# ~ v. DHARAM PAL ETC

- **Citation:** [2009] 2 S.C.R. 193
- **Court:** Supreme Court of India
- **Decided:** 2009-02-12
- **Case number:** Civil Appeal No. 948 Of 2009
- **Bench:** S.B. Sinha, Dr. Mukundakam Sharma
- **Source:** https://unisonlegal.in/judgment/supreme-court-of-india/v-dharam-pal-etc-25521
- **Pages:** 20

## Headnote

Service Law :
->
Indian Railway Establishment Manual - Rule 17 4, 213,
216, 302:
c
Regularisation of service - Appointment of clerks on officiating basis in an ad hoc manner - Representation for regularization and promotion - Rejection of - Tribunal directing
regularization of persons with three years continuous service
- High Court dismissing appeal thereagainst - On appeal,
D
~
Held: Both the Tribunal and High Court committed a serious
\
error in not taking into consideration the binding authorities of
Supreme Court - Hence their orders set aside.
The correctness of the orders passed by the TribuE
nal and the High Court in directing regularization of services of candidates appointed on officiating basis in an
ad hoc manner, has been questioned in the appeal.
-•,
Allowing the appeal, the Court
HELD: 1.1 Rule 216 of Indian Railway Establishment
F
Manual (IREM) in no uncertain terms provides that ad hoc
appointment should be made for short duration vacancy
only. Such orders of promotion are required to be made
only upon obtaining the approval of Chief Personnel Officer. In the instant case, such an approval was not obG
,
tained. Approval was obtained only at the Divisional level.
_,.
Even while extending the period of three months, the circular letter of the Board dated 23.2.1974 laying down for
193
H
194
SUPREME COURT REPORTS
[2009] 2 S.C.R.
A sanction of the General Manager, therefore, had not been
complied with. [Para 14] [206-E, F, G]
1.2 When an ad hoc appointment is made, the same
must be done in terms of the rules for all purposes. If the
mandatory provisions of the rules had not been complied
B with, in terms of Direct Recruit, the period shall not be
taken into consideration for the purpose of reckoning seniority. Furthermore, it is one thing to say that an appointment is made on an ad hoc basis but it is another thing to
say that inter se seniority would be determined on the baC sis laid down in another rule. [Para 14] [206-H; 207-A, B]
Direct Recruit Class-II Engineering Officers' Association
& ors. VS. State of Maharashtra & ors. (1990) 2 sec 715;
Swapan Kumar Pal & ors. vs. Samitabhar Chakraborty& ors.
D (2001) 5 SCC 581; State of WB. & ors. vs. Aghore Nath Dey &
ors. (1993) 3 SCC 371; MK. Shanmugam & anr. vs. Union of
India & ors. (2000) 4 SCC 476 and R.K. Mobisana Singh vs.
Kh. Temba Singh <$.ors. (2008) 1 sec 747 - relied on.
T. Vijayan & ors. vs. Divisional Railway Manager & ors.
E (2000)4 SCC 20 and Raj Kishore Vishwakarma & ors. vs. Union
of India & ors. (1997) 11 SCC 619 - distinguished.
2. It is now well settled that even power of relaxation
even specifically provided in the appointing authority himF
self being created by a statute cannot be exercised in an
arbitrary and cavalier fashion. [Para 16] [211-E, F]
Kendriya Vidyalaya Sangathan. and Ors. v. Sajal Kumar
Roy and Ors. (2006) 8 sec 671 - relied on.
Case Law Reference
G
(2000) 4 sec 20
distinguished
Para 11
1990) 2 sec 11s
relied on
Para 14
(2001) s sec ss1
relied on
Para 14
H
(1993) 3 sec 371
relied on
Para 14
-~-
-j.
.......
~
•
-{
UNION OF INDIA V. DHARAM PAL ETC.
195
(2000) 4 sec 476
/
(2008) 1 sec 747
(1997) 11 sec 619
(2006) a sec 671
relied on
Para 14
relied on
Para 14
distinguished
Para 16
relied on
Para 16

## Text

(2009] 2 S.C.R. 193
UNION OF INDIA
A
~
v.
DHARAM PAL ETC.
Civil Appeal No. 948 Of 2009
FEBRUARY 12, 2009
B
(S.B. SINHA AND DR. MUKUNDAKAM SHARMA, JJ.)
Service Law :
->
Indian Railway Establishment Manual - Rule 17 4, 213,
216, 302:
c
Regularisation of service - Appointment of clerks on officiating basis in an ad hoc manner - Representation for regularization and promotion - Rejection of - Tribunal directing
regularization of persons with three years continuous service
- High Court dismissing appeal thereagainst - On appeal,
D
~
Held: Both the Tribunal and High Court committed a serious
\
error in not taking into consideration the binding authorities of
Supreme Court - Hence their orders set aside.
The correctness of the orders passed by the TribuE
nal and the High Court in directing regularization of services of candidates appointed on officiating basis in an
ad hoc manner, has been questioned in the appeal.
-•,
Allowing the appeal, the Court
HELD: 1.1 Rule 216 of Indian Railway Establishment
F
Manual (IREM) in no uncertain terms provides that ad hoc
appointment should be made for short duration vacancy
only. Such orders of promotion are required to be made
only upon obtaining the approval of Chief Personnel Officer. In the instant case, such an approval was not obG
,
tained. Approval was obtained only at the Divisional level.
_,.
Even while extending the period of three months, the circular letter of the Board dated 23.2.1974 laying down for
193
H
194
SUPREME COURT REPORTS
[2009] 2 S.C.R.
A sanction of the General Manager, therefore, had not been
complied with. [Para 14] [206-E, F, G]
1.2 When an ad hoc appointment is made, the same
must be done in terms of the rules for all purposes. If the
mandatory provisions of the rules had not been complied
B with, in terms of Direct Recruit, the period shall not be
taken into consideration for the purpose of reckoning seniority. Furthermore, it is one thing to say that an appointment is made on an ad hoc basis but it is another thing to
say that inter se seniority would be determined on the baC sis laid down in another rule. [Para 14] [206-H; 207-A, B]
Direct Recruit Class-II Engineering Officers' Association
& ors. VS. State of Maharashtra & ors. (1990) 2 sec 715;
Swapan Kumar Pal & ors. vs. Samitabhar Chakraborty& ors.
D (2001) 5 SCC 581; State of WB. & ors. vs. Aghore Nath Dey &
ors. (1993) 3 SCC 371; MK. Shanmugam & anr. vs. Union of
India & ors. (2000) 4 SCC 476 and R.K. Mobisana Singh vs.
Kh. Temba Singh <$.ors. (2008) 1 sec 747 - relied on.
T. Vijayan & ors. vs. Divisional Railway Manager & ors.
E (2000)4 SCC 20 and Raj Kishore Vishwakarma & ors. vs. Union
of India & ors. (1997) 11 SCC 619 - distinguished.
2. It is now well settled that even power of relaxation
even specifically provided in the appointing authority himF
self being created by a statute cannot be exercised in an
arbitrary and cavalier fashion. [Para 16] [211-E, F]
Kendriya Vidyalaya Sangathan. and Ors. v. Sajal Kumar
Roy and Ors. (2006) 8 sec 671 - relied on.
Case Law Reference
G
(2000) 4 sec 20
distinguished
Para 11
1990) 2 sec 11s
relied on
Para 14
(2001) s sec ss1
relied on
Para 14
H
(1993) 3 sec 371
relied on
Para 14
-~-
-j.
.......
~
•
-{
UNION OF INDIA V. DHARAM PAL ETC.
195
(2000) 4 sec 476
/
(2008) 1 sec 747
(1997) 11 sec 619
(2006) a sec 671
relied on
Para 14
relied on
Para 14
distinguished
Para 16
relied on
Para 16
CIVILAPPELLATE JURISDICTION: Civil Appeal No. 948
of 2009
From the Judgement and Order dated 13.7.2005 in CWP
Nos. 8457/2000, 8458/2000 & 8489/2000 of the High Court of
A
B
Punjab & Haryana at Chandigarh
C
S. Wasim A. Qadri, B. Krishna Prasad for the Appellant.
D.R. Sharma, Praveen Jain for the Respondent.
The Judgement of the Court was delivered by
S.8. SINHA, J.
1. Leave granted.
D
2. Union of India is before us aggrieved by and dissatisfied with a judgment and order dated 13. 7.2005 passed by the
E
High Court of Punjab & Haryana at Chandigarh in Civil Writ
Petition Nos. 8457/2000, 8458/2000 and 8489/2000.
3. Respondents herein joined the Railway services as Signal Khalasis in S & T Department, Delhi Division, Northern Railway in the year 1970. The next promotional post was the one of
F
Material Checking Clerk (MCC). The terms and conditions of
service are governed by Indian Railway Establishment Manual
(IREM). Rule 174 of IREM regulates procedure for appointment
to Class-II I (Group-C) posts i.e. Office Clerk. It provides that the
vacancies in the said category are to be filled from two sources G
(i) 66-2/3% by direct recruitment through the agency of the Railway Recruitment Boards; and (ii) 33-1/3% by promotion by selection of specified Group 'D' staff. We are concerned with the
second one.
H
196
SUPREME COURT REPORTS
[2009] 2 S.C.R.
A
4. Respondents, thus, could be appointed in the post MCC
only in terms of the procedure of selection laid down therein.
The selection procedure for appointment in the grade of Office
Clerk is laid down in Chapter 11, Section B of the !REM and as
per Rule 219 therein, the selection procedure consists of writB ten test and interviews. In the written test 50% of the questions
are to be of objective type.
5. On and from 5.9.1986, the respondents and several
other employees were allowed to officiate on ad hoc basis as
MCC. Indisputably, for the said purpose, the mandatory procec dure for promotion as contained_ in Rule 219 had not been followed. Even some of the employees, it is stated before us, had
been working on officiating basis even prior to them.
The appointment letter reads as under:
D
"Sub: Adhoc promotion as MCC grade 260-400 (Rs.)
under SI (9)-SID/I, and UMB II and Dl/D-1, SRE.
The following senior most Khalasi grade 196-232 (Rs.)
under the control of DST/UMB are hereby allowed to
E
officiate as MCC Gr. 260-400 Rs. on purely ad hoc basis
against the existing vacancies.
1.
Sh. Dharam Pal Kh. Under l/D-1/UMB.
2.
Sh. Rakesh Kumar. Kh. Under SI (D)/11/UMB.
F
3.
Sh. Ashok Kumar under Sl/0/1/SRF
They will draw Rs.260/- per month in grade 260-400 from
the date of their resumption. They will not confer upon
them/any right for future promotion. They will be reverted
on arrival of selected candidates.
G
Note:-
This has approval of Sr. DSTE, New Delhi
Sd/-for Senior Divisional Personnel Officer, New Delhi."
6. Those clerks appointed on officiating basis in an ad
H hoc manner made representations before the General Manager,
~,-
..
--~
• >-
UNION OF !NOIA V. DHARAM PAL ETC.
197
[S.B. SINHA, J.]
Northern Railways for their promotion on regular basis. On or A
about 8.5.1987, a decision was taken that services of those
who had completed three years' ad hoc appointment may be
regularized on the basis of service record and viva-voce test as
a one time dispensation and it was treated as a special case
and not to be treated as a precedent. As the respondents had
B
not completed three years' ad hoc service at the relevant time,
their cases were not considered. Another representation was
made by them on 4.4.1990 on the premise that at that time they
had completed three years of ad hoc service. The said representation was rejected.
c
An Original Application was filed by them before the Central Administrative Tribunal (for short "Tribunal") praying for issuance of a direction upon the appellant to regularize their services as MCC and to give the benefit of continuous ad hoc officiation towards seniority from the date they had been working D
~
as MCC and promote them furtj)er to the post of UDC from the
~
date they became eligible therefor. It is stated that the employees of Ambala Division had also been given the benefit of the
said concession.
7. Indisputably, respondents took part in the selection proE
cess for appointment in the post of MCC although they had completed more than three years of service. Viva-voce test was
conducted. They were, thus, considered for appointment. Out
--<_
of the employees who had appeared in the said viva-voce test,
12 persons became successful. On or about 24.10.1997, a proF
visional panel was prepared wherein their names were included.
The services of the said 12 successful employees were regularized with immediate effect. Their services were later on directed to be regularized retrospectively with effect from
10.8.1988.
G
..
8. By reason of a judgment and order dated 11.2.2000,
-1.
the Tribunal allowed the Original Application filed by the respondents opining that despite the fact that ad hoc appointments
were de hors the recruitment rules but in view of the purported
H
198
SUPREME COURT REPORTS
(2009] 2 S.C.R.
A
policy decision taken by the appellant herein, their services were
required to be regularized, stating:
"9. As is evident from the principle cited verbatim above,
as laid down by the Apex Court, even if the initial officiating
B
appointment was de hors the recruitment rules in the wake
of regularization of such appointments, the entire period
of the officiating service becomes eligible for other service
benefits, like the fixation of seniority and pay. Though the
learned counsel for the respondents has strenuously sought
to draw a distinction between ad hoc appointments on the
.(,.-
c
one hand and the officiating appointments on the other, he
has failed to produce any material based on the provision
of either the Indian Railway Establishment Manual or the
rules of appointments applicable generally to different
Departments of the Government of India that for the
D
purpose of reckoning the service rendered by an
employee such a distinction does, indeed, exist or is
recognized by those provisions. A mere recourse to the
•
dictionary meaning of an officiating appointment, which,
were nevertheless not, merely says that it amounts to
E
discharging the official duties of a post, does not come to
the help of the respondents in any meaningful manner. It is
not denied by the respondents that the applicants had,
indeed, been discharging all the duties normally attached
to the posts of MCCs. In that view of the matter we fail to
F
understand how in this context officiating appointments
~~
as MCCs would have been different from an ad hoc
appointment as MCCs.
10. For the reasons discussed by us at some length
above, we are unable to agree with the contentions urged
G
on behalf of the respondents that the applicants are not
eligible for counting the ad hoc period of their service
between 1986 and 1988 for the purpose of normal service
..
benefits like seniority, fixation of pay etc."
>-
H
9. Appellant challenged the aforesaid decision by filing writ
UNION OF !NOIA V. DHARAM PAL ETC.
199
[S.B. SINHA, J.]
petitions before the High Court, which by reason of the impugned
A
)..
judgment, have been dismissed.
10. Mr. Qadri, learned counsel appearing on behalf of the
appellant would urge:
i.
The impugned judgment of the High Court cannot be
B
sustained insofar as it failed to take into consideration
the financial implication in directing regularization of
services of the respondents on completion of three
years' from their respective dates of officiation.
-~
ii.
Such an order would affect the seniority of other c
employees who having not been impleaded as
parties, the seniority issue could not have been
determined.
iii.
There are also other employees who had been
D
selected later on and may claim seniority on the said
+
basis.
~
iv.
Respondents having been appointed on an ad hoc
basis without any right whatsoever, their services
could not have been directed to be regularized.
E
11. Mr. D.R. Sharma, learned counsel appearing on behalf of the respondents, on the other hand, would contend that
having regard to the fact that some employees of Ambala Divi-
-\
sion had been given similar benefits and keeping in view the
fact that the respondents had been working since 1987, this
F
Court may not exercise its discretionary jurisdiction under Article 136 of the Constitution of India.
Drawing our attention to a decision of this Court in T.
Vija:tan & ors. vs. Divisional Railwa~ Manager & ors. [(2000) 4 G
sec 20], it was urged that as grant of ad hoc promotion is per-
?
missible in terms of the Rule 216 of IREM, the High Court was
within its jurisdiction to pass the impugned judgment.
12. Before adverting to the rival contentions raised hereinbefore, we may notice the relevant Rules:
H
200
A
B
c
D
E
F
G
H
SUPREME COURT REPORTS
[2009] 2 S.C.R.
"213. Promotion.- (a) A Railway servant may be promoted
to fill any post whether a selection post or a non-selection
post only if he is considered fit to perform the duties
attached to the post. The General Manager or the Head
of Department or Divisional Railway Manager may
prescribe the passing of specified departmental or other
test as conditions precedent to a Railway servant being
considered fit to hold specified post; such rules should be
published for the information of the staff concerned.
(b) Unless specifically provided otherwise, the promotion
shall be made without any regard for communal or racial
consideration."
"214. (a) Non-selection posts will be filled by promotion of
the senior most suitable Railway servant. Suitability
whether an individual or a group of Railway Servants being
determined by the authority competent to fill the posts on
the basis of the record of service and/or departmental
tests if necessary. A senior Railway servant may be passed
1
over, only if h.e/she has been declared unfit for holding the
post in question. A declaration of unfitness should ordinarily
have been made sometime previous to the time when the
promotion of the Railway servant is being considered.
(b) When, in filing of a non-selection post, a senior Railway
servant is passed over the authority making the promotion
shall record briefly the reason for such supersession.
(c) In respect of promotion to non-selection post, the
following principles should be followed:-
(i)
Staff in the immediate lower grade with a minimum of
2 years service in that grade will only be eligible for
promotion. The service for this purpose includes service,
if any rendered on ad hoc posts followed by regular service
without break. The condition of two years service should
stand fulfilled at the time of actual promotion and not
necessarily at the stage of consideration.
,.
UNION OF INDIA V. DHARAM PAL ETC.
201
[S.B. SINHA, J.]
(ii) The number of eligible staff called for consideration
A
should be equal to the number of existing vacancies plus
those anticipated during the next four months due to normal
wastage (i.e. retirement/superannuation), likely acceptance
of request for voluntary retirement, staff approved to go on
deputation to other units, staff already empanelled for the
B
ex-cadre posts, creation of additional posts already
sanctioned by the competent authority, and staff likely to
go out on transfer to other Railways/Divisions.
(iii) Where non-selection posts are filled from different
categories of staff, no hard and fast limits need be C
prescribed as to the number of the candidates to be
admitted from each eligible category. In cases where posts
are to be filled on the quota basis it should be ensured
that each category is adequately represented within the
overall number of candidates called up Employees passing
D
the suitability test should only be placed in the select list.
Employees not qualifying in the test should not be taken
merely to make up the quota fixed.
(iv) An employee who has passed a suitability test once
need not be called for the test again and should be eligible
E
for promotion as and when vacancies arise.
(v) A suitability test should be held at the interval which
should not be less than six months. All the eligible
candidates as per their seniority including those who failed
F
at the last Mst should be called. The period of six months
is reckoned from the date of announcement of the result.
(vi) If an employee fails in a suitability test but is called up
again, a suitability test, after a time lag of six months and
he passes the same, he should be given pref~rence over G
his junior who had passed the suitability test earlier than
him but is still waiting to be promoted for want of a vacancy."
xxx
xxx
xxx
216.A. Ad hoc promotion against selection and nonH
202
SUPREME COURT REPORTS
[2009] 2 S.C.R.
A
selection posts.- (i) Ad hoc promotions should be avoided
as far as possible both in selection and non-selection
posts, and where they are found inescapable and have to
be made in the exigency of service, they should be resorted
to only sparingly and only for a short duration of 3 to 4
B
months. The ad hoc promotion should be ordered only
from amongst the seniormost suitable staff. As a rule a
junior should not be promoted ignoring his senior.
(ii) The following further guidelines should be adhered to
while ordering ad hoc pro-motions:
~
c
(a) In case of non-selection posts which are filled on the
basis of seniority cum suitability while there is no provision
for any lengthy waiting list. The processing involved being
not unduly cumbersome or time consuming the post shall
D
be filled after following the prescribed procedure quickly.
When these posts are to be filled by trade test, this should
be conducted systematically. Necessity for ad hoc
+
promotion is thus obviated.
I
(b) In regard to selection posts, it is essential that all the
E
selection should be conducted regularly as per extant
instructions. While there is no objection to ad hoc
promotions being made in leave vacancy and short
duration vacancy, ad hoc promotion against regular
promotion should be made only after obtaining Chief
~
F
Personnel Officer's approval. Proposal sent to Chief
Personnel Officer for ad hoc promotion against regular
vacancy should indicate detailed justification as to why
regular selection could not be held. Chief Personnel Officer
should keep record of having accorded approval to such
G
ad hoc promotion and review the progress made in filling
up these posts by selected persons every month. Chief
Personnel Officer should also review selection to all posts
-~
afresh, whether such posts are controlled either at the
Divisional level or at extra Divisional level. He should also
H
keep the record of the categories where he has to approve
' ..
UNION OF INDIA V. DHARAM PAL ETC.
203
[S.B. SINHA, J.]
ad hoc promotions and these records should be available A
to the Board's Officer on their visit to Railways.
(Board's letter No. E(NG) 11/81/RC-1/1dated1.4.1981)
(c) Notification for ad hoc promotions against selection
posts should specifically include a remark to the effect
B
that the person concerned has not been selected for
promotion and that his temporary promotion gives him no
right for regular promotion and that his promotion is to be
treated as provisional. For the purpose of drawing his pay
which should not be drawn for more than three months C
without General Manager's specific sanction. The General
Manager should issue provisional sanction for periods
exceeding six months at a time and these powers should
be exercised by the General Managers/Additional General
Managers personally or by his senior Dy. General Manager.
0
(Board's letter No. E(NG) 1-73-PM-1 /222 dated
23.2.1974;
E-55/PM-1/19/3 dated 11.1.1955;
E(NG) 1-79-PM 1-105 dated 26.4.79 & E(NG)l-77-PM 1E
117 dated 17. 1 O. 77)
(iii) In any case no second ad hoc promotion shall be
"'.
allowed.
(Board's letter No. E(NG) 1-85/PM/5-111 dated 23.8.1985)
F
xxx
xxx
xxx
"302. Seniority in initial recruitment grades.- Unless
specifically stated otherwise, the seniority among the
incumbents of a post in a grade is governed by the date G
of appointment to the grade. The grant of pay higher than
the initial pay should not, as a rule, confer on a railway
servant seniority above those who are already appointed
against regular posts. In categories of posts partially filled
by direct recruitment and partially by promotion, the criterion
H
204
SUPREME COURT REPORTS
[2009] 2 S.C.R.
A
for determination of seniority should be the date of regular
promotion after due process in the case of promotees
~
and the date of joining the working post after due process
in the case of direct recruit, subject to maintenance of
inter-se seniority of promotees and direct recruits among
B
themselves. When the dates of entry into a grade of
promoted railway servants and direct recruits are the same
they should be put in alternate positions the promotes
being senior to the ·dir~ct recruits, maintaining inter-se
seniority of each group.
,{'
c
Note.- In case the training period of a direct recruit is
curtailed in the exigencies of service, the date of joining
the working post in case of such a direct recruit shall be
the date he would have normally come to a working post
after completion of the prescribed period of training."
D
13. A policy decision taken by the authorities of the Rail-
...
way to regularize the services of those MCCs who had been
'
appointed on ad hoc basis was a one time measure. It was not
to be followed as a precedent. It was, therefore, not necessary
E
to follow subsequently.
14. Indisputably, Rule 216 provides for ad hoc promotion
against selection and non-selection posts.
In T. Vijayan (supra}, this Court opined:
'"
.'
F
"18. The above para indicates that ad hoc promotion is
permissible pending regular selection. Once ad hoc
promotion is found to be permissible under the Rules and
Respondents 4 to 143 were promoted on ad hoc basis in
the exigencies of service, pending regular selection, which,
G
incidentally, took sufficient time as Respondents 4 to 143
who were on official duty "online" were not available at
'}-
one point or at one time to facilitate the selection, the
entire period of ad hoc service will have to be counted
towards their seniority, particularly as all the respondents
(4 to 143) were duly selected and their services were also
'
H
•
UNION OF INDIA V. DHARAM PAL ETC.
205
[S.B. SINHA, J.]
·-A..
regularised with effect from 16-12-1991 by order dated
A
18-1-1992. The employees concerned, including
Respondents 4 to 143 had already been alerted for the
process of selection which had been started in 1988 (sic
1987). While making direct recruitment against posts
which were advertised in 1985, it was given out to the
B
present appellants that their absorption and seniority was
subject, inter alia, to the finalisation of the selection to the
' f
post of First Fireman which was in progress. The
appellants, as stated earlier, were selected in 1988 and
were put on two years' training as Apprentices whereafter c
they were absorbed by order dated 18-7-1990 and were
issued separate and individual appointment letters in
which, it was clearly mentioned that their seniority was
subject to the finalisation of the selection for promotion to
the post of First Fireman which was in progress. The D
...
appellants, in this situation, cannot claim seniority over
'
Respondents 4 to 143 who had already been appointed
~
to the posts of First Firemen on ad hoc basis and were
after due selection regularised on those posts."
Apart from the fact that in T. Vijayan (supra), the effect of E
Rule 302 of the Rules had not been taken into consideration,
the question as to whether the seniority of the employees could
~
have been reckoned only on the basis of their date of initial
appointment irrespective of the fact as to whether in doing so
the mandatory procedure laid down in the rules have been folF
lowed or not, had not been taken into consideration. It proceeded on the premise that as IREM permits ad hoc promotion, the date on and from which the employee concerned was
(
promoted on an ad hoc basis would be relevant. It was decided
keeping in view the peculiar fact situation obtaining therein. ReG
'
spondents therein were promoted on ad hoc basis in a situa-
-~
tion where regular promotion was not immediately possible.
There was a huge time gap. A question as to whether the respondents therein were entitled to the benefit of ad hoc service
-f
rendered by them for the purpose of reckoning their seniority
H
206
SUPREME COURT REPORTS
[2009) 2 S.C.R.
' )
A
fell for consideration in the aforementioned situation. The direct
Arecruits were appointed on probation in 1988 and were put to
two years' training as Apprentice whereafter only they were absorbed in the service of the Railways with effect from 18. 7 .1990
subject to the finalization of the selection for promotion. It is in
B the aforementioned situation, the question of inter se seniority
Ibetween the direct recruits and the promotees came up for consideration.
~,
Even otherwise, the decision in T. Vijayan (supra) has no
~~
application to the fact of the present case. We have noticed
c hereinbefore that the question in regard to inter se seniority
amongst the promotees on the one hanct and the direct recruits
on the other, are governed by Rule 302 of the Rules. It is now a
well settled principle of law and in respect whereof there is ab-
,__
solutely no quarrel that in view of the decision of this Court in
rD Direct Recruit Class-II Engineering Officers' Association & ors.
--4·
·VS. State of Maharashtra & ors.[(1990) 2 sec 715] an employee
.f
t_
I'
appointed to a post according to rule would be entitled to get
his seniority reckoned from the date of his appointment and not
from the date of his confirmation. It is, however, also well settled
E that where the initial appointment is only ad hoc, not according
to rules and made a stop-gap arrangement, the period of officiation in such post cannot be taken into account for considering the seniority.
I-·
/
Rule 216 of IREM in no uncertain terms provides that such
F an appointment should be made for short duration vacancy only.
Such orders of promotion are required to be made only upon
obtaining the approval of Chief Personnel Officer. In the instant
case, such an approval was not obtained. Approval was obtained only at the Divisional level. Even while extending the peG riod of three months, the circular letter of the Board dated
'
23.2.1974 laying down for sanction~of the General Manager, \-
therefore, had not been complied with.
When an ad hoc appointment is made, the same must be
tdone in terms of the rules for all purposes. If the mandatory proH
~ r
UNION OF !NOIA V. DHARAM PAL ETC.
207
[S.B. SINHA, J.]
visions of the rules had not been complied with, in terms of DiA
+.
rect Recruit (supra), the period shall not be taken into consideration for the purpose of reckoning seniority. Furthermore, it is
one thing to say that an appointment is made on an ad hoc
basis but it is another thing to say that inter se seniority would
J
be determined on the basis laid down in another rule.
B
This aspect of the matter has been considered by this Court
in Swapan Kumar Pal & ors. vs. Samitabhar Chakraborty& ors.
[(2001) 5 SCC 581], wherein this Court keeping in view the
provisions of IREM held as under:
,,
"c
" ... The next case relied upon by Mr Rao is the case of
Sura} Parkash Gupta v. State of J&K. In the aforesaid
case, on consideration of the relevant rules governing the
service conditions of the Assistant Engineers of the Jammu
and Kashmir Government, the Court had observed that D
ad hoc or temporary service of a person, appointed by
transfer as an Assistant Engineer or by promotion as an
Assistant Executive Engineer can be regularised through
the Public Service Commission and Departmental
Promotion Committee from an anterior date in a clear
vacancy in his quota, if he is eligible and found suitable for E
such transfer or promotion, as the case may be, and his
seniority will count from that date. The aforesaid conclusion
was drawn because of the provisions of Rule 23 and Rule
15 of the Jammu and Kashmir Rules but in the case in
hand, there is no provision, which has been brought to our
F
notice, which enables the appointing authority to regularise
a promotion from an anterior date, though the suitability
test is held at a later date. In the absence of any such
provision in the Rules in question, the ratio of the aforesaid
decision, on interpretation of the relevant rules of the G
Jammu and Kashmir Engineering Rules will have no
· application. In the aforesaid premises, we have no
hesitation in coming to the conclusion that merely because
a suitability test had not been held at regular intervals an
employee promoted on ad hoc basis can claim that it is
H
208
SUPREME COURT REPORTS
[2009] 2 S.C.R.
A
a regular promotion after due process of selection. As
such the seniority of promotees in the cadre of Senior
AClerk can be counted only from the date of regular
promotion, after due process of selection."
In State of W.B. & ors. vs. Aqhore Nath Dey & ors. (1993)
B 3 SCC 371, this Court held:-
"20. The Co.nstitution bench having dealt with Narendra
Chadha in this manner, to indicate the above principle,
that decision can not be construed to apply to cases where
--' . Jthe initial appointment was not according to rules.
'
c
21. We shall now deal with conclusions (A) and (8) of the
Constitution bench in the Maharashtra Engineers' case
quoted above.
D
22. There can be no doubt that these two conclusions
have to be read harmoniously, and conclusion (8) cannot
"' -.
cover cases which are expressly excluded by conclusion
-1
,.
(A). We may, therefore, first refer to conclusion (A). It is
\.
clear from conclusion (A) that to enable seniority to be
counted from the date of initial appointment and not
',
E
according to the date of confirmation, the incumbent of
the post has to be initially appointed 'according to rules'.
The corollary set out in conclusion (A), then is, that 'where
f
the initial appointment is only ad hoc and not according to
rules and made as a stop-gap arrangement, the officiation
"'"
F
in such posts cannot be taken into account for considering
the seniority.' Thus, the corollary in conclusion (A) expressly
excludes the category of cases where the initial
appointment is only ad hoc and not according to rules,
being made only as a stop-gap arrangement. The case of
G
the writ petitioners squarely falls within this corollary in
conclusion (A), which says that the officiation in such posts
cannot be taken into account for counting the seniority.
.,.._
23. This being the obvious inference from conclusion (A),
H
the question is whether the present case can also fall
UNION OF !NOIA V. DHARAM PAL ETC.
209
[S.B. SINHA, J.]
within conclusion (B) which deals with cases in which
A
""'-
period of officiating service will be counted for seniority.
We have no doubt that conclusion (8) can not include,
within its ambit, those cases which are expressly covered
by the corollary in conclusion (A), since the two conclusions
cannot be read in conflict with each other.
B
24. The question, therefore, is of the category which would
be covered by conclusion (B) excluding therefrom the cases
covered by the corollary in conclusion (A) .
.. . +.
25. In our opinion, the conclusion (B) was added to cover
a different kind of situation, wherein the appointments are c
otherwise regular, except for the deficiency of certain
procedural requirements laid down by the rules. This is
clear from the opening words of the conclusion (B), namely,
'if the initial appointment is not made by following the D
procedure laid down by the rules' and the later expression
I
'till the regularisation of his service in accordance with the
-';.
rules'. We read conclusion (8), and it must be so read to
reconcile with conclusion (A), to cover the cases where
the initial appointment is made against an existing vacancy,
E
not limited to a fixed period of time or purpose by the
appointment order itself, and is made subject to the
deficiency in the procedural requirements prescribed by
the rules for adjudging suitability of the appointee for the
post being cured at the time of regularisation, the appointee
being eligible and qualified in every manner for a regular F
appointment on the date of initial appointment in such
cases."
{See also M.K. Shanmugam & anr. vs. Union of India &
ors. [(2000) 4 sec 476}
G
This Court in R.K. Mobisana Singh vs. Kh. Temba Singh &
./'
ors. [(2008) 1 sec 747) following the principles laid down by
this Court in Direct Recruit (supra) as also Swapan Kumar Pal
(supra) held as under:
H
l210
SUPREME COURT REPORTS
[2009] 2 S.C.R.
A
"39. Applying the principles of the aforementioned
decisions to the facts of this case, we are of the opinion
_,.,
that although in terms of the office memorandum, no
retrospective effect could be given to the order of
regularisation passed in favour of the promotees, as in
B
absence of any seniority rules operating in the field, the
State was required to evolve a policy. It for its own reason
did not do so.
40. The office memorandum of 1959 was applicable in a
case of this nature. In some of the cases, promotion might
~~
c
have been given without following the rules. When
promotion is given only in the exigency of situation without
following the Rules, the period cannot be counted towards
seniority.
D
41. If they had been given regularisation with retrospective
effect, the same by itself may not be a ground to apply the
said order ipso facto for determining the inter se seniority.
-+
,rSeniority although is not a fundamental right but a civil
right. Such a right of the direct recruits could not have
f
E
been taken away without affording an opportunity of hearing
to them.
42. It was obligatory on the part of the official respondents
'1
;
to take into consideration that the retrospective
·.
regularization could be granted only when there exists such
rF
a rule. If rules were not followed at the time of grant of
I
promotion, question of grant of regularization with
Iretrospective effect would not arise. Retrospective
regularization whether in terms of the directions of the
IHigh Court or otherwise, thus, although could confer other
i
'
G
service benefits to the officer concerned, but the same
cannot be held to be of any assistance for reckoning
'
seniority with retrospective effect."
,...
15. We, therefore, are of the opinion that the Tribunal and
H consequently the High Court committed a serious error insofar
.
,.
UNION OF !NOIA V. DHARAM PAL ETC.
211
[S.B. SINHA, J.]
.....
it failed to take into consideration the binding authorities of this
A
court.
While saying so, we are, however, not oblivious of the fact
that in a short judgment in Raj Kish ore Vishwakarma & ors. vs.
Union of India &. ors. [(1997) 11 SCC 619], this Court held:
B
"4. Mr. Vikram Mahajan, learned counsel appearing for
the Railways, has very fairly stated that the appellants were
~;
appointed in relaxation of the Rules. in exercise of the
powers under Rule 113. He has taken us through the
counter filed before the Tribunal and also before this Court c
wherein it is clearly stated that the appellants were
appointed in relaxation of the Rules. We are of the view
that the appellants having been appointed in relaxation of
the Rules their appointments have to be treated under the
Rules. When the appellants were appointed under the
D
t
Rules even the ad hoc period, which is continuous, has to
-;,
be taken into consideration for the purpose of fixation of
seniority in the cadre of Typists."
16. However, the factual matrix obtaining in the said case
was absolutely different. In that case power of relaxation was
E
invoked. Herein we are not concerned with any power of relaxation.
"'
In any view of the matter, it is now well settled that even
power of relaxation even specifically provided in the appointing
F
authority himself being created a statute cannot be exercised
in an arbitrary and cavalier fashion.
In Kendriya Vidyalaya Sangathan and Ors. v. Sajal Kumar
Roy and Ors. [(2006) 8 SCC 671], this Court held:
"11 ... The appointing authorities are required to apply their G
-/
mind while exercising their discretionary jurisdiction to
relax the age limits. Discretion of the authorities is required
to be exercised only for deseNing candidates and upon
recommendations of the Appointing Committee/ Selection
Committee. The requirements to comply with the rules, it
H
212
A
B
SUPREME COURT REPORTS
[2009] 2 S.C.R.
is trite, were required to be complied with fairly and
reasonably. They were bound by the rules. The
discretionary jurisdiction could be exercised for relaxation
of age provi.ded for in the rules and within the four corners
thereof. As Respondents do not come within the purview
of the exception contained in Article 45 of the Education
Code, in our opinion, the Tribu,nal and consequently, the
High Court committed a manifest error in issuing the
aforementioned directions."
17. For the reasons aforementioned, the impugned judge ment cannot be sustained, it is set aside accordingly. The appeal is allowed~ However, in the facts and circumstances· of the
case, there shall be no order as to costs.
G.N.
Appeal allowed.
·'
+