# • v. STATE OF J & K AND OTHERS

- **Citation:** [2000] 3 S.C.R. 807
- **Court:** Supreme Court of India
- **Decided:** 2000-04-28
- **Bench:** M. Jagannadharao, A.P. Misra
- **Source:** https://unisonlegal.in/judgment/supreme-court-of-india/v-state-of-j-k-and-others-17419
- **Pages:** 44

## Headnote

B
Service Law :
J & K (Classification Control and Appeals) Rules 1956-Rules 5 & 23J & K Engineering (Gazetted) Service Recruitment Rules, 1978-Rule 5(4)-
c
J & KPublicService Commission(Iimitation of functions) Regulations, 1957Regulation 4( d)(ii)-Appointment-To the post of Assistant Engineers-On ad
hoc promotion for a period more than six months without consulting Public
Service Commission-Regularisation thereof-By relaxing recruitment rules-
~
And granting them, seniority within their quota as well as from the quota of
direct recruits~Delayed recruitment of direct recruits-No evidence that suitD
able candi.dates were not available for direct recruitment-Held, The wholesale
regularisation by way of implied relaxation of the recruitment rule to the
g<JQ!tted category is invalid as it has been done without following the quota rule
and without consulting the Service Commission-Power under rule 5 to relax
~
rules cannot be treated as wide enough to include a power to relax rule of
E
recruitment-The ad hodstop gap service of the promotees cannot be treated
as non-est merely because P.S.C. was not consulted in respect of continuance
of the ad hod stop gap service beyond six months-Such service is capable of
being regularised under Rule 23, and rectified with retrospective effect from the
date of occurrence of a clear vacancy in the promotion quota, subject to
eligibility, fitness and other relevant factors-Service outside promotee quota
F
·-t
cannot count for seniority-1.n Service Jurisprudence, a direct recniit can claim
seniority only from the date of his regular appointment-He cannot claim
seniority from a date when he was not born in the service-Constitution of
Jammu and Kashmir-Section 133.
The present appeals raise the question whether the Government has
G
power to appoint officers on promotion temporarily for a period of more
than six months without consulting Public Service Commission, to regularise them and to grant them seniority within as well as outside their quota.
-
The recruitment to the posts of Assistant Engineers of all the wings
viz. Mechanical, Electrical and Civil Engineering ill the State of Jainmu &
H
807
808
SUPREME COURT REPORTS
(2000] 3 S.C.R.
A
Kashmir, as per rules was that 20 % posts were to be filled by direct
recruitment, 60% by promotion of Junior Engineers and 20% by promotion of diploma holders.
The last direct recruitment in the wing was done in 1984. In 1987 in
order to remove stagnation, Government reorganised the service vide its
B
orders dated 29.6.87 and 29.10.87. Thereafter vide several orders, officers
at various level were promoted to the next higher post on ad-hoc basis for
six months. Later Government issued orders continuing these ad-hoc ap-
\
/
~·
pointmenl'i till regularisation without consultation with Public Service
):
Commission.
C
On 23.11.87 Government referred the matter of direct recruitment
in respect of 10 % quota, to the State Public Service Commission. The
advertisement was issued on 3.12.87. The direct recruits applied, but were
interviewed only in 1992-93, and they were appointed on various dates in
1994 and thereafter, only after the intervention of High Court.
D
Government issued seniority list. Direst recruits filed various writ
petitions challenging the ad-hoc promotion of Assistant Engineers made by
Government without consulting the Public Service Commission beyond six
months and seeking to quash the existing seniority list contending that the
· seniority list cannot show the ad-hoc promotees as seniors to direct reE
cruits. On the other hand promotee officers filed writ petitions alleging
that the seniority list was favourable to direct recruits.
~-
F
G
H
During pendency of the writ petitions, Cabinet on 19.12.97 decided
that in view of Court litigation there used to be delay in finalising seniority
lists and the reference of the promotees' cases to the P.S.C./D.P.C. would
take fairly long time to be completed. This view was supported by Law
Departments and it was

## Text

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)T
SURAJ PARKASH GUPTA AND OTHERS
A
•
v.
STATE OF J & K AND OTHERS
APRIL 28, 2000
[M. JAGANNADHARAO AND A.P. MISRA. JJ.]
B
Service Law :
J & K (Classification Control and Appeals) Rules 1956-Rules 5 & 23J & K Engineering (Gazetted) Service Recruitment Rules, 1978-Rule 5(4)-
c
J & KPublicService Commission(Iimitation of functions) Regulations, 1957Regulation 4( d)(ii)-Appointment-To the post of Assistant Engineers-On ad
hoc promotion for a period more than six months without consulting Public
Service Commission-Regularisation thereof-By relaxing recruitment rules-
~
And granting them, seniority within their quota as well as from the quota of
direct recruits~Delayed recruitment of direct recruits-No evidence that suitD
able candi.dates were not available for direct recruitment-Held, The wholesale
regularisation by way of implied relaxation of the recruitment rule to the
g<JQ!tted category is invalid as it has been done without following the quota rule
and without consulting the Service Commission-Power under rule 5 to relax
~
rules cannot be treated as wide enough to include a power to relax rule of
E
recruitment-The ad hodstop gap service of the promotees cannot be treated
as non-est merely because P.S.C. was not consulted in respect of continuance
of the ad hod stop gap service beyond six months-Such service is capable of
being regularised under Rule 23, and rectified with retrospective effect from the
date of occurrence of a clear vacancy in the promotion quota, subject to
eligibility, fitness and other relevant factors-Service outside promotee quota
F
·-t
cannot count for seniority-1.n Service Jurisprudence, a direct recniit can claim
seniority only from the date of his regular appointment-He cannot claim
seniority from a date when he was not born in the service-Constitution of
Jammu and Kashmir-Section 133.
The present appeals raise the question whether the Government has
G
power to appoint officers on promotion temporarily for a period of more
than six months without consulting Public Service Commission, to regularise them and to grant them seniority within as well as outside their quota.
-
The recruitment to the posts of Assistant Engineers of all the wings
viz. Mechanical, Electrical and Civil Engineering ill the State of Jainmu &
H
807
808
SUPREME COURT REPORTS
(2000] 3 S.C.R.
A
Kashmir, as per rules was that 20 % posts were to be filled by direct
recruitment, 60% by promotion of Junior Engineers and 20% by promotion of diploma holders.
The last direct recruitment in the wing was done in 1984. In 1987 in
order to remove stagnation, Government reorganised the service vide its
B
orders dated 29.6.87 and 29.10.87. Thereafter vide several orders, officers
at various level were promoted to the next higher post on ad-hoc basis for
six months. Later Government issued orders continuing these ad-hoc ap-
\
/
~·
pointmenl'i till regularisation without consultation with Public Service
):
Commission.
C
On 23.11.87 Government referred the matter of direct recruitment
in respect of 10 % quota, to the State Public Service Commission. The
advertisement was issued on 3.12.87. The direct recruits applied, but were
interviewed only in 1992-93, and they were appointed on various dates in
1994 and thereafter, only after the intervention of High Court.
D
Government issued seniority list. Direst recruits filed various writ
petitions challenging the ad-hoc promotion of Assistant Engineers made by
Government without consulting the Public Service Commission beyond six
months and seeking to quash the existing seniority list contending that the
· seniority list cannot show the ad-hoc promotees as seniors to direct reE
cruits. On the other hand promotee officers filed writ petitions alleging
that the seniority list was favourable to direct recruits.
~-
F
G
H
During pendency of the writ petitions, Cabinet on 19.12.97 decided
that in view of Court litigation there used to be delay in finalising seniority
lists and the reference of the promotees' cases to the P.S.C./D.P.C. would
take fairly long time to be completed. This view was supported by Law
Departments and it was decided that the only remedy was to regularise
their promotion in relaxation of rules from the date they were promoted on
ad-hoc basis against substantive vacancies without prejudice to seniority to
be fixed in accordance with rota and quota. The Government on 2.1;98,
pursuant to the Cabinet decision, regularised the ad-hoc service of all the
promotee officers of electrical wing retrospectively as a "one time exception". The order dated 2.1.98 was also challenged by the direct recruits
alongwith other seniority lists. General Administration Department placed
the relaxation proposal before PSC/DPC in order to obtain clearance. PSC
instead of considering the proposal requested for various documents. But
rejecting the request of the PSC the Cabinet straightaway directed relaxa-
S.P. GUPTA v. STATE
809
tion as a 'one time exception'.
A
• >-
High Court, allowing the writ petitions of direct recruits, held that
the orders for ad-hoc continuance beyond six months and till regularisation, without consultation were ineffective, since as per J & K Service
Commission Regulation 4(d)(ii), officiating promotion or transfer to any
B
service or post should not be beyond six months, unless the Commission
was consulted; and that quota rota rule existed. The order of blanket
regularisation of promotee Assistant Engineers dated 2.1.98 was in violation of Regulation 4(d)(ii); and that the order dated 2.1.98 could not have
the effect of regularising the entire ad-hoc service. The direct recruits
could count their seniority from the date of their substantive appointment c
"ithin their quota, and the claims of promotees whose stop gap promotion
exceeded six months should be referred to the Commission for determining their suitability.
In appeal to this Court the promotee Assistant Engineers contended
that the order dated 2.1.98 even if it be without the concurrence of the
D
Commission, could be treated as one passed by the Government by impliedly
relaxing the Service Commission Regulation as the provisions of Section
133 of J & K Constitution were not mandatory, and considering the long
years of service of the promotees, it was permissible for the State to relax
'_,
J-.
the service rules; and that there was no rota and there was break down of
E
quota rule. The direct recruits contended that there is no rule for commencing probation retrospectively in the case of a person promoted by
transfer temporarily; and that though there is no express rota rule, the
same is to be implied and read into the quota rule, and there has been
previous practice of applying a rota; and that the entire service of the
F
promotee continued beyond 6 months without consulting the Commission
'(
be treated as non-est, and only service rendered in accordance with rules
can be regularised retrospectively; and that the direct recruitment appointment can be ante-dated from the date of occurrence of a vacancy in
the direct recruitment quota, even if on that date the said person was not
_
..
directly recruited.
G
Disposing of the appeals, the Court
HELD : 1.1. The wholesale regularisation by order dated 2.1.1998
(for the Electrical Wing) by way of implied relaxation of the recruitment
rule to the gazetted category is invalid .. It is also bad as it has been done
H
810
SUPREME COURT REPORTS
[2000] 3 S.C.R.
A
without following the quota rule and without consulting the Service Com-
~
mission. Further, power under Rule 5 of the J & K CCA Rules, 1956 to
.-:-
relax rules cannot be treated as wide enough to include a power to relax
rule of recruitment. [828-F]
..-
G.S. I..amba v. Union of India, [1985] 2 SCC 604; Narender Chadda v.
--..
B
Union of India, [1986) 2 SCC 157; V. Sreenivasa Reddy v. Govt. of A.P.,
[1995) Suppl. 1 SCC 572 and Ashok Kumar Uppal v. State of J & K, [1998) 4
sec 179, distinguished.
~
Keshav Chandra Joshi v. Union of India, [1992) Suppl. 1 SCC 272;
c
Syed Khalid Rizvi v. Union of India, [1993) Suppl. 3 SCC 575 at 603; State of
Orissa v. Sukanti Mahapatra, [1993) 2 SCC 486; D1: M.A. Haque v. Union of
India, [1993) 2 SCC 213; Jammu and Kashmir Public Service Commission v.
Dr. Narinder Mohan, [1994) 4 SCC 630; Anundhati Ajit Pargaonkar v. State
of Maharashtra, [1994) Suppl. 3 SCC 380 and Dr. Surinder Singh Jamwal
D
and Anr. v. State of J & K, [1996) 9 SCC 619, relied on.
J.C. Yadav v. State of Haryana, [1990) 2 SCC 189 and Direct Recruit
Class II Engineering Officers' Association v. State of Maharashtra, [1990) 2
sec 619, referred to.
E
1.2. On facts, the reason given in the Cabinet note for granting
_--l._ <
relaxation are insufficient. In fact, the letter of the Commission was
prepared to give its opinion in regard to Regularisation of such promotee
but the Government backed out when the Commission called for the
records relevant for considering suitability for regular promotion. There
can be no hardship for a person seeking appointment or promotion to go
F
by the procedure prescribed therefor. The relevant recruitment rule
for promotion cannot itself be treated as one producing hardship. If such
,,
relaxation is permitted in favour of promotees then the same yardstick
may have to be applied for direct recruits. If it is to be held that
direct recruitment can also be permitted without consulting the Service
G
Commission (in case it is required to be consulted), there will be total
chaos in the recruitment process and it will lead to backdoor recruitment
at the whims and fancy of Government. Such a blanket power of
-~
relaxation of recruitment rules cannot be implied in favour of the Government. [828-H; 829-A-C]
H
Narender Chadda v. Union of India, [1986) 2 SCC 157, distinguished.
S.P. GUPTA v. STATE
811
¥'
Jammu & Kashmir Public Service Commission v. Narender Mohan,
A
.,
(1994] 2 SCC 630; Dr. Surinder Singh Jamwal and Anr. v. State of J & K,
(1996] 9 sec 1, referred to.
-."':
1.3. In the present case the Government was merely carried away by
sympathy to the promotees. By not making direct recruitment after 1998,
B
by restricting direct recruits to 10% rather than permitting 20% and by
deliberately promoting the Junior Engineers to the other 10% quota of the
direct recruits, the State Government had definitely acted in a biased
manner. There is any amount of justification for the grievance of the direct
recruits that the state had passed an omnibus order on 2.1.1998 regularising all ad-hoc promotees (Electrical Wing) without consulting the Commisc
sion, by way of deemed relaxation, in a wholly arbitrary manner, counting
the entire ad-hoc service of promotion. (829-D]
~-·
2.1. There is no rota coupled with quota but there is only a quota
rule. On the question of hreak down of quota rule except the lethargy of
the State Government and its inaction and its not asking the Service
D
Commission to make direct recruitment, no other cause is visible. The
Cabinet not only stated that because reference to PSC would take a long
time, the ad-hoc services of promotees were to be regularised. The delay on
part of the Government appears to be motivated for the purpose of block-
;
->
ing the quota of the direct recruits and giving a part of it to promotees.
E
When a very belated decision was taken to make direct recruitment, the
same was restricted to 10% rather than to the statutory quota of 20%.
This attitude on the part of the State was not reasonable. Further under
Rule 5(4) of the Recruitment Rules, 1978 it is provided that in case suitable
candidates are not available for promotion, the posts shall be filled up by
F
direct recruitment and vice-versa. Thus, there must he evidence that suit-
~
able candidates were "not available" for direct recruitment. Such nonavailability cannot be inferred when, as a fact, not even a reference is made
to the Commission to find out if upon advertisement, anybody will re-
-
spond. Cabinet note dated 19.12.1997 only states that cases of the ad-hoc
promotees if referred to PSC, will take a long time for getting the necesG
sary recommendation. But nowhere it is said that direct recruits were not
i
available or such recruitment had became impracticable. Thus there is no
breaking down of the quota rule. (832-F; 830-G-H; 831-A-B]
Direct Recruit Class II Engineering Officers' Association v. State of H
812
SUPREME COURT REPORTS
(2000] 3 S.C.R.
A
Maharashtra, (1990) 2 S.CC 715, distinguished.
~ c
N.K. Chauhan v. State of Gujarat, (1977) 1SCC308; Syed Khalid.Rizvi
v. Union of India, [1993) Suppl. 3 SCC 575 and M.S.L Patil v. State of
Maharashtra, (1996) 11 SCC 361, relied on.
..;...
B
2.2. In view of the admission by all parties that there is no express
rota rule, the decision of the High Court that rota principle applied c;annot
be upheld. There is no question of quota being necessarily 'inter-locked'
with rota. [832-B]
c
N.K. Chauhan v. State of Gujarat, (1977) 1 SCC 308 and B.S. Yadav v.
State of Haryana, (1981) 1 SCR 1024, relied on.
2.3. A practice must be consistent with Rules, and that a practice not
consistent with rules is not acceptable. A past practice which was dehors a
rule could be of no help. [832-D-E]
D
L Chandra Kishore Singh v. State of Manipur, JT (1999) 7 SC 576 and
Stephen Joseph v. Union of India, [1997) 4 SCC 753, relied on.
3. The ad-hoc/stop gap service of the promo tees cannot be treated as
non-est merely because P.S.C. was not consulted in respect of continuance
E
of the ad-hoc/stop gap service beyond six months. Such service is capable
-~
~
of being regularised under Rule 23 of the J & K (CCA) Rules, 1956 and
rectified with retrospective effect from the date of occurrence of a clear
vacancy in the promotion quota, subject to eligibility, fitness and other
relevant factors. There is no 'rota' rule applicable. The 'quota' rule has
F
not broken down. Excess promotees occupying direct recruitment posts
have to be pushed down and adjustment made in lat~r vacancies within
their quota, after due regularisation. Such service outside promotee quota
cannot count for seniority. Service of promotees which is retrospective
with effect from the date of vacancies within quota counts for seniority.
However, any part of such ad-hoc/or stop gap or even regular service
..
G
rendered while occupying the direct recruitment quota cannot be counted.
Seniority of promotees or transferees is to be fixed as per quota and from
date of commencement of probation/or regular appointment as stated
~
above. Seniority of direct recruit is from the date of substantive appointment. Seniority has to be worked out between direct recruits or promotees
H
for each year. [847-F-H; 848-A-B]
S.P. GUPTA v. STATE
813
..,.
>.
State of West Bengal v. Aghore Nath Dey, (1993] 3 SCC 371; Direct
A
Recruit Class II Engineering Officers' Association v. State of Maharashtra,
(1990] 2 SCC 715; Syed Khalid Rizvi v. Union of India, (1993] Suppl. 3 SCC
---1.
575; I.K. Sukhija v. Union of India, [1997] 6 SCC; Desoola Ramarao v. State
of A.P., [1988] Suppl. SCC; State of A.P. v. K.S. Muralidhar, [1992] 2 SCC
241; M. Janardhan v. State of A.P., (1994] Suppl. 3 SCC 298, relied on.
B
'-
V Sreenivasa Reddy v. Govt. of A.P., (1995] Suppl. 1 SCC 572; K. Siva
Reddy v. State of A.P., (1988] 3 SCR 18; Ramender Singh v. Jagdish Prasad,
(1984] Suppl. SCC 142; A.P.M. Mayan Kutty v. Secretary, [1977] 2 SCC 360;
State ofT.N. v. E. Partpoornam, (1992] Suppl. 1SCC420; P.D. Aggarwal v.
State of U.P., (1987) 3 SCC 622; Masood Akhtar Khan v. State of M.P., [1990)
c
4 SCC 24; Vijay Kumar Jain v. State of M.P., [1992) Suppl. 2 SCC 95; State
of Orissa v. Sukanti Mahapatra, [1993) 2 SCC 486; D1: Arundlzati Ajit
...
Pargaonkar v. State of Maharashtra, (1994] Suppl. 3 SCC 380; E. Ramakrislzan
v. State of Kerala, (1996) 10 SCC 565; C.K. Antony v. B. Muraleedlzaran,
[1998) 6 SCC 630; D.N. Agrawal v. State of M.P., [1990) 2 SCC 553; B.N.
D
Nagarajan v. State of Karnataka, (1979) 3 SCR 937 and State of Bilzar v.
Akhouri Sachindra Nath, Am (1991) SC 1244, distinguished.
Baleshwar Das v. State of U.P., [1981) 1SCR449; B.S. Yadav v. State of
.>.
Haryana, (1981) 1 SCR 1024; A. Janardhan v. Union of India, (1983) 2 SCR
936; G.P. Doval v. Chief Secretary Government of U.P., (1984) 4 SCC 329;
E
Narender Chadd.a v. Union of India, (1986] 2 SCC 157; A.N. Pathak v.
Secretary to The Government, (1987) Suppl. SCC 763; Delhi Water Supply &
Sewage Disposal Committee v. R.K. Kashyap, (1989) Supp. 1 SCC 194;
Keshav Chandra Joshi v. Union of India, (1992) Suppl. 1 SCC 272; Rajbir
Singh v. Union of India, Am (1991) SC 518; A.N. Sehgal v. Raje Ram
F
Sheoram, (1992] Suppl. 1 SCC 304; S.L Chopra v. State of Haryana, (1992]
Suppl. 1 SCC 391 and Keshav Dev v. State of U.P., (1999] 1 SCC, referred
to.
-
4. The contention of the direct recruits that direct recruitment appointment should be ante-dated from the date of occurrence of vacancy in
G
i
direct recruitment quota, even if on that date the said person was not
directly recruited, cannot be accepted. The reason that in Service Jurisprudence, a direct recruit can claim seniority only from the date of his
regular appointment. He cannot claim seniority from a date when he was
not born in the service. [848-D; F]
H
814
SUPREME COURT REPORTS
(2000] 3 S.C.R.
A
N.K. Chauhan v. State of Gujarat, (1997] 1 SCC 308 (at P.321); A.
"' 4'-
Janaradlzana v. Union of India, (1983] 2 SCR 936 and A.N. Pathak v. Secretary to The Government, (1987] Suppl. SCC 763, relied on.
(The court directed the state of Jammu & Kashmir to appoint a high
,..____
level Committee within a month from the date of the judgment to go into
B
the question as to whether in any department in Government service,
direct recruitment of existing vacancies has not been made and if there was
unreasonable delay; and to consider making recruitment expeditiously
J
~
depending on the needs in the service and other relevant factors, and to
ensure that no promotees are put in the direct recruitment quota, tempoc
rarily or on stop gap or ad-hoc basis unless simultaneously proceedings are
initiated for direct recruitment through the service Commission. The Committee will recommend in what manner the direct recruitment could keep
pace with promotions as contemplated by rules. The Committee will find
out in which department the ad-hoc/stop-gap promotees are languishing
D
without their cases being referred to the Service Commission/DPC for
regularisation \vithin their quota. The State will ensure that no relaxation
of basic recruitment rules is made for direct recruitment through P.S.C.,
or for purpose of regular promotions/recruitment by transfer. The recommendations of the Committee may be considered, by Government and
implemented in accordance with the rule and in accordance with law
-~ ..
E
without unreasonable delay.) [850-C-F]
CIVIL APPELLAIB JURISDICTION : Civil Appeal No. 3034 of 2000
Etc. Etc.
From the Judgment and Order dated 14.12.98 of the Jammu & Kashmir
F
High Court in S.W.P. No. 47 of 1998.
M.H. Baigh, Raju Ramachandran, G.K. Banerjee, Ms. Hina, Ms. Nandini
Gore, Dhruv Mehta, Ms. Shobha, S.K. Mehta, (M.A. Gani) General for J &
K, A.M. Magray, Ashok Mathur, N Safaya, Santosh Gupta, Saiwa Mitter, Ms.
Beena Madhavan, P.H. Parekh, G.M. Kawaoosa, N. Ganapathy, Ms. Rani
-
G
Chhabra, Ms. Richa Goyal, Sibo Sankar Mishra and P.N. Puri for the
appearing parties.
~
The Judgment of the Court was delivered by
M. JAGANNADHA RAO, J. Leave granted in all the special leave
H
petitions.
S.P. GUPTA v. STATE [M. JAGANNADHA RAO, J.]
815
These Civil Appeals arise out of several writ petitions filed in the High
A
Court of Jammu & Kashmir in which common judgment was delivered on
14.12.1998. The judgment of the High Court deals with power of Government
to appoint officers on promotion temporarily for periods of more than six
month without consulting the Public Service Commission, grant of seniority
to such promotees in respect of service within their quota and also outside
B
quota. Validity of the order passed by the State Government on 2.1. 1998
regularising, at one stroke, several ad hoc
promotions made between
25.5.1973 to 31.12.1996 was in issue, so far as the Electrical Wing was
concerned. We are concerned only with the regularisation of ad hoc Assistant
Engineers and Assistant Executive Engineers (see Point 2 in the High Court
Judgment). The High Court held that ad hoc/stop-gap service of promotees
could not be regularised. A contention was also raised before us by the direct
recruits that stop gap or ad hoc service of promotees could never be
regularised and only service rendered in a post where a person if appointed
"according to rules" can be regularised and that there was rota coupled with
quota. All the appeals before us have been filed by the promoted Assistant
Engineers.
c
D
How the appeal have arisen :
SWP 522/90 was filed in the High Court by the direct recruit Assistant
Engineers of the Mechanical department to fix a seniority and to declare that
they were entitled to the post of Assistant Executive Engineers w.e.f. thedate
of their appointment as Assistant Engineers and to treat direct recruits as
senior to respondents 3 to 121 therein (promotees) and to quash the promotion
of respondents 3 to 32 therein as Assistant Executive Engineers (Mechanical).
Similarly SWP. 227/97 and 47198 were filed by direct recruit Assistant
Engineers (Electrical) seeking the quashing of Govenunent Order dated
12.12.1997 containing the seniorty list and also to quash the Government
Order dated 2.1.1998 whereby services of several ad hoc promotee Assistant
Engineers of the Electrical wing were regularised. They sought a further
direction for issuing a fresh seniority list and for promotion as per quota and
a direction not to fill up the post of Assistant Executive Engineers from
among promotees' quota till seniority as per quota was fixed. CWP 1869197
and 824-B/94 were filed by the direct recruits Civil Engineers (Hydraulic) for
fixing seniority as per the recommendations of the Committee constituted by
E
F
G
the Government by its order dated 31.2.1997 and for a direction not to
promote promotee Assistant Engineers as Assistant Executive Ellgineers till
H
+
'--
816
SUPREME COURT REPORTS
[2000] 3 S.C.R.
A
a final seniority list was prepared.
~
SWP 705/94 and 777/94 were filed by the promotee Assistant Engineers (Mechanical) to quash the seniority list of Assistant Engineers dated
28.4.1994 and for issuance of fresh seniority list according to date of
B
appoinunent, irrespective of quota. Similar relief was claimed by the promotee
Assistant Engineers in SWP. 377/94. SWP 198/93 was filed by the promotee
Assistant Engineer (Mechanical) claiming seniority over direct recruits.
-4
The High Court in its impugned common judgment dated 14.12.1998
dismissed the petitions filed by the promotees namely SWPs 198/93, 705/94,
c
777 /94 and it allowed the writ petitions filed by the direct recruits Assistant
Engineers namely SWPs 522/90, 824-B/94, 227/97, 1869/97 and 47/98.
The Facts:
-4
The following facts are relevant :
D
There are three wings of Engineers working in the various Deparunents
of the Government of Jammu and Kashmir - Mechanical, Electrical and Civil
Engineering. These posts in these three wings at various levels are of Junior
Engineers, Assistant Engineers and Executive Engineers. The recruiunent to
E
the posts of Assistant Engineers, as p~r the J.K. Engineering (Gazetted)
~
Service Recruiunent Rules 1978 (hereinafter called the 'Recruiunent Rules,
1978') provided that 20% posts were to be filled by direct recruitment, 60%
by promotion of Junior Engineers who had degrees or equivalent qualification
with 3 years service and 20% by Diploma holders or those holding post
carrying scale of Rs. 340-700/450-700 etc. with IO years service.
F
In 1987, with a view to remove stagnation, the Government issued two
orders one on 29.6.87 and another on 29.10.87, the latter in supercession
of the former and re-organised the service as follows : (a) the existing post
of Assistant Engineer was upgraded and re-designated as Assistant Executive
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Engineer, to be kept in charge of a sub-Division. The Assistant Engineer
was to work as a Technical officer to the Assistant Executive Engineer in
the sub-division and also to the Executive Engineer in each division. All
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the Diploma holders (S~ction Officers) were to be re-designated as Junior
Engineers. In November i987, 1116 posts of Assistant Engineers were
created (as held by the High Court) in all the three wings, The Government
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also issued SRO 209 of 1992 on 4.9.92, amending the Schedule to the
S.P. GUPTA v. STATE [M. JAGANNADHA RAO, J.]
817
Recruitment Rules, 1978. The ratio was 20% by direct recruitment, 60% by
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promotion by graduate Junior Engineers with 3 years service and 20% by
Diploma holder Junior Engineers with 10 years service etc.
Thereafter, Government issued a large number of orders and officers
at various levels were promoted to the next higher post on an ad hoc basis
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for six months. Later Government issued orders continuing these ad hoc/stop
gap appointments till regularisation. This was done without consultation of
the Public Service Commission as required by Regulation 4(d)(ii) of the
Service Commission Regulations, 1957. These orders included some in which
several Junior Engineers were promoted as ad hoc Assistant Engineers in the
three wings of the Engineering Department (and also related to ad hoc
promotions as Assistant Executive Engineers). This was done without following the rules for promotion of the Junior Engineers as Assistant Engineers
which required consultation with the J & K Public Service Commission under
section 133 of the J.K. Constitution (corresponding to Article 320 of the
Constitution of India) or other rules. (The promotion as Assistant Executive
Engineer required consultation with DPC). It was case of the direct recruits,
that these ad hoc promotions were made not only against the 80% (60% +
20%) quota of the promotees but also in respect of 10% out of the 20% quota
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of direct recruits, in total breach of the quota rule. Direct recruitment was
indefinitely delayed to benefit promotee officers and even when it was
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initiated, it was restricted to 10%.
It appears that the; last direct recruitment in these wings was way back
in 1984. It was only on' 23.11.87 that the State Government referred to the
State Public Service Commission the matter relating to direct recruitment. But
instead of referring the matter of filing up the quota upto 20%, the reference
was confined only for 10%. The advertisement was issued by the Commission
on 3.12.87. The respondents before us (who were direct recruit writ petitioners ill the writ petitic:ms before the High Court) applied for direct recruitment.
But, for a period of 4 years, the commission did not take any steps to make
recommendations. The candidates were interviewed during 1992-93 and a list
of selected candidates was sent to Government for the 10% quota of direct
recruits. It was only after the High Court gave directions on 22.2.94 in certain
writ petitions and on other dates in other petitions, that thei-direct recruits were
appointed on various dates in 1994 as Assistant· Eri.giu.eers. Some direct
recruits were appointed much later.
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SUPREME COURT REPORTS
[2000] 3 S.C.R.
The direct recruits filed the various SWPs 522190, 227/97, 47/98, 1869/
97, 824-B/94 challenging the a,d hoc promotion of the Assistant Engineers
made by Government without consulting the service Commission beyond six
months and contended that continuance of a,d hoc stop gap promotion beyond
six months (as per the order issued during 1987 to 1996) was not-est and void
and could not be subject of regulariSation. The seniority list cannot show
these a,d hoc promotees as seniors to direct recruits. There is rota as weil as
· quota. They sought the quashing of existing seniority lists and they asked
for issuing fresh seniority lists. On the other hand, the promotee officers filed
SWP 98/93, 705/94 and 777/94 and in the two latter petitions, the seniority
list dated 28.4.94 was questioned to the extent it was favourable to the direct
recruits.
The High Level Committee :
Government appointed a High Level Committee on 21.5.97 to go into
the various issues arising between the direct recruits and promotees. On the ·
three issues. referred, the Committee gave a Report soon thereafter in 1997.
It said that merely because the State Government could not make direct
recruitment due to inaction, the quota rule could not be said to have broken
down. Thereafter, it opined as follows : (1) as
and when the direct
recruitment was made, the direct recruits would be entitled to placement of
their seniority to the vacancies reserved for them as per the ratio. Similarly,
where the promotees came to be promoted in accordance with the rules "in
excess of their quota'', they could not be given seniority but should be given
seniority only from the respective dates on which vacancies in their quota
were available; (ii) seniority had to be determined only "from the respective
dates on which their respective quota became available· in a particular year'
(iii) Qd hoc/stop gap appointment would not entitled an individual to the
benefit of seniority from the date of such a,d hoc/stop gap appointment", such
service not being according to rules. The period of officiation could not be
taken into account for seniori.ry. The Continuous length of a,d hoc service
could not be so counted.
The order dated 2.1.98 by Government regularising promotees services
.without consulting P.S.C. :
Ignoring the above report of the above Committee, and without any
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recommendation of the Public Services Commission for retrospective regu-
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S.P. GUPTA v. STATE [M. JAGANNADHA RAO, J.]
819
larisation, the Government issued, during the pendency of the writ petitions,
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an order on 2.1.98 so far as the Electrical Wing was concerned, stating that
ad hoc service of officers in various categories (starting for Junior Engineers
to Superintending Engineers) right from 25.5.73 to 18.4.96 would stand
regularised at various levels of the service including Assistant Engineers and
Assistant Executive Engineers levels, as a "one time exception". This order
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dated 2.1.98 covered several Assistant Engineers in Electrical Wrng wherein
ad hoc promotions were made. The regularisation was ordered subject to.
(a) The seniority of the officers concerned which will be fixed
according to the Rules;
(b) The outcome of writ petition, if any, pending in courts.
The writ petitions :
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The above order dated 2.1.98 was questioned by direct recruits in the
High Court along with other seniority lists. It was contended for the direct
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recruits before the High Court that there was quota and rota, that the entire
ad hoc service was to be treated as non-est, whether it was rendered within
the promotion quota or outside the said quotas and stop gap/ad hoc service
of promotees could not be regularised at all. But the promotees contended
that there was no rota, that the quota rule had broken down and the entire
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ad hoc service as Assistant Engineers could be counted or regularised by tl1e
Government.
11ze findings of the High Co·u11 :
The High Court framed three points for consideration. It held on the
first point that promotion to the post in the Gazetted cadre required consultation with the Commission on the question of promotion/transfer from one
service to another and also on the suitability of the candidates for appointment, promotion and transfer; that under the J.K. Service Commission,
Regulation 4(d)(ii), officiating promotion or transfer to any service or post,
should not be for more than six months, unless the Commission was consulted
and that the orders for such ad hoc continuance beyond six months and till
regularisation, without consultation, were ineffective. It held that the quota
rule and not broken down. The posts were advertised in 1987, but it was only
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in 1993, 1994 and in 1998 that the direct recruits were appointed in the three
wings, and that in the Civil Mechanical and Electrical Wings 7, 16 and 20
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SUPREME COURT REPORTS
(2000] 3 S.C.R.
posts were under excess occupation by the promotees and these posts were
not filled by direct recruitment because the Government directed advertisement of only 10% and not 20% for direct recruits. It was held that in SWP
824-B/94 filed by direct recruits, Government filed a reply stating that there
was 'quota rota' rule and therefore the said Rule applied. The seniority list
dated 28.4.94 in the Mechanical Wing - which was sought to be quashed in
SWP 705/94 by the promotees showed that the quota rule had not broken
down. The State had not placed before the Court any material to show why
it could not make direct recruitment. The excess promotees had to be pushed
down and had to be fitted in subsequent vacancies in their quota in later years.
On the second point, the High Court held that ad hocpromotions could be
made for three months and not more than 9 months under rule 14(1) of the
J & K Civil Service (Classification Control and Appeal) Rules, 1956 (read
with Regulation 4(d)(ii) of the J & K Public Service Commission (Limitation
of Functions) Regulation 1997). Ad hoc service beyond 6 months could not
have been continued. But, in view of Regulation 4(d)(ii), "if the exercise of
selection of candidates has not been done by the Commission for regularisation" the promotees were not entitled to seniority. Under Rule 8 of the
Recruitment Regulations, 1978 probation was to be for 2 years. Hence, ad
hoc promotee could not be a 'member' of the service. To claim seniority the
promotion could not be de hors the Rules. Conditions of ser\rice could be
relaxed but rules of recruitment could not be relaxed. The order of blanket
regularisation of the promoted Assistant Engineers dated 2.1.98 for the
Electrical Wing passed by the Governn;ient was in violation of Regulation
4( d)(ii) was bad. Such orders passed under executive powers were outside the
Rules and were invalid. On the third point, the High Court held that seniority
under Rule 11 of the 1978 Rules was to be determined in accordance with
Rule 24 of the 1956 Rules on the basis of 'date of first appointment' i.e. date
of "substantive appointment or date of permanent appointment or date of first
appointment on probation against a clear vacancy". In as much as regularisation of ad hoc promotions by the_ Government on 2.1.98 was ilJegal, the
promotees were not members of the service. The order dated 2.1.98 could
not have the effect of regularising the entire ad hoc service. The direct recruits
could however count their seniority from the date of their substantive
appointment within their quota. However, the claims of the promotees whose
stop gap promotion exceeded six months without consultation of the Commission should be referred to the Commission "for determining their suitabilH
ity". The seniority was to be fixed f6r direct recruits and promotees in terms
S.P. GUPTA v. STATE [M. JAGANNADHA RAO, J.]
821
of the quota-rota rule, within their respective quota in the particular year.
Stay orders in their Courts :
In this Court notice in SLPs was issued on 7.4.1999 and the order of
the High Court was stayed. But then a further order was passed on 12.5.99
in IAs. 3 & 4 in SLPs 5329-5330/99 that the stay order dated 7.4.99 did
not imply any right to effect promotion during the pendency of the SLPs. It
was directed that status quo be maintained.
During the course of hearing of the case, at one stage counsel made
some efforts 1to 9arrow done the disputes between the two groups by
discussion but ultimately all the points arising between the parties were
argued elaborately and thoroughly.
The written submissions by both parties covered as many as sixty
rulings of this Court. Having regard to the vehement argument before us and
also in order to explain the various decisions, - which may appear to be
apparently conflicting - we have thought it necessary to refer to most of the
relevant rulings. This has no doubt added to the volume of this judgment but
it could not be helped.
On the basis of the various submission, the following points arise for
consideration :
The. Points :
(1) Can the promotees, for recruitment to the gazetted service, avoid
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the Service Commission? Can the Government order that the entire ad hoc/
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stop gap service of Assistant Engineers and Assistant Executive Engineers is
to be counted for seniority and can the order of regularisation dated 2.1.98
passed by Government (in respect of the Electrical Wmg) be treated as
amounting to an implied n!laxation of the rules of recruitment requiring
consultation with the Service Commission? Whether relaxation of recruitG
ment rule is permissible?
(2) Whether the quota rule had broken down? Whether excess promotees
are to be pushed down? Whether there is a quota-rota rule?
(3) Whether the ad hoc/stop gap promotion of Assistant Engineers (and
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SUPREME COURT REPORTS
[2000] 3 S.C.R.
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Assistant Executive Engineers) could be made beyond six months and till
regularisation, by Government without consulting the Public Service Commission? Whether Government could have regularised the ad hoc service by
executive order dated 2.1.98? Whether, the point raised in para IX of written
submissions by the direct recruits that retrospective regularisation cannot be
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made in respect of the ad'/wc stop gap service and could be made only if
the initial appointment as Assistant Engineers or Assistant Executive Engineers was "in accordance with ru1es", is correct?
(4) Whether the direct recruits could claim a retrospective date of
recruitment from the date on which the post in direct rectuitment was
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available, even though the direct recruit was not appointed by that date and
was appointed long thereafter?
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(5) To what relief?
Point 1 :
This point deals with the question whether the promotees can avoid
going through the Service Commission for recruitment to the gazetted.cadre?
This raises the question of the validity of the order dated 2.1.98 of retrospective regularisation of entire ad hoc service of promotees as Assistant Engi-
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neers and Assistant Executive Engineers passed by the Government, (in
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relation to the Electrical Wing) without the approval of the Public Service
Commission and whether relaxation can be implied. Question arises whether
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it is permissible to relax recruitment rules?
Implied relaxation of recruitment rule relating to promotion - plea as to
Learned senior counsel appearing for the promotee Assistant Engineers
contended that the order dated 2.1.98 regularising the ad hoc/stop gap service
passed by Government, even if it be without the concurrence of the Commission, could be treated as one passed by the Government by impliedly
"relaxing" the Service Commission Regulation requiring consultation with the
Commission. Provisions or Article 320 requiring consultation with the Commission (here Section 1-33 of the J & K Constitution), were not mandatory.
When promotees had put in long years of services, it was permissible for the
State to relax the recruitment rule and regularise the service outside the PSC
Regulations. It was to be deemed there was relaxation. This contention was
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contested by the learned senior counsel for the respondents.
S.P. GUPTA v. STATE [M. JAGANNADHA RAO, J.]
823
The Rules :
For the purpose of the above argument, the promotees relied on the
following rules :
Rule 13 of the 1978 Recruitment Rules states that in respect of
residuary matters, (i.e. 'matters not specifically covered by the said Rules),
the members of the service shall be governed by the rules, regulations and
orders applicable to the State/Civil Services in general. Therefore, Rules 5
of the J & K Civil Service (CCA) Rules, 1956 is attracted. It permits
relaxation of the Rules.