercising functions, powers, duties
F
and responsibilities conferred by the Act as a sui generis quasijudicial authority. .
15. The aforesaid pronouncement was rendered when the
appointment ofUpa-Lokayukta was challenged on the ground that one
of the constitutional functionaries was not consulted. Emphasis was on
G
the nature of the post held by Lokayukta or Upa~Lokayukta.
16. The aforesaid paragraphs would clearly show that neither the
'
Lokayukta nor Upa-Lokayukta has any jurisdiction or authority to direct
implementation of his report by the constitutional functionary but whert
3 AIR 1965 SC 1595
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A after investigation, it is found that the public servant has committed any
criminal offence, prosecution can be initiated for which prior sanction of
any authority is required under any law for such prosecution and the
same shall be deemed to have been granted.
·B
17. Relying on the aforesaid judgment, it is submitted by Mr. Visen
that when the posts held by Lokayukta and Upa-Lokayukta are quasijudicial in nature, their functioning has to be given the same character
and once they are clothed with such functioning and action taken by
them is subject to challenge before the High Court under Article 226 of
the Constitution seeking a writ of certiorari for quashment of the same,
in that event, the adjudication has to be regarded as civil in nature.
C Elaborating further, he would submit that in the instanfoase, a civil writ
was filed challenging the opinion and recommendation of the Lokayukta
and, therefore, the jurisdiction sought to be exercised is under Article
226 of the Constitution oflndia and resultantly, the order passed by the
D
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learned Single Judge is amenable to correction in intra-court appeal.
18. The maze needs to be immediately cleared. In the instant
case, we are really not concerned with the nature of the post held by
Lokayukta or Upa-Lokayukta. We are also not concerned how the
recommendation of the said authorities is to be challenged and what will
be the procedure therefor. As has been held by this Court, neither the
Lokayukta nor Upa-Lokayukta can direct implementation of his report,
but it investigates and after investigation, ifit is found that a public servant
has committed a criminal offence, prosecution can be initiated.
19. Having discussed as aforesaid, at this juncture, reference to
Clause 10 of the Letters Patent (as applicable to erstwhile Punjab &
F
Lahore High Courts) is absolutely apposite. It reads as follows:-
"10. Appeals to the High Court from Judges of the Court -
And we do further ordain that an appeal shall lie to the said High
Court of Judicature at Lahore from the judgment (not being a
judgment passed in the exercise of appellate jurisdiction in respect
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of a decree or order made in the exercise of appellate jurisdiction
by a Court subject to the superintendence of the said High Court,
and not being an order made in the exercise of revisional jurisdiction,
and not being a sentence or order passed or made in exercise of
the power of superintendence under the provisions of Section 107
of the Government of India Act, or in the exercise of criminal
H
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[DIPAK MISRA, J.]
jurisdiction) of one Judge of the said High Court or one Judge of A
any Division Court, pursuant to Section 108 of the Governffient of
India Act, and that notwithstanding anything hereinbefore provided
an appeal shall lie to the said High Court from a judgment of one
Judge of the said High Court or one Judge of any Division Court,
pursuant to Section 108 of the Government of India Act, made on
B
or after the first day of February, one thousand nine hundred and
twenty-nine in the exercise of appellate jurisdiction in respect ofa
decree or order made in the exercise of appellate jurisdiction by a
Court subject to the superintendence of the said High Court where
the Judge who passed the judgment declares that the case is a fit
one for appeal; but that the right of appeal from other judgments C
of Judges of the said High Court or of such Division Court shall
be to Us, Our Heirs or Successors in Our or Their Privy Council,
as hereinafter provided."
[emphasis added]
20. On a plain reading of the aforesaid clause of the Letters Patent, D
it is manifest that no appeal lies against the order passed by the Single
Judge in exercise of criminal jurisdiction. Thus, the question that is required
to be posed is whether the learned Single Judge, in the obtaining factual
matrix has exercised criminal jurisdiction or not.
21. Presently, we may fruitfully refer to Clauses 15, 17 and 18
E
that deal with criminal jurisdiction. Clause 15 that provides for ordinary
criminal jurisdiction of the High Court reads as under:-
"15. And We do further ordain that the High Court of Judicature
at Lahore shall have ordinary original criminal jurisdiction in respect
of all such persons within the Provinces of Punjab and Delhi as
F
the Chief Court of the Punjab had such criminal jurisdiction over
immediately before the publication of these presents."
22. Clauses 17 and 18, being pertinent, are extracted below:-
" 17. And We do further ordain that the High Court of Judicature
at Lahore shall have extraordinary original criminal jurisdiction · G
over all persons residing in places within the jurisdiction of any
Court subject to its superintendence, and shall have authority to
try at its discretion any such persons brought before it on charges
preferred py any magistrate or other officer specially empowered
by the Government in that behalf.
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18. And We do further ordaip that there shall be no appeal to the
High Court of Judicature at Lahore from any sentence or order
passed or made by the Courts of original criminal jurisdiction which
may be constituted by one or more Judges of the said High Court.
But it shall be at the discretion of any such court to reserve any
point or points oflaw forthe opinion of the said High Court."
[underlining is ours]
23. It is worthy to mention here that Clause 10 of the Letters
Patent establishing the Lahore High Court (which is applicable to the
Hon'ble Punjab & Haryana High Court) is in pari materia to Clause 15
of the Letters Patent of the Chartered High Courts. The four-Judge
C Bench, in South Asia Industries Private Ltd v. S.B. Sarup Singh and
others", speaking through Subba Rao, J. (as His Lordship then was)
referred to Clauses 10 and 11 of the Letters Patent and, in that context,
ruled:-
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"A plain reading of the said clause indicates that except in the 3
cases excluded an appeal lay against the judgment of a single
Judge of the High Court to the High Court in exercise of <!!!Y
other jurisdiction. As the clause then stood, it would appear that
an appeal lay against the judgment of a single Judge of the High
Court made in exercise of second appellate jurisdiction without
any limitation thereon. The effect of the amendment made in 1928,
so far as is relevant to the present enquiry, is the exclusion of the
right of appeal from a judgment passed by a single Judge sitting in
second appeal unless the Judge who passed the judgment grants
a certificate that the case is a fit one for appeal."
[Emphasis added]
The Court in the said case after referring to number of authorities
also observed:-
"A statute may give a right of appeal from an order of a tribunal
or a Court to the High Court without any limitation thereon. The
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appeal to the High Court will be regulated by the practice and
procedure obtaining in the High Court. Under the rules made by
the High Court in exercise of the powers conferred on it un.der s.
108 of the Government of India Act, 1915, an appeal under s. 39
of the Act will be heardby a single Judge. Any judgment made by
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RAM KISHAN FAUJI v. STATE OF HARYANA AND ORS.
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[DIPAK MISRA, J.)
the single Judge in the said appeal will, under cl. 10 of the Letters A
Patent, be subject to an appeal to that Court. If the order made by
a single Judge is a judgment and if the appropriate Legislature
has, expressely or by necessary implication, not taken away the
right of appeal, the conclusion is inevitable that an appeal shall lie
from the judgment of a single Judge under cl. 10 of the Letters
B
Patent to the High Court. It follows that, if the Act had not taken
away the Letters Patent appeal, an appeal shall certainly lie from
the judgment of the single Judge of the High Court."
[underlining is ours]
24. From the aforesaid authority, two aspects are absolutely clear.
First, where an appeal is not excluded against the judgment of the High
C
Court of a Single Judge, an appeal would lie to the Division Bench and
second, if the appropriate Legislature has expressly or by necessary
implication not taken away a right of appeal, the appeal shall lie from the
Single Judge under Clause 10 of the Letters Patent to the High Court.
25. In this context, reference to the Constitution Bench judgment D
in Jamslted N. Guzdar v. State of Maharashtra and others5 would be
apposite. In the said case, the controversy arose pertaining to the
constitutional validity of the Bombay City Civil Court and Bombay Court
of Small Causes (Enhancement of Pecuniary Jurisdiction and
Amendment) Act, 1986 (Maharashtra Act 15 of 1987) (for short "the
E
1987 Act"), Maharashtra High Court (Hearing ofWrit Petitions by Division
Bench and Abolition of Letters Patent Appeals) Act, 1986 (Maharashtra
Act 17of1986) (for short"the 1986Act") and Madhya Pradesh Uchcha
Nyayalaya (Letters Patent Appeals Samapti) Adhiniyam, 1981 (for short
'the Adhiniyam') by which State Legislatures had abolished the intracourt appeals provided under the Letters Patent. It is apt to note here
F
thatJhe Full Bench of the Madhya Pradesh High Court, by majority
opinion, had struck down the legislation abolishing Letters Patent Appeal
as invalid.
26. The principal question that emerged for consideration related
to the legislative competence of the State Legislatures in passing the
G
above named enactments. The Constitution Bench held thus:-
"73 .... Entry 46 of List III relates to jurisdiction and power of all
courts except the Supreme Court i.e. including the City Civil Court
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and High Court with respect to any matter in List III including the
Civil Procedure Code in Entry 13. The contention that merely
constituting and organising High Courts without conferring
jurisdiction to deal with the matters on them does not serve any
purpose, cannot be accepted. The Constitution itself has conferred
jurisdiction on High Courts, for instance, under Articles 226 and
227. This apart, under various enactments, both Central and State,
certain jurisdiction is conferred on High Courts. The High Courts
have power and jurisdiction to deal with such matters as are
conferred by the Constitution and other statutes. This power of
"administration of justice" has been included in the Concurrent
List after 3-1-1977 possibly to enable both the Centre as well as
the States to confer jurisdiction on High Courts under various
enactments passed by the Centre or the State to meet the needs
of the respective States in relation to specific subjects. Thus,
viewed from any angle, it is not possible to agree that the 1987
Act and the 1986 Act are beyond the competence of the State
Legislature.
74. We are, therefore, of the view that there is no merit in the
contention that the State Legislature did not have competence to
enact the two legislations, the constitutionality of which has been
challenged before us."
Andagain:-
"88. The argument that the 1986 Act or the Adhiniyam encroaches
upon the legislative power of Parliament, cannot be accepted, in
the view we have taken that it was competent for the State
Legislatures to pass law relating to general jurisdiction of the High
Courts dealing with the topic "administration of justice" under
Entry 11-A of List III. Assuming that incidentally the 1986 Act
and the Adhiniyam touch upon the Letters Patent, the 1986 Act
and the Adhiniyam cannot be declared either as unconstitutional
or invalid applying doctrine of pith and substance having due regard
to the discussion already made above while dealing with the
legislative competence of the State in passing the 1987 Act."
27. On the aforesaid analysis, the Court set aside the judgment of
the Full Bench of the High Court of Madhya Pradesh and dismissed the
writ petitions filed by others challenging the 1986 Act and the 1987 Act.
RAM KISHAN FAUJI v. STATE OF HARYANA AND OR$.
571
[DIPAK MISRA, J.]
Thus, it has been clearly held that the State Legislature has competence A
to amend the Letters Patent.
28. The purpose of referring to this judgment is that till a competent
legislature takes away the power of the Letters Patent, the same can be
exercised by the High Court. However, while exercising the power under
the Letters Patent, it is imperative to see what is the nature of jurisdiction B
that has actually been provided in the Letters Patent.