# STATE OF RAJASTHAN v. TARACHAND JAIN

- **Citation:** [1974] 1 S.C.R. 146
- **Court:** Supreme Court of India
- **Decided:** 1974
- **Case number:** Criminal Appeal No. 24 of 1970
- **Bench:** H. R. Khanna, I. D. Dua Jj
- **Source:** https://unisonlegal.in/judgment/supreme-court-of-india/state-of-rajasthan-v-tarachand-jain-6643
- **Pages:** 11

## Headnote

Crin1i11al Trial-Sanction for prosecution-Application of mind to facts of
case by authority granting sanction, proof of-Res judicata in criminal
proceedings-Judgment of High Court· in revision is binding on High Court
hearint appeal in same proceeding.
The resvondent who was a memb:r of the Rajasthan Administrative Service
was put up for trial before a Special Judge for offences under s. 161 of the
Indian Penal Code and s. 5(2) of the Prevention of Corruption Act, 1947 after
sanction for his prosecution had been obtained. The resPondent challenged
the validity of the sanction: The
Special Judge held that since the sanction
was given by the Chief Mirfister and not by the appointing authority, namely.
the Governor, the sanction was invalid. In revision a Division Bench of the
High Court, taking into account the Rules of Business and article 166 of the
Constitution held that the Chief Minister constituted the Government in
this
matter and sanction accorded by him in the name and the authority of the
Governor was valid Government sanction. The case was &ent back to
the
Special Judge for trial according to law. According to the evidence produced
before the Special Judge sanction p.34 bore the signature of the Special
Secre·
tary Appointments Department. The
Special Juitge rejected the contention
of the res!'londent that the Chief Minister's sanction was given without applying
his mind. and relying on the High Court's judgment held the sanction to be
valid. The respondent appealed to the High Court. Another Bench of
the
High Court accepted the contention and quashed the proceedings against
the
respondent. The State appealed to this Court with certificate.
It was con·
tended on behalf of the appellant (i) that in view of the earlier judgment of the
Division Bench in revision it was not open to the High Court in appeal
to
quash the procee_dings against the respondent for want of proof of valid sane·
tion; (ii) that there was enol!gh material to show that valid sanction for the
prosecution had been accorded.
Allowing the appeal,
HELD: (i) The Special Judge had mentioned in his order that the sanction to prosecute the accused had been given by the Chief Mini5ter. This ob·
servation about the factual position in the order of the Special Judge did
not
appear to have been challenged in revision in the High Court and it apparently
seemed to have been accepted that the sanction for the prosecution had been
accorded by the Chief Minister. It was in those circumstances that the High
Court repeatedly referred to the sanction accorded by the Chief Minister. T.he
Judgment of the Division Bench in revision was binding on the High Court
when it disposed of the appeal filed by the accased respondent. and it was not
permissible to go into the question as to whether the sanction had been accorded by the Chief Minister.
[152HJ
Bhagat Ram v. State of Rajasthan, [1972] 2 S.C.C. 466 applied.
Samba Sivan v. Public Prosecutor, Federation of Malaya [1950] A.C.
458,
State of Andhra Pradesh v. Kokkiliagada Merrayya and Anr., [1969] 2 S.C.R.
1004; Connelly v. Director of Public
Prosecutions,
[1964]
A.C.
1254,
and
Gokulchand Dwarkadas Morarka v. The King, 57 I.A. 30, referred to.
A
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There was positive evidence in the present case that the sanction for the
prosecution of the accused·respondent had been accorded by the Chief Ministei;.
The Office Superintendent of the Apriointments Department who was presumH
ably familiar with the signature of the· Chief Minister had stated that the sanction had been accorded by th<: 1_·11ief 1finister. The
judgment of the Higlt
Court was vitiated by the onii~{':'·
take into account this material piece of
evidence.
[154H, 155CJ
.•
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RAJASTHAN v. tARACHAND JAIN (Khanna J.)
147
(ii) It is clear ffom a perusal of sanction ·p34 that the facts constituting the
offence have b~en referred to on tbC face of the sanction. As such it was not
necessary to lead separate evidence to show that the relevant facts were placeti
before

## Text

146
STATE OF RAJASTHAN
v.
TARACHAND JAIN
May l, 1973
[H. R. KHANNA AND I. D. DUA JJ.J
Crin1i11al Trial-Sanction for prosecution-Application of mind to facts of
case by authority granting sanction, proof of-Res judicata in criminal
proceedings-Judgment of High Court· in revision is binding on High Court
hearint appeal in same proceeding.
The resvondent who was a memb:r of the Rajasthan Administrative Service
was put up for trial before a Special Judge for offences under s. 161 of the
Indian Penal Code and s. 5(2) of the Prevention of Corruption Act, 1947 after
sanction for his prosecution had been obtained. The resPondent challenged
the validity of the sanction: The
Special Judge held that since the sanction
was given by the Chief Mirfister and not by the appointing authority, namely.
the Governor, the sanction was invalid. In revision a Division Bench of the
High Court, taking into account the Rules of Business and article 166 of the
Constitution held that the Chief Minister constituted the Government in
this
matter and sanction accorded by him in the name and the authority of the
Governor was valid Government sanction. The case was &ent back to
the
Special Judge for trial according to law. According to the evidence produced
before the Special Judge sanction p.34 bore the signature of the Special
Secre·
tary Appointments Department. The
Special Juitge rejected the contention
of the res!'londent that the Chief Minister's sanction was given without applying
his mind. and relying on the High Court's judgment held the sanction to be
valid. The respondent appealed to the High Court. Another Bench of
the
High Court accepted the contention and quashed the proceedings against
the
respondent. The State appealed to this Court with certificate.
It was con·
tended on behalf of the appellant (i) that in view of the earlier judgment of the
Division Bench in revision it was not open to the High Court in appeal
to
quash the procee_dings against the respondent for want of proof of valid sane·
tion; (ii) that there was enol!gh material to show that valid sanction for the
prosecution had been accorded.
Allowing the appeal,
HELD: (i) The Special Judge had mentioned in his order that the sanction to prosecute the accused had been given by the Chief Mini5ter. This ob·
servation about the factual position in the order of the Special Judge did
not
appear to have been challenged in revision in the High Court and it apparently
seemed to have been accepted that the sanction for the prosecution had been
accorded by the Chief Minister. It was in those circumstances that the High
Court repeatedly referred to the sanction accorded by the Chief Minister. T.he
Judgment of the Division Bench in revision was binding on the High Court
when it disposed of the appeal filed by the accased respondent. and it was not
permissible to go into the question as to whether the sanction had been accorded by the Chief Minister.
[152HJ
Bhagat Ram v. State of Rajasthan, [1972] 2 S.C.C. 466 applied.
Samba Sivan v. Public Prosecutor, Federation of Malaya [1950] A.C.
458,
State of Andhra Pradesh v. Kokkiliagada Merrayya and Anr., [1969] 2 S.C.R.
1004; Connelly v. Director of Public
Prosecutions,
[1964]
A.C.
1254,
and
Gokulchand Dwarkadas Morarka v. The King, 57 I.A. 30, referred to.
A
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F
G
There was positive evidence in the present case that the sanction for the
prosecution of the accused·respondent had been accorded by the Chief Ministei;.
The Office Superintendent of the Apriointments Department who was presumH
ably familiar with the signature of the· Chief Minister had stated that the sanction had been accorded by th<: 1_·11ief 1finister. The
judgment of the Higlt
Court was vitiated by the onii~{':'·
take into account this material piece of
evidence.
[154H, 155CJ
.•
A
RAJASTHAN v. tARACHAND JAIN (Khanna J.)
147
(ii) It is clear ffom a perusal of sanction ·p34 that the facts constituting the
offence have b~en referred to on tbC face of the sanction. As such it was not
necessary to lead separate evidence to show that the relevant facts were placeti
before the Chief Minister.
The evidence of the Office Superintendent sh.owed
that the formal sanction P34 filed in the court bore the signature of the Special
Secretary to the Government. The fact that the Chief Minister signed the sane:.
tion for the !lrosecution on the file and not the formal sanction produced
irt
the court made no difference.
It was proved on the record that the sanctiori
for the prosecution of the accused had b~en accorded 9y the competent autho~
ritr after it had duly applied its mind to the facts of the case.
CRIMINAL APPELLATE JURISDICTION : Criminal Appeal No. 24 of
1970.
Appeal by certificace from the judgment and order dated March 27,
1968 of the Rajasthan High Court at Jodhpur in D. B. Cr. A. No. 762/
64 and S.B. Cr. A. No. 387 of 1964.
C
L. M. Singhvi and Maya Rao, for the appellant.
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A. K. Sen, A. N. Mui/a and Sobhag Mal Jain, forlbe respondent.
The Judgment of the Court was delivered by
KHANNA, J. Tarachand Jain respondent was convicted by Special
Judge Balotra for an offence under section 161 Indian Penal Code and
was sentenced to undergo rigorous imprisonment for a period of one
year and to pay a fine of Rs. 1,000, or in default to undergo rigorous
imprisonment for a further period of six months.
On
appeal
the
Rajasthan High Court set aside the conviction of the respondent on the
ground that no valid sanction for his prosecution had been proved.
All the proceedings against the respondent were quashed and the whole
trial was held to be null and void for want of valid sanction. It was,
however, made clear that the order of the High Court would not bar a
oubsequent trial of the respondent on the basis of a valid and prior sanction if the State was so advised to take that course. The present appeal
has been filed in this Court by the State of Rajasthan on certificate of
fitness granted by the High Court against its above judgment.
The respondent was a member of Rajasthan Administrative Service
and was posted at the material time
as
Sub-Divisional Magistarte
Barmer. It is alleged that between November 1959 and March 1960
the respondent accepted illegal gratification !rom various parties to the
cases which were pending before him on the pretext of showing undue
favour to them. One Hazi Ali Mohammed was an accused in a passport case pending before the respondent. Hazi Ali Moh,ammed made a
complaint to the Deputy Superintendent Police, Anti Corruption Department, J odhpur on March 30, 1960 that the respondent had made a
demand of bribe from him.
A trap was accordingly laid during the
course of which the respondent was stated to have accepted an amount
of Rs. 500 in marked currency notes as bribe. Those currency notes
were thereafter recovered from the possession
of the
respondent.
During the course of investigation, a further sum of Rs. 11,450 which .
was lying cancealed in the respondent's house was also recovered. The·
respondent had a bank balance of Rs. 5,534.68 and he use~ deposit
a major part of his salary every month in the bank. Thet.respondcnl
was put up for trial on the above allegations for offences und2r ·. ": ;.·" ·
161 Iildian Penal Code and section 5(2} of the Prevension ,,: r'"'
,tion Act after sanction for his prosecution had been olol:' · ·
148
SUPREME COURT REPORTS
[ 1974] 1 s.c.R,
material part of the sanction which was subsequently exhibited as P34
A
was as under :
GOVERNMENT OF RAJASTHAN
Appointment (A-III) Department
ORDER
No. F. 19(33)Apptts(A)/60/Group 111.-Jaipur the 6th
October 1960.-Whereas it has been brought to the notice
IJ
of the Governor of Rajasthan that Shri Tara Chand Jain,
RAS SI o Shri Kesar Lal Jain resident of Panch Batti Baxhi
Bhawan, Jaipur City, and posted at Barmer as Sub-Divisional
Magistrate has .accepted or obtained Rs. 500/- for hin1self
from Shri Hazi Ali Mohammed S/o Shri Hari Musalman
resident of Village Siyar District Barmer accused in case
No. 82 of 1959 and No. 462 of 1969 State vs. Shri Hazi Ali
c
Mohammed under section 3/6 Indian Passport Rules and
State Vs. Hazi Ali Mohammed under section 12/11 Rajasthan Religious Buildings and Places Act respectively pending
in his court on 30-3-60 at his residence at Barmer, as gratification other than legal remuneration as a motive or reward for
showing favour to him in the exercise of his official functions
by extending a promise to decide the cases in his favour or by
D
corrupt and illegal mean or by otherwise abusing his position
as a public servant has obtained for liimself pecuniary advantage in the form of G. C. notes of Rs. 500/- in discharge of
his duty and which gratification of Rs. 500/- was also recovered from his possession by the Deputy Superintendent
of Police, Anti Corruption Shri Nand Singh in the presence
of Motbir witnrnses, complainants and Police party, and
E
which acts of said Sub Divisional Magistrate are punishable
under section 161 I.P.C. & 5 (l)(d)(2) of P.C. Act, 1947.
And whereas it has also been brought to the notice of
Governor of Rajasthan that Shri Tara Chand Jain; RAS,
Sub-Divisional Magistrate, Barmer has habitually accepted or
obtained the following amounts from the following persons in
cases against them in his Court, as gratification (other than
F
legal remuneration) as a motive or reward such a!> is mer:-
tioned in Section 161 of the Indian Penal Code.
And whereas from the perusal of the facts on the record
of this case placed before the Governor of Rajasthan he is
G
satisfied that there are reasonable grounds to believe that
Shri Tara Chand Jain, Sub-Divisional Magistrate has committed. the offence within the meaning of Section 161 LP .C.
and has also committed the offence of criminal misconduct in
the discharge of his duties falling under Clauses 5(l)(a) and
5(l)(d) read with 5(2) of P.C. Act (II of 1947), on the
basis of facts stated above.
H
And whereas there is no other ground whatsoever to
refuse or withhold the sanction for the prosecution of Shri
Tara Chand Jain.
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RAJASTHAN V, TARACHAND JAIN (Khanna, /.)
149
Now, therefore, in pursuance of section 6(1) (b) of the
Prevention of Corruption Act, 194 7 t_he Governor o! Rajasthan being the competent authority to remove
Slii1 Tara
Chand Jain from his office do hereby accords sanction for the
prosecution of the said Shri Tara Chand, for the offences
under section 161 I.P.C. and section 5 (2) read with section
5(1) (a) and 5(1) (d) of P.C. Act, 1947 (No. II of 1947),
or any other offence or offences which may be found to have
been committed by Shri Tara Chand Jain in this connection.
BY ORDER OF Tim GOVERNOR
{A). Sd/- (B)
(R. D. Thapar) IAS
Special Secretary to the Government."
The respondent at" the trial denied the allegations against him about
his having demanded or accepted bribe.
The Special Judge examined 28 prosecution witnesses till August
18, 1961. On that date the evidence of Umraomal, Section Officer,
Appointments A-III Department, Government of Rajasthan had to be
recorded. Before, however, the statement of Umraomal could be
recorded, the Special Public Prosecutor filed an application wherein
it was stated that on examination of the record it had been found "that
the original sanction of prosecution though having passed through the
various requisite processes of the Government is '1aconic in the absence
of specific approval of the Governor of the State in writing which is
requisite under section 6 of the Prevention of Corruption Act, 1947."
It was submitted thatthe said 'lacuna' was a procedural irregularity and
was curable at any stage. Prayer ·was accordingly made for adjournment to enable the prosecution to file the requisite sanction.
On September 30, 1961 the Deputy Government Advocate filed
another application repudiating the stand taken in the Special Public
Prosecutor's application dated August 18, 1961. It was stated that the·
earlier application had been filed by the Special Public Prosecutor under
some misconception of legal points. According to the application
dated September 30, 1961 the Governor had not reserved unto himself
the right of sanctioning prosecution and, therefore, it was futile to
send the papers to the G9vernor. The.sanction was stated to have been
properly accorded. It was also claimed that the executive order issued
by the Government in the name of. the. Governor was not justiciable and
could not be challenged.
On October 28,.1961 an application was filed on behalf of the respondent questioning the validity of the sanction. Reference was made
to rule 31 of the Rules of Business and it was stated that any proposal
for dismissing or removing an officer should be submitted t.:i the Governor and the Chie,f Minister before the issue of orders. The respondent
was stated to be removable from office under the orders of the Governor. There was, according to the respondent, no valid sanction'. Prayer
was made that the question of the validity of the sanction should be
decided before proceeding further with the case.
The Special Judge thereafter considered the matter and passed
order dated November 3, 1961. In the course of that order the Spt1Cial
I udge ~lated :
150
iUPREM:E COURT REPORTS
( 1974 j 1 S.C.R.
"The accused at the time of commission of the alleged
offences was the member of the Rajasthan Administrative
Service and thus was in state service.
This fact is not disputed. The sanction to prosecute the accused was given by
lhe Chief Minister.
* * * * * * * * * * * * * *
Looking to the above discussion I hold that the accused,
an officer of the Rajasthan Administrative Service was and is
removable from service by the Governor of cne Stale of
Rajasthan and not by the Chief Minister. The necessary co11sequence cf this will be tfiat according to Section 6 of the
Prevention of Corruption Act the Governor of the State of
Rajasthan alo"~ can sanction the prosecution of the accused
for offences mentioned in that section."
The Special Judge accordingly arrived at the following conclusion :
"I have held above that the Governor of Rajasthan alone
is competent to remove from service the officer of the Rajasthan Administrative Services. In other words, I hold that the
accused was and is removable fr9m service by the Governor
and he alone could sanction the prosecution of the accused for
offence under section 161 I.P.C. and under section 5(2) Prevention of Corruption Act. The Chief Minister had no authority to sanction the prosecution of the accused for the said
offences and the sanction given in this case must be held to
be invalid.
That being so, the cognisance was taken by the
court wrongly and the proceedings taken must be and are held
to be void as having been taken without jurisdiction."
Revision petition was filed by the State against the above order of
the Special Judge.
A Division Bench of the High Court, Dave and
Chhangani JJ .. accepted the revision pqsition as per judgment dated
October 5, 1962. The learned Judges referred to the Rules of Business and article 166 of the Constitution and summed up their conclusion
as under :
'The final conclusion then to be reached in the light of
the foregoing discussion is that the, Chief Minister was competent to finally dispose of cases relating to sanction for prosecution of the respondent accused and it was not necessary
that the papers should have been placed to the· Governor
before issue of the final orders and that the Chief Minister
constituted the Government in this matter and the sanction
accorded by him in the name and the authority of the Governor is valid Government sanction and that being the real position, we cannot concur in the view taken by the Special Judge.
* * * * * * * * * * * * * *
To conclude, we must hold tha,t the Special Judg~ was
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not justified in treating the order of the Govesnment sanctionH
ing the prosecution of the respondent as defective on the
ground of an omission to put up the· papers before the
Governor before the final issue of the orders by the Chief
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RAJASTHAN v. TARACHAND JAIN (Khanna, J.)
Minister. and the order of discharge passed by him on this
finding 1s erroneous and cannot be maintained.
We would
therefore, accept the revision, set aside the order of the Speciai
Judge, Balotra, and send the case for further proceedings in
accordance with law."
I 51
After the above order of the High Court when the case was taken
up by the Special Judge, he recorded the evidence of Umraomal (PW
29) on July 19, 1963. Umraomal in the course of the c•vidence stated
that sanction P34 bore the signature of Shri R. D. Thapar,
Special
Secretary in the Appointments (A-lll) Department.
At the time of arguments before the Special Judge question was
agitated about the want of proper sanction for the prosecution of ihe
respondent.
Argument was advanced that there was no evidence to
show that the papers had been put up to the Chief Minister and he had
given the sanction after applying his mind. : The Special Judge rejected
this contention after observing that at the time he passed order dated
September 3, 1961 the admitted position of the parties was that papers
had been put up to the Chief Minister and he had given the sanction
for the prosecution after applying his mind.
The Special Judge also
referred to the observation in the judgment of the High Court and held
that no exception could be taken in respect of sanction P34 to prosecute
the respondent.
The, sanction, it was held, was valid.
The accused-respondent then went up in appeal before the High
Court. It was argue<:! in the High Court on behalf of the
accuscdrespondent in appeal that it had never been admitted by him that the
sanction for his prosecution had been given by the Chief Minister after
applying his mind to the facts and circumstances of the case. It was
further urged that there was nothing to prove that the sanction for the
prosecution of the accused-respondent had been accorded by the Chief
Minister after applying his mind to the facts and circumstances of the
case. This contention found favour with the learned Judges of the High
Court, Tyagi and Lodha JJ. Prayer was made before the High Court
during the course of arguments by the Deputy Government Advocate
that he might be allowed to adduce additional evidence to prove that
the relevant papers had been put up to the Chief Minister and that the
Chief Minister had accorded sanction for the prosecution_of the respondent after applying his mind. The High Court turned down this prayer.
In the result. the respondent's appeal was accepted by the High Court
as per judgment dated March 27, 1968. His conviction was set aside
and the proceedings taken against him at the trial were quashed, as
mentioned earlier, on the ground of being null and void in the absence
of proof of valid sanction.
·
In appeal before us the learned Advocate~General for the State. of
Rajasthan has assailed the correctness of the Judgment of the Higl:
Court. It is urged that in view of the earlier Division Bench judgment
dated October 5, 1962 it was not open to the High Court to quash the
proceedings against the respondent for want of proof of valid sanction.
In any case, according to the Advocate-General there was enough material to show that valid sanction for the prosecution of the accused-respondent had been accorded. The above stand has been controverted
152
SUPREME COU!lT REPORTS
[ 1974 j 1 s.c.R.
by Mr. Asoka Sen on behalf of the respondent, and he. has canvassed
for the correctness of the impugned judgment of the High Court.
In our opinion, there is considerable force in both the contentions
advanced on behalf of the appellant. So far as the first question about
the effect of the earlier Division Bench judgment dated
October 5,
1962 is concerned, we find that the Special Judge held the sanction
under section 6 of the Prevention of Corruption Act to be invalid as
he was of the view that the sanction should have been accorded by the
Governor. The order dated November 3, 1961 of which extracts have
been reproduced earlier shows that it was the accepted position before
him that the sanction to prosecute the accused had been given by the
Chief Minister. As the Special Judge thought that the Chief Minister
had no authority to sanction the prosecution and that the sanction could
only be accorded by the Governor, he held the proceedings taken in the
case to be void and without jurisdiction. When the matter was taken
up in revision before the High Court, the learned Judges at the outset
observed that the factual question as to whether the facts and circumstances on which the respondent was sought to be prosecuted had been
placed before the Chief Minister and whether he had applied his mind
before being satisfied to the need of sanction had not been agitated
before and determined by the Special Judge. The High Court all the
same accepted the position that sanction had, in fact, been accorded
by the Chief Minister. In the opinion of the High Court, the Chief
Minister was competent to accord sanction for the prosecution of the
(espondent and it was not necessary that the papers should have been
placed before the Governor. The High Court accordingly set aside the
order of the Special Judge. After the case had been remanded by the
High Court, the accused agitated the question that there was no evidence
to show that the papers had been put up to the Chief Minister and he
had given the sanction after applying his mind.
The Special Judge
rejected these contentions and observed that the admitted position of
the parties had been that the papers had been put up to the Chief Minister who had accorded his sanction after applying his mind. The Special
Judge also relied upon the observations of the High Court in support
of his conciusion that no exception could be taken in respect of the
impugned sanction. Although the above observations of the Special
Judge were assailed in appeal before the High Court and the High Court
set aside the judgment of the Special Judge in this respect, we are of
the opinion that the question as to whether sanction for the prosecution
of the accused had been accorded by the Chief Minister could not be
agitated in view of the earlier Division Bench decision dated October 5,
1962 of the High Court. The Special Judge, as observed earlier, had
mentioned in his order dated November 3, 1961 that the sanction to
prosecute the accused had been given by the Chief Minister. This
observation about the factual position in the order of the Special Judge
does not appear to have been challenged in revision in the High Court
and it apparently seems to have been accepted that the sanction for the
prosecution had been accorded by the Chief Minister. It was in those
circumstances that the High Court repeatedly referred to the sanction
accorded by the Chief Minister. The judgment dated October 5, 1962
of the nivision Bench of the High Court, in our opinion, was binding
upon the High Court when it disposed of the appeal filed by the accusedA
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RAJASTHAN v. TARACHAND JAIN (Khanna, !.)
153
respondent as per judgment dated March 27, 1968 and it was in our
opinion, not permissible to go into the question as to whether the sanction had been accorded by the Chief Minister. The question as to what
is the binding effect of a decision in subsequent proceedings of the same
criminal matter was considered by this Court in the case of Bhagat Ram
v. State of Rajasthan(') and it was held that the principle of res
judicata is also applicable to criminal proceedings and it is not permissible in the subsequent stage of the same proceedings to convict a person for an offence in respect of which an order for his acquittal has
already been recorded.
Reliance in this context was placed upon the
observations of the Judicial Committee in the case of Samba Sivan v.
Public Prosecutor, Federation of Malaya(').
In Bhagat Ram's case
a single Judge of the High Court to whom a limited question had been
referred because of a difference of opinion between two Judges of the
Division Bench, not only decided the question referred to him, he also
interfered with the acquittal of the accused regarding certain offences in
respect of which an order for acquittal had already been made earlier
by the Division Bench. It was held that it was not within the competence of the single Judge to reopen the matter and pass the above order
of conviction in the face of the earlier order of the Division Bench for
acquittal.
Although Bhagat Ram's case (supra) relat~d to acquittal,
the principle laid down in that case, in our opinion, holds good in a case
like the present wherein the question is about the binding effect of the
earlier Division Bench judgment regarding the validity of the sanction
for the prosecution of the accused-respondent.
Reference has been made on behalf of the appellant to the case of
State of Andhra Pradesh v. Kokkiliagada Marrayya and Anr.(•) In
that case proceedings were instituted under section 107 of the Code of
Criminal Procedure against four persons in respect of four incidents.
One of the incidents was alleged to have taken place on June 22,
1964. Eleven persons. including the two respondents, were stated to
have indulged
in
certain acts of violence, as
a result of
which
a
cate
had
been
registered
against them under
sections 148, 323 and 325 Indian Penal Code. The Magistrate holding
the inquiry took the view that the evidence led in support of the incident of June 22, 1964 was not reliable. Subsequently the respondents
were convicted for the offences under section 323 and 324 Indian
Penal Code in respect of the incident of June 22, 1964. The High Court
set aside the conviction of the respondents by invoking the principle of
"issue estoppel". On appeal this Court held that the High Court was
in error in holding that the respondents could not be '.ried and convicted for offences under sections 324 and 323 Indian Penal Code because of the earlier proceedings under section 107 of the Code of
Criminal Procedure. Dealing with the question of issue estoppel, tliis
Court observed :-
"The rule of issue estoppel cannot in our judgment, be
extended so as to prevent evidence which was given in the
previous proceeding and which was held not
suffici~nt to
(I) [1972] 2 S.C.C. 466.
(2) [1950] A.C. 458.
(3) [1969] 2 S.C.R. 1004.
154
SUPREME COURT REPORTS
[ 1974] I S.C.R.
sustain the other for being used in support of a charge of an
offence which the State seeks to make out. The rule of issue
estoppcl prevents relitigation of the issue which has
been
determined in a criminal trial between the State and the
accused. If in respect of an offence arising out of a transaction
a trial bas been taken place and the accused has been acquitted, another trial in respect of the offence alleged to arise
out of that transaction or of a related transaction which
requires the Court to· arrive at a conclusion inconsistent with
the conclusion reached at the earlier trial is prohibited by the
rule of issue estoppel. In the present case, there was no trial
and no acquittal."
There is no question in the present case also of a previous trial and
acquittal. This fact would not, however, detract from the binding force
of· the earlier decision of the High Court. All that we are concerned
with is as to whether the judgment of the High Court in revision is
binding in the subsequent proceedings in the case. 5o far as this
question is concerned. we have no doubt in our minds that the judgment of the High Court in revision is binding in the subsequent proceedings in the case.
·
·
The ease of Connelly v. Director of Public Prosecutions(')
to
which also reference was made in the course of arguments dealt with
section 4 of the Criminal Appeal Act. 1907 under the English criminal law. Dealing with Connelly's case this Court observed in the case
of Merrayya (supra) :
"Our Criminal jurisprudence is largely founded upon the
basic rules ciCEnglish Law though the procedure is somewhat different. Trials by jury have been practically abolished
and the cases are being tried by Judges. Several charges arising out of the same transaction can be tried under the Code
of Criminal Procedure together at one trial,
and ~pecific
is<ues ar·~ always raised and determined by the
Courts.
Under the English system of administration of criminal law,
trials for serious offences are held with the aid of the jury
and it is frequently impossible to determine with certitude the
specific issues on which the verdict of the jury is founded.
In criminal trials under the Code of Criminal Procedure.
there is no uncertainty in the determination of issues decided.
Difficulties envisaged in Connelly's case in the applfel!flon of
the rule of issue estoppel do not therefore arise under our
system."
In vit:w of what has been stated above, no help can be derived by the
respondent from Connelly's case.
Apart from the binding effect of the judgment dated October 5,
1962 of the High Court, we are of the opinion that there fs positive
evidence on the record of this case that the sanction for the prosecution of t'1e
accused-r~spondent has been accorded by the Chief
Minister. Although no question in this respect was put to Umraomal
(1) 11964] A.C. 1254.
A
B
c
I>
E
F
G
H
A
B
c
D
E
F
G
H
RAJASTHAN I'. TARACHAND ~AIN (Khanna, J.)
155
(PW 29) in examination-in-chief, the witness stated .in reply to a question put to him in cross-examination that the
Chief Minister had
singned the sanction. The witness no doubt added that he was not present at the time the Chief Minister had signed the sanction but his statement about the signing of the sanction by the Chief Minister does not
appear to have been challenged by putting any further question to the
witness. TI1e witness was working as Office Superintendent, Appointments D~partment at the relevant time and as such, would be presumably familiar with the signature of the Chief Minister in the ordinary
course of business. The learned Judges of the High Court while holding that there was no material to prove that the sanction had been
accorded by the Chief Minister made no reference to the statement of
Umraomal that the Chief Minister had signed the sanction. In our
opinion, the judgment of the High Court in this respect is vitiated by
its omission to take into account a material piece of evidence.
The fact that the Chief Minister was competent to accord sanction
for the prosecution of the respondent in accordance with the Rules of
Business ha> not been disputed before us but it has been urged that the
prosecution has failed to prove that the Chief Minister accorded his
sanction after applying his mind to the facts of this case. So far as tliis
aspect of the matter is concerned, we find that the position of Jaw is
that the burden of proof that the requisite sanction had been obtained
rests upon the prosecution. Such burden includes proof that the sanctioning authority had given th~ sanction in reference to the facts on
which the proposed prosecution was to be based. These facts might
appear on the face of the sanction or it might be proveil lly independent evidence that sanction was accorded for prosecution after those
facts had been placed before the sanctioning authority.
The question of sanction was. dealt with by the Judicial Committee
in the case of Gokulchand Dwarkadas Morarka v. The King('). That
cas-~ related to a sanction under clause 23 of the Cotton Qoth and
Yarn (Control) Order. 1943 which provided that no prosecution for
the contrawntion of any of the provisions of the Order would be
instituted without the previous sanction of the Provincial Government.
The Judicial Committee in this context observed :
"In their Lordships' view, to comply with the provisions
of cl. 23 it must be proved that the sanction was given in
respect of the facts constituting the offence charged. It is
plain! y. desirable that the facts should be referred to on the
face of the sanction, but this is not essential, since cl. 23 does
not require the sanction to be in any particular form,
nor
even to be in writing. But if the facts constituting the offence
charged are not shown on the face of the sanction, the prosecution must prove by extraneous evidence that those facts
were placed before the sanctioning authority."
The principle laid down above holds good for the purpose of sanction
under section 6 ·Of the Prevention of Corruption Act see Madan Moha11
Singh v. State of Uttar Pradesh( 2 ). Let us now apply the principle laid
(I) 75 I.A. 30.
(2) A.l.R. 1954 S.C. 637.
156
SUPREME COURT REPORTS
( 1974] 1 s.C.R.
down above to the facts of the present case. It is no doubt true that no
independent evidence was led by the prosecution to prove that the
relevant facts had been placed before the Chief Minister before he
accorded sanction but that fact, in our opinion, introduces no fatal
infirmity in the case. Sanction P34 has been reproduced earlier in this
judgment and it is manifest from its perusal that the facts constituting
the offence have been referred to on the face of the sanction. As such,
it was not necessary to lead separate evidence to show that the relevant
facts were placed before the Chief Minister. The evidence of Umraomal
shows that the formal sanction P 34 filed in the court bears the signature of Shri R. D. Thapar, Special Secretary to the Governmen't. The
fact that the Chief Minister signed the sanction for the prosecution on
the file and not the formal sanction produced in the court makes no
material difference. It is, in our opinion, proved on the record that the
sanction for the prosecution of the accused had been accorded by the
competent authority after it had duly applied its mind to the facts of
the case.
, We, therefore, accept the appeal, set aside the judgment of the
High Court and remand the case to it for disposal of the appeal on
merits. We are sure that as the matter is very old, the High Court would
take early steps to dispose of the appeal.
G.C.
Appeal allowed.
A
B
c