# THE STATE OF ASSAM AND ANOTHER v. MAHENDRA KUMAR DAS AND OTHERS

- **Citation:** [1971] 1 S.C.R. 87
- **Court:** Supreme Court of India
- **Decided:** 1970-03-18
- **Case number:** Civil Rule No. 184 of 1964
- **Bench:** S. M. Shibi, V. Bhargava, C. A. Vaidjalingam
- **Source:** https://unisonlegal.in/judgment/supreme-court-of-india/the-state-of-assam-and-another-v-mahendra-kumar-das-and-others-5296
- **Pages:** 14

## Headnote

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Natural Justice-Departmental Enquiry-Consultations held' and material collected behind
back of delinquent officer-Whether
enquiry is
vitiated-Enquiry is not vitiated if such material not taken into account
and enquiry officer not influenced.
Assam Police Manual, Part Ill, Rule 66-Appointing Authority in case
of .Sub-Inspector is Superintendent of Police.
The first respondent was at the relevant time a Sub-Inspector in the
service of the State of Assam. In regard to certain allegations a confidential enquiry was held against him by the Superintendent of Police
Anti-Corruption Branch who submitted his report to the Government in
1957. A departmental enquiry was thereafter held. On receipt of the
enquiry officer's report, the Superintendent of Police asked for the respondent's explanation and thereafter in December 1958 ordered his dismissal.
The respondent's appeal before the Deputy Inspector-General of Police
and his revisions before the Inspector-General and the State Government
'failed. Thereupon the respondent filed a writ petition before the High
Court ·hal!enging the validity of the departmental enquiry and· the order
of dismissal. The High Court allowed
the petition on the ground that
the enquiry officer had during the course of the enquiry consulted the
Superintendent of Police Anti-Corruption Branch and had taken into consideration the materials gathered from the records of the Anti-Corruption
Branch without making the report of that Branch and the said material
available to the respondent. The State appealed to this Court by special
leave contending that : ( i) the enquiry officer was not influenced by his
consultations with the Superintendent of Police Anti-Corruption Branch
and (ii) in any event the Superintendent of Police bc'fore orderiog the
respondent's dismissal had himself considered the entire evidence. It was
submitted that the appellate aulhority. i.e .. the Deputy Inspector-General
of Police had also made a similar approach while consideriog the respondent's appeal and therefore there had been no denial of natural justice.
On behalf of the respondent it was urged that the orders relating to the
appointment of the respondent as permanent Sub-Inspector had been passed by the Inspector-General of Police and there'fore the Superintendent
of Police was not competent to order his dismissal.
HELD : (i) It is highly improper for an enquiry officer during the
conduct of an enquiry to attempt to collect any materials from outside
sources and not make that information so collected, available to the delinquent officer and further make use of the same in the enquiry proceedings.
There may also be cases where a very clever and astute enquiry officer
may collect outside information behind the back of the delinquent officer
and, without any apparent reference to the information so collected, may
have been influenced in the conclusions recorded by him against the delinquent officer concerned. If it is established that any material had been
collected during the enquiry behind the back of the delinquent officer and
such material had been relied on by the enquiry officer, without being disclosed to the delinquent officer, it can be stated that the enquiry proceedings are vitiated. [96 F-H]
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SUPREME COURT REPORTS
[1971 ]1' S.C.R.
In the present case however there was no warrant for the High Court's
view that the enquiry officer took into consideration the materials found
by the Anti-Corruption Branch. On the other hand, a perusal of the report shOIA'ed that each and every item of charge had been discussed with
reference to the evidence bearing on the same and findings recorded on.
the basis of such evidence. Therefore it
could not be stated that the
enquiry officer in this case had taken into account the materials :f any
that he may have collected from the Anti-Corruption Branch.
Nor was
there anything to show, in the discussion contained in his report that the
enquiry officer was in any way influenced by the c

## Text

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THE STATE OF ASSAM AND ANOTHER
v.
MAHENDRA KUMAR DAS AND OTHERS
March 18, 1970
117
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[S. M. SHIBI, V. BHARGAVA AND C. A. VAIDJALINGAM, JJ.]
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Natural Justice-Departmental Enquiry-Consultations held' and material collected behind
back of delinquent officer-Whether
enquiry is
vitiated-Enquiry is not vitiated if such material not taken into account
and enquiry officer not influenced.
Assam Police Manual, Part Ill, Rule 66-Appointing Authority in case
of .Sub-Inspector is Superintendent of Police.
The first respondent was at the relevant time a Sub-Inspector in the
service of the State of Assam. In regard to certain allegations a confidential enquiry was held against him by the Superintendent of Police
Anti-Corruption Branch who submitted his report to the Government in
1957. A departmental enquiry was thereafter held. On receipt of the
enquiry officer's report, the Superintendent of Police asked for the respondent's explanation and thereafter in December 1958 ordered his dismissal.
The respondent's appeal before the Deputy Inspector-General of Police
and his revisions before the Inspector-General and the State Government
'failed. Thereupon the respondent filed a writ petition before the High
Court ·hal!enging the validity of the departmental enquiry and· the order
of dismissal. The High Court allowed
the petition on the ground that
the enquiry officer had during the course of the enquiry consulted the
Superintendent of Police Anti-Corruption Branch and had taken into consideration the materials gathered from the records of the Anti-Corruption
Branch without making the report of that Branch and the said material
available to the respondent. The State appealed to this Court by special
leave contending that : ( i) the enquiry officer was not influenced by his
consultations with the Superintendent of Police Anti-Corruption Branch
and (ii) in any event the Superintendent of Police bc'fore orderiog the
respondent's dismissal had himself considered the entire evidence. It was
submitted that the appellate aulhority. i.e .. the Deputy Inspector-General
of Police had also made a similar approach while consideriog the respondent's appeal and therefore there had been no denial of natural justice.
On behalf of the respondent it was urged that the orders relating to the
appointment of the respondent as permanent Sub-Inspector had been passed by the Inspector-General of Police and there'fore the Superintendent
of Police was not competent to order his dismissal.
HELD : (i) It is highly improper for an enquiry officer during the
conduct of an enquiry to attempt to collect any materials from outside
sources and not make that information so collected, available to the delinquent officer and further make use of the same in the enquiry proceedings.
There may also be cases where a very clever and astute enquiry officer
may collect outside information behind the back of the delinquent officer
and, without any apparent reference to the information so collected, may
have been influenced in the conclusions recorded by him against the delinquent officer concerned. If it is established that any material had been
collected during the enquiry behind the back of the delinquent officer and
such material had been relied on by the enquiry officer, without being disclosed to the delinquent officer, it can be stated that the enquiry proceedings are vitiated. [96 F-H]
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SUPREME COURT REPORTS
[1971 ]1' S.C.R.
In the present case however there was no warrant for the High Court's
view that the enquiry officer took into consideration the materials found
by the Anti-Corruption Branch. On the other hand, a perusal of the report shOIA'ed that each and every item of charge had been discussed with
reference to the evidence bearing on the same and findings recorded on.
the basis of such evidence. Therefore it
could not be stated that the
enquiry officer in this case had taken into account the materials :f any
that he may have collected from the Anti-Corruption Branch.
Nor was
there anything to show, in the discussion contained in his report that the
enquiry officer was in any way influenced by the consultations that he had
with the Anti-Corruption Branch.
If so, it could not be held that the
enquiry proceedings were violative of the principles of natural justice.
[97 E-GJ
The fact that a copy of the
report cif the Anti-Corruption B'ranch
was not furnished to the respondent was of no consequence in relation to
the actual enquiry conducted •$ainst the respondent inasmuch as he had a
foll opportunity to cross-examine the witnesses for the prosecution and of
adducing evidence in his favour.
Even assuming that there was some
defect in the enquiry proceedings, there was no violation o'f principles of
natural justice in the present case because the punishing authority, the
Superintendent of Police, and the appellate authority, the Deputy InspectorGeneral of Police had independently considered the matter and found the.
respondent guilty on the evidence on record. [98 A-El
State of Mysore v. S. S. Makapur, [1963] 2 S.C.R. 943, The Collector
of Central Excise and Land Customs v. Sanawarmal Purhoil, Civil Appeals
Nos. 1362-1363 of 1967 decided on 16-2-1968, applied.
Executive Com1nittee of U.P. State Warehousing Corporation v. Cf1andra Kiran Tyagi, Civil Appeal No. 559 of 1967, decided on
8-9-1969,
distinguished.
(;ii) In view o'f Rule 66 of Part II of the Assam Police Manual and
in view of the evidence on record the contention of the respondent that
the Superintendent of Police is not the appointing authority for a SubInspcctor, could not bo accepted. [99 F-H: 100 C-D]
CIVIL APPELLATE JURISDICTION: Civil Appeal No, 2210 of
1966.
Appeal by special leave from the judgment and order dated
January 20, 1966 of the Assam and Nagaland High Court in
Civil Rule No. 184 of 1964.
Naunit Lal, for the appellants.
D. N. Mukherjee, for respondent No. 1.
The Judgment of the Court was delivered by
Vaidialingam, J.
This appeal, by special leave, is
directed
against tl~e judgment, dated January 20, 1966 of the. High Court
of Assam and Nagaland, in Civil Rule No. 184 of 1964 by which
the High Court quashed the inquiry proceedings conducted by
the 4th respondent herein and the order, dated December 3, 1958
passed by the 3rd respondent dismissing the first respondent (hereinafter shortly referred to as the respondent) from service and the
orders of the appellate authorities confirming the same.
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ASSAM v. MAHENDRA (Vaidialingam, /.)
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The respondent joined the Assam Police Service as a constable
in 1933 and was promoted to the post of Assistant Sub-Inspector
of Police in 1936.
He was then promoted as Sub-Inspector of
Police in 1944.
He was made permanent as Sub-Inspector of
Police in 1952. In 1955, when the respondent was the Officer
in Charge of the Sorbhog Police Station, certain allegations appear
to have been made against him in consequence of which a confidential enquiry was conducted by the Superintendent of Police,
Anti-Corruption Branch, who submitted a report to the Govern·
ment on December 21, 1957.
In view of the complaints received
agajnst him, the respondent had already been placed under sus•
pcn>ion with effect from July 24, 1957.
The Sub-Divisional Police Officer,
Barpeta,
having
been
authorised under s. 7 of the Police Ace,
1861 framed char1e1
against the respondent on March 22, 1958. It is not really necoa·
safy to enumerate the various items of charges, but they can be
grouped under three broad heads.
Under charge no. 1, tho
respondent was alleged not to have taken cognisance of the itema
of cognizable offences reported to him and enumerated under that
charge and, as such, he had neglected to perform his duty as a
police-of!ker in charge of a Police Station.
The second char~e
related to his having accumulated assets in his name as well as m
the name of his wife, far beyond his known sources of income.
Items of assets purchased by the respondent were again given
in detail.
The third charge related to the
responc!.ent having
concealed the items, enumerated therein, and given false· statements regarding his asEets in the declaration of assets submitted
to the authorities on July 22, 1957.
The respondent submitted his explanation controverting the
allegations made against him.
The enquiry was conducted by
the Sub-Divisional Police Officer, Barpeta (shortly referred to as
the Enquiry Officer) and, as many as 14 witnesses were examined
on the side of the prosecution.
The respondent cross-examined
thos~ witnesses and he also examined four witnesses on his side.
The Enquiry Officer, by his report dated September 11, 19SR
found the respondent guilty of the various charges, excepting re·
garding one item under the first charge.
He declined to place
any reliance on the evidence adduced by the respondent and re·
jected the explanation furnished by him.
Ultimately, the En·
quiry Officer, aft~r finding the respondent guilty, submitted his
report to the Superintendent of Police, Kamrup. The Superinten·
dent of Police, after referring to the charges framed against the
res1mndent, the nature of the evidence adduced before the En·
quiry Officer as well as the finding recorded by the said Officer,
issued a memo. dated October 18, 1958 asking the respondent to
submit his explanation. A copy of the report of the Enquiry
L It SupCl/70-7
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SUPREME COURT REPORTS
[1971] 1 S.C.R.
Officer had already been given to the respondent.
Still the
Superintendent of Police also sent a copy along with his memo.
On receipt of this memo,•the respondent requested the Superintendent of Police, by his letter dated October 29, 1958 for being furnished with copies of the depositions of the prosecution and
defence witnesses recorded by the Enquiry Officer to enable him
to submit his explanation.
But this request was rejected by the
Superintendent of Police stating that there wa5 no rule for giving
<:opies of statements.
The respondent submitted a fairly long explanation, dated
November 21, 1958.
He disputed the correctness of the findings
recorded against him by the Enquiry Officer and, ultimately stated
that he was innocent and was not guilty of any offence.
He
P,rayed that if in case he was found guilty, he should not be awarded the extreme punishment of dismissal from
service.
But he
added a request to the effect that he should be allowed to examine
witnesses and submit documents and he should be exonerated by
the Superintendent of Police after a perusal and consideration ot
the same.
On receipt of the explanation, the Superintendent of Police,
by his order dated December 3, 1958 rejected the explanation ot
the respondent, accepted the findings of the Enquiry Officer and
holding that the charges had been proved beyond all reasonable
doubt, dismissed the respondent from service with immediate
.effect.
In the said order, the Superintendent of Police had
referred to the charges framed against the respondent, the explanation furnished by him as well as the evidence recorded during
the enquiry and the findings recorded by the Officer and· the explanation sent by the respondent to the show cause notice and ultimately held that the charges had all been proved established and
that the findings recorded by the Enquiry Officer were correct.
With regard to the request made by the respondent in his expla
nation dated November 21, 1958 the disciplinary authority stated
that the respondent was afforded a full and fair opportunity to
adduce all evidence that he desired to be placed before the Enquiry Officer and that opportunity had also been fully utilised by
the respondent. Therefore there was no further necessity for giving the respondent an opportunity to Jurnish documentary or oral
evidence.
Regarding the punishment to be awarded, the Superintendent of Polire stated that the charges proved against
the
respondent, who was a member of the Police force, were very
serious and hence no leniency could be shown.
The respondent filed an appeal before the Deputy Inspector.
General of Police, Range, Assam, who, by his order dated May
11, 1960 dismissed the same.
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ASSAM v. MAHENDRA (Vaidialingam, J.)
91
The respondent thereupon filed a revision before the Inspector
General of Police, Assam, which, again, was rejected on June
30, 1961.
A further revision, filed before the State Government
was also dismissed on January 21, 1964.
On August 17, 1964 the respondent filed the.writ petition in
question, challenging the disciplinary proceedings initiated against
him and the orders of dismissal passed on the basis of the enquiry
conducted by the Enquiry Officer. He had taken several grounds
of attack as against the disciplinary proceedings. He alleged that
no reasonable opportunity was afforded to him during the enquiry
proceedings.
During the enquiry, the Enquiry Officer was in
frequent consultation and contact with the Deputy Superintendent
of Police of the Anti Corruption Branch, regarding the charges
which were being tried by him. In particular, he referred to the
record made by the Enquiry Officer in his proceedings that on
July 14 and 15, 1958 he consulted the Deputy Superintendent of
Police, Anti Corruption Branch about the proceedings and went
through his records relating to the charges.
He averred that the
nature ·Of the consulation and the materials collected by the Enquiry Officer from the Deputy Superintendent, Anti Corruption
Branch, were not made known to him and those materials had
been taken into account in recording the findings against him. He
also alleged that copies of the report of the Anti Corruption
Department, on the basis of which disciplinary proceedings had
been initiated, had not been furnished to him nor were the copies
of the evidence recorded during the enquiry given to him, though
a specific request was made in that behalf.
On all these grounds.
he sought to have all the orders quashed on the ground that there
had been a gross violation of the-principles of natural justice. He
took a further ground of attack that he had been appointed by
the Inspector General of Police and the order of dismissal by a
subordinate authority, viz., the Superintendent of Police. was
illegal and void.
·
The allegations made by the respondent in the writ petition
were controverted by the appellants. They averred that the respondent was not entitled to a copy of the report of the Anti Corruption Branch, which was only in the nature of a preliminary
investigation into the complaints received against the respondent
to enable the disciplinary authority to consider whether disciplinary action against the respondent should be initiated or not. It
was further stated that the respondent was given a full and fair
opportunity to participate in the enquiry and the witnesses were
all examined in his presence and, apart from cross-examining the
prose:ution witnesses, he had also adduced defence evidence on
his behalf.
The State further averred that the mere circumstance
·that the Enquiry Officer consulted the Deputy Superintendent of
92
SUPREME COURT REPORTS
[197111 S.C.R.
Police, Anti Corruption Branch, did not vitiate the enquiry proceedings as no inforamtion or material gathered therein had be.en
used by the Enquiry Officer when he recorded findings against the
respondent.
According to the State, the findinjSS had been
re·
corded on the basis of the evidence adduced dunng the actual en·
quiry.
It was also pointed out that the disciplinary authority,
viz .. the Superintendent of Police, after receipt of the report of
the Enquiry Officer, had himself gone into the various items of
evidence and, after a due consideration of the explanation sub·
milled by the respondent, had agre.ed with the findings recorded
by the Enquiry Otlicer and, after further consideration of .the
explanation submitted by the respondent to the show cause notice,
ultimately passed the order of dismissal.
The appellate authority,
the Deputy Inspector General of Police had also considered the
mutter in great detail and had upheld the order of the Superinten·
dent of Police.
The State further averred that the appointing authority ol
persons like the respondent, was the Superintendent of Police and
not the Inspector General of Police, and, as such, th.e order ot
dismissal passed by the former was perfectly legal.
On these
grounds the State maintained that t[le enquiry proceed in a, were
valid and legal and did not suffer from any infirmity.
Though, as pointed out above, several grounds of attack
against the disciplinary proceedings initiated against the respon.
dent were taken in the writ petition, it is seen from the judgment
of the High Court under appeal that the order of dismissal was
ultimately assailed only on two grounds :
( 1) The request oi
the respondent, made on October 29, 1958 after receipt of the
second show cause notice dated October 18, 1958 issued by the
Superintendent of Police, for supply of copies of the statements of
the witnesses recorded at the enquiry, was arbitrarily rejected on
the ground that there was no rule under which copies could be
given and hence the respondent did not have any reasonable
opportunity to show cause against the actiori
proposed against
him.
(2) The Enquiry Officer, during the course of the enquiry
was keeping himself in regular contact with the Anti Corruption
Branch and had utHised the material so gathered by him, behind
the back of the respondent, against the respondent in the enquiry
proceedmgs.
The respondent's request for being furnished with
a copy of the report of the Anti Corruption Branch had also been
refused and therefore there hadi been a violation of the principles
of natural justice in the conduct of the enquiry.
So f~r as the first ground of objection is concerned, the High
Court did not accept the same as it was satisfied that the witnesses
were all examined in the enquiry in the presence of the respondent
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ASSAM V. MAHENDRA (Vaidialingam, }.)
93
and that he tad a full and fair opportunity of cross-examining
the prosecution wilnesses and also of examining witnesses on bis
behalf.
Though the request of the respondent, made on October
29, 1958 for being furnished with copies of the evidence recorded
during the enquiry was rejected, the High Court was of the view
that as the respondent was fully aware of the nature of the evidence adduced in his presence during the enquiry, his grievance
that he had no reasonable opportunity to show cause to the notice
issued by the Superintendent of Police was unfounded.
So far as the second ground of objection was concerned, the
High Court was impressed by the fact that the Enquiry proceedings showed that on July 14, 1958 and July 15, 1958 the Enquiry
Officer consulted the Depu:y Superintendent of Police of the Anti
Corruption Branch about the proceedings and went through his
records relating to those charges.
Based
upon those entries
found in the record of the enquiry proceedings, the High Court
came to the conclusion that it was abundantly clear that the Enquiry Officer had discussion with the Anti Corruption Branch,
the report of which had not been furnished to the respondent. The
High Court was further of the view that the Enquiry Officer had
ta ken in to consideration the materials gathered from the records
of the Anti Corruption Branch.
It was the further view of the
High Court that inasmuch as a copy of the report of the Anti
Corruption Branch as well as the materials that were gathered b~
the Enquiry Officer during his consultation with that Branch had
not been furnished to the respondent, the enquiry held under
such circumstances was in clear violation of the princirles of
natural justice and hence the order dismissing the respondent from
service was void.
In this view the High Court set aside the order
of dismissal and allowed the writ petition.
Mr. Naunit Lal, learned counsel for the appellant State, raised
two contentions : ( 1) The report of the Enquiry Officer, dated
September 11, 1958 clearly shows that the findings against the
respondent have been recorded exclusively on the basis of the
evidence adduced before him and there is nothing to show that
the Enquiry Proceedings have been influenced by the consultations
that t)1e Enquiry Officer had with the Deputy Superintendent of
Police, Anti Corruption Branch, on July 14-15, 1958. (2)
In
any event, the disciplinary authority, viz., the Superintendent of
Police, before accepting the findings recorded
by the Enquiry
Officer, has himself considered the entire evidence bearing upon
the charges and the explanations offered by the respondent. and
it is after such a consideration that he has agreed with the findings of the Enquiry Officer regarding the guilt of the respondent.
The appellate authority, the Deputy Inspector General of Police,
has also made a similar approach when disposing of the appeal
94
SUPREMI! COURT REPORTS
[1971] I S.C.R.
filed by the respondent and therefore there has been no violation
cf the principles of natural justice.
Mr. D. N. Mukherjee, learned counsel for the respondent,
has urged that the High Court's view that the enquiry proceedings is vitiated inasmuch as the Enquiry Officer has acted upon
the information collected from the Anti Corruption Branch is
perfectly justified, especially in view of the record made by the
Enquiry Officer himself.
Counsel pointed om that the examination of witnesses-commenced on June 23, 1958 and concluded
only on August 30, 1958.
It was during this period when the
enquiry was actually going on that the Enquiry Officer, on July
14 and 15, 1958 consulted the Anti Corruption Branch about the
matters connected with the enquiry proceedings and had gone
through the records available with that Branch relating to
the
charges levelled against the respondent and which were
being
tried by the Enquiry Officer. Counsel further urged that the respondent was not furnished with a copy of the report of the Anti
Corruption Branch nor was he furnished with the information and
materials that must have been gathered by the Enquiry Officer in
his consultation with the Anti Corruption Branch and from their
records which he inspected on July 14 and 15, 1958.
All thesa
circumstances would clearly show that there had been a violation
cf the principles of natural justice in the conduct of the enquiry.
When once the enquiry proceedings were so vitiated, the order of
dismissal based upon the findings recorded at such an enquiry,
has been rightly held by the High Court to be illegal and void.
We are of opinion that in the particular circumstances of this
case, which will be indicated presently, the High Court has not
made a proper approach when it came to the conclusion that
there had been a violation of the principles of natural justice in
the conduct of the enquiry, on the second ground of objection
raised by the respondent.
The principle, in this regard, has been
laid down by this Court in State of Mysore v. S. S. Makapur(') :
"For a correct appreciation of the position, it
is
necessary to repeat what has often been said that tribunals exercising quasi-judicial functions are not courts
and that therefore they are not bound to follow the procedure prescribed for trial of actions in Courts nor are
they bound by strict rules of evidence. They can, unlike Courts, obtain all information material
for the
points under enquiry from all sources, and through all
channels. without being fettered by rules and procedure,
which govern proceedings in Court. The only obligation which the law casts on them is that they should not
(I) [1963] 2 S.C.R. 943, 947.
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ASSAM v. MAHENDRA (Vaidialingam, !.)
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act on any information which they may receive unless
they put it to the party against whom it is to be used
and give him a fair opportunity to explain it.
What is
a fair opportunity must depend on the facts and circumstances of each case but where such an opportunity had
been given, the proceedings are not open to attack on
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the ground that the enquiry was
not conducted in
accordance with the procedure followed in courts."
It has been further laid down by this Court in The Collector of
Central Excise and Land Customs v. Sanawarmal Purohit(') that':
"A quasi-judicial authority would be acting contrary
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to the rules of natural justice if it acts upon information
collected by it which has not been disclosed to the party
concerned and in respect of which full opportunity of
meeting the inferences which arise out of it has not been
given."
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The above two extracts, it will be noted, emphasize that rules ·of
natural justice can be considered to have been violated only 'if
the authority concerned acts upon information collected by it
and the said information has not been disclosed to the party
against whom the material has been used.
In paragraph 10 of his writ petition the respondent hlld
alleged that the Enquiry Officer had, during the course of the
enquiry, maintained regular correspondence and contact with
the Deputy Superintendent of Police, Anti Corruption Branch,
Gauhati.
In para 12 he had further alleged that the Enquiry
Officer started recording statements of witnesses on
and
fm111
July 23, 1958 and after recording the statements of thirteen wjtncsses, came to Gauhati on July 14, 1958 and had consultatiQn
with the Deputy Superintendent, Anti Corruption Branch, abo\lt
the proceedings against the respondent and also went through
the record of the Anti Corruption Branch on July 15, 1958. The
request of the respondent for being furnished with a copy of the
report of the Anti Corruption Branch was not complied with. He
further alleged that the enquiry proceedings show that the enquiry
officer had taken into consideration, against the respondent, the
rcpcrt of the Anti Corruption Branch.
"
In the counter-affidavit on behalf of the State, filed in the wlit
petition, it was contended in para 10 that the report of the Al!ti
Corruption Branch being a confidential document and not having
been used as an Exhibit in the disciplinary proceedings, the respondent was not entitled to a copy of the same. It was furth~r
averred in para 11 that the findings
of the Enquiry
Offic~.
(!) Civil Appeals Nos. 1362-1363/1967 decided on 16-2-1968.
96
SUPREME COURT REPORTS
[1971] 1 S.C.R.
Barpeta, recorded against the respondent were based on the evidence recorded during the enquiry and not on any consultation
with the Anti Corruption Branch officers.
It was further averred
in para 13 that a~ the report of the Anti Corruption Branch was
not exhibited in the disciplinary proceedings, there was no question of the Enquiry Officer taking the said report into consideration and, as a matter of fact also the report was not taken into
consideration by the Enquiry Officer and the findings against the
respondent had been recorded on the basis of the evidence recorded by the Enquiry Officer and no part of it is based on the
report of the Anti Corruption Branch.
From the above averments it will be noted that the respondent no doubt made a grievance of the consultation stated to have
taken place during the midst of the enquiry between the Enquiry
Officer and the Anti Corruption Branch.
But his specific averment was that the findings against him recorded in the enquiry
were based upon the report of the Anti Corruption Branch the
copy of which was not furnished to him.
The State, on the other
hand, did not controvert the fact that the Enquiry Officer did have
consultation with the Anti Corruption Branch on the dates mentioned in the record of proceedings.
But, according to the State,
no part of any information contained in that report had been
taken into account in the enquiry proceedings and that on the
other hand the report of the Enquiry Officer was exclw;ively based
on the evidence adduc~d during the enquiry.
A perusal of the report of the Enquiry Officer, in the proceedings before us, shows that there is absolutely no reference to
any data or material, if any, collected by him when he consulted
the Deputy Superintendent of Police, Anti Corruption Branch on
July 14 and 15, 1958. But, we have to state that it is highly improper for an Enquiry Officer during the conduct of an enquiry
to attempt to collect any materials from outside sources and not
make that information, so collected, available to the delinquent
officer and further make use of the same in the enquiry proceedings.
Ther.~ may also be cases where a very clever and astute enquiry officer may collect outside information behind the back of
the delinquent officer and, without any apparent reference to the
information so collected, may have been influenced in the conclusions recorded by him agiiinst the delinquent officer concerned.
If it is established that the material behind the back of the delinquent officer has been collected during the enquiry and such material has been relied on by the enquiry officer, without its having be.en
disclosed to the delinquent officer, it can be stated that the enquiry proceedings are vitiated. It was,
under such
circumstances, that this Court,
in Executive Committee of U.P. State
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ASSAM v. MAHENDRA (Vaidialingam, J.)
97
Warehousing Corporation v. Chandra Kiran Tyagi(') t1ccepted
the view of the High Court that the enquiry proceedings )Vere
vitiated by the enquiry officer collecting information from outside
sources and utilising the same in his findings recorded against the
delinquent officer without disclosing that
information to
the
accused officer.
It was again, under similar circumstances that
this Court in Sanawarma/ Purohit' s Case(') upheld the order of
the High Court holding the enquiry proceedings to be contrary
to the principles of natural justice when the enquiry officer had
collected information from third parties and acted upon the intormatiori so collected, without disclosing the same to the accused.
If the disciplinary authority himself had been also the enquiry
officer and, during the course of the enquiry he had collected
materials behind the back of the accused and used ~uch materials
without disclosing the same to the officer concerned, the position
will be still worse and the mere fact that such an order passed by
the disciplinary au1hority had even. been confirmed by an appellate authority without anything more, will not alter the position in
favour of the department.
But, in the case before us, it is no doubt true that the enquiry
officer has made a note that .he consulted the Deputy Superintendent of Police, Anti Corruption Branch on July .14 and 15,
1958 and perused the :rec.ords relating to the charges.
But the
enquiry report does. not "show that materials, if any, collected by
the Enquiry Officer on those two days, have been utilised against
· the respondent.
We
do not find any warrant for the High
Court's view that :
"there is no doubt that the S.D.P.O:·took into consideration the materials found by the
Anti-Corruptiofl
Branch .... "
On the other hand, a perusal of the report shows that each and
every item of charge had been d.iscussed with reference ·to the eyidence bearing on the same and findings recorded on the basis of
such evidence.
Therefore. it cannot· be stated that the Enquiry
Officer in this case has taken into account materials if any that,
he may have collected from the Anti Corruption Branch. Nor
is there anything to show that, in the discussion contained in his
report, the Enquiry Officer was in any way influenced by the con-
>ultation tl-iat he had with the Anti Corruption Branch. If so, it
cannot be held that the enquiry proceedings are violative of the
principles of natural justice.
·
The fact that a copy of the report of the Superintendent of
Police, Anti Corruption Branch, dated December 21, 1957 was
(!) C. A. No. 559 of !967, decided on 8-9-1969.
(2) Civil Appeals Nos. 1362-1363/67 decided on 16-2-1968.
98
SUPREME COURT REPORTS
[1971] l S.C.R.
not furnished to the respondent is, in our opinion, of no cous.equence in relation to the actual enquiry conducted against the
respondent.
That report was necessitated in view of the complaints received against the respondent and the enquiry made
by the Anti Corruption Branch was only for the purpose of enabling the Government to consider whether disciplinary proceedings should be initiated against the respondent.
On receipt of
the report, the Government felt that disciplinary proceedings will
have to be initiated against the respondent and that is how the
enquiry proceedings were commenced.
The validity of the enquiry will have to be decided only by the manner in which it has
been conducted.
So far as that is concerned, it is clear from the
reccrd that the respondent had a full opportunity of participating
in the enquiry and adducing evidence on behalf of himself and
of cross-examining the witnesses for the prosecution_ and the en1ire evidence was recorded in his presence.
The non-furnishing
of the copy of the report of the Superint~ndent of Police, Anti
Corruption Branch, does not vitiate the enquiry ptoceedings.
Over and above these circumstances, it is also to be seen that
the enquiry officer was not the disciplinary authority competent
to impose the punishment against the respondent.
The competent authority is the Superintendent of Police.
The show cause
notice, issued on Oct~l;>er 18, 1958 as well as the order of dismissal passed by the Suj:ierintendent of Police, dated December 3,
J 958 clearly show that the said officer has independently gone
into the evidence on :.record in respect of the charges for which
the 1 espondent was tried and has, after taking into account the
explanations furnished by him, independently come to the conclusi'on that the respondent is guilty.
Similarly, the Deputy Inspector General of Police, Range Assam, before whom the respondent filed an appeal has also very elaborately and in considerable
det&il discussed the entire evidence on record and has agreed with
the conclusions regarding the guilt of the respondent.
We have
already held that there is no violation of the rules of, natural justice in the enquiry proceedings.
Even assuming that there was
any defect in the said enquiry proceedings, inasmuch as the punishing authority and the appellate authority, the Superintendent of
Police and the Deputy Inspector-General of Police, respectively,
have independently considered the matter and found the respondent guilty on the evidence on record, it must be held that in the
circumstances of this case there has been no violation of the
principles of natural justice when the order of dismissal
was
passed.
We may state that the respondent, when he sent his explanation
on November 21, 1958 to the show cause notice issued by the
Superintendent of Police on October 18, 1958 did not make any
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nSSAM v. MAHENDRA (Vaidia/ingam, J.)
99•
grievance regarding the consultation by the Enquiry Officer with
the Anti Corruption Branch on July 14 and 15, 1958. For the
first time the respondent took this ground of objection to the en·
quiry proceedings only when he filed the appeal before the Deputy
Inspector General of Police and the latter has quite rightly re·
jected this objection holding that any consultation that the Enquiry
Officer had with the Anti Corruption Branch has not affected. the
cas.e in any way since the findings had been recorded against the
respondent entirely on the evidence adduced during the enquiry.
The High Court has not considered the various aspects, referred
tG above.
Both the contentions of the learned counsel for
the
appellant, in the circumstances, will have to be accepted and, in
consequence, it must be held that the view of the High Court that
the order of dismissal is illegal and void is erroneous.
Mr. Mukherjee, learned counsel for the respondent, raised the·
contention that the materials on record disclose that the respon·
dent was appointed permanent Sub-Inspector by the
Inspector-·
General of Police whereas the order of dismissal has been passed
by a subordinate authority, the Superintendent of Police and therefcre the order of dismissal is illegal and void. Normally, this
contention should not be entertained, because it is stated by the
High Court that apart from the two points considered by it, no
other grounds of objection were raised by. the respondent against
the order of dismissal.
But, if really the records support this
contention of Mr. Mukherjee, that will make the order of dismissal illegal and so we permitted the COU[ISel to raise this contention. But, after a reference to the material on record, we are
satisfied that this contention is devoid of merit.
The respondent, no doubt, averred in his writ petition that he
was appointed to the substanive post of Sub-Inspector of Police
by order of the Inspector-General of Police, Assam, and therefore
the order of dismissal passed by a subordinate authority, viz., the
Superintendent of Police, is illegal and ultra vires. In the counter•
affidavit filed before the High Court, the State maintained that
the Superintendent of Police was the appointing authority of a
Sub-Inspector of Police and it placed reliance upon rule 66, as
corrected by the Correction Slip No. 150, dated June 1, 1938 of
the Assam Police Manual, Part III. The State further categorically stated that the Superintendent of Police is the appointing
and punishing authority of the Sub-Inspector of Police and the
respondent has been properly and validly dismissed by the compe-
. tent authority.
Rule 66, referred to above,. clearly supports the
contention of the State in this regard.
An~exure X to the counter-affidavit of the State in the High
Coart 1s the order of the Inspector-General of Police, Assmn,
100
'SUPREME COURT REPORTS
[1971] l S.C.R. /«,,
... :,,"'".:·
<lated December 16, 1952. That refers to· the se!ectjon for con·
firmation as Sub-Inspectors of Police of the persons mentioned
therein.
The respondent is serial number 5 in the said order.
Note 'no. 2 to this order specifically directs the Superintendents
of Police to .send to the Inspector-General of Police, Assam, copies
of confirmation orders issued by them jn respect of the officers.
Jn accordance with' the orders of the Inspector-General· of Police
dated Decemlier 16, 1952 t11,e Superintendent of Police passed .an
order D.O. No. 3777 dated'December 31, 1952 that among other
officers, the ·fespondent, who was. offitiating as Sub-Inspector, has
been selected for cor:finnation as Sub•lnspector of' Police (Unarrr!ed Branch) with·effeci.j'rom September. 1. 1951 and that he
has been confirmed as Sub-InsJTector of Police (Unarmed Branch)
from the samy date and absorbed against an existing substantive
vacancy in the district.
These orders clearly show that the respondent was appointed permanent Sub•Inspector of"Police not
by the Inspector-General of Police but by the Superintendent of_
Police.
Obviously because of these records, such a- co·nientiol1,
as is nqw taken on behalf of the respondent, was nor raised before
the Hi!!h Courr
·.
The appeal is accordingly allowed and the judgment of the
Higli' Court set aside.
T.he first respondent will 11ay the costs of
the appeal to the appellants.
G.C.
Appeal allowed.
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